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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+3.81%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$35B
AUM Growth
+$2.81B
Cap. Flow
+$1.71B
Cap. Flow %
4.89%
Top 10 Hldgs %
4.7%
Holding
3,111
New
225
Increased
1,351
Reduced
1,231
Closed
212

Top Buys

Rank Stock Value
1
SD icon
SandRidge Energy
SD
+$44.3M
2
HWM icon
Howmet Aerospace
HWM
+$42.3M
3
COTY icon
Coty
COTY
+$39.2M
4
AMAT icon
Applied Materials
AMAT
+$34.4M
5
CHTR icon
Charter Communications
CHTR
+$32.3M

Top Sells

Rank Stock Value
1
AA icon
Alcoa
AA
+$47.5M
2
DO
Diamond Offshore Drilling
DO
+$35.1M
3
RAI
Reynolds American Inc
RAI
+$29.4M
4
OI icon
O-I Glass
OI
+$28M
5
MDLZ icon
Mondelez International
MDLZ
+$24.2M

Sector Composition

Rank Sector Weight
1 Financials 12.98%
2 Technology 12.86%
3 Healthcare 11.03%
4 Industrials 11.01%
5 Consumer Discretionary 10.01%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NHC icon
2251
National Healthcare
NHC
$3.43B
$774K ﹤0.01%
10,209
+2,627
+35% +$182K
USG
2252
DELISTED
Usg
USG
$774K ﹤0.01%
26,831
-3,760
-12% -$103K
FAX
2253
abrdn Asia-Pacific Income Fund
FAX
$594M
$770K ﹤0.01%
27,707
+687
+3% +$20K
AMBA icon
2254
Ambarella
AMBA
$3.68B
$767K ﹤0.01%
14,173
+4,021
+40% +$243K
DATA
2255
DELISTED
Tableau Software, Inc.
DATA
$765K ﹤0.01%
18,141
-5,115
-22% -$238K
ZTO icon
2256
ZTO Express
ZTO
$18.3B
$763K ﹤0.01%
+63,240
New +$911K
BBN icon
2257
BlackRock Taxable Municipal Bond Trust
BBN
$983M
$758K ﹤0.01%
35,110
+881
+3% +$19.5K
BTT icon
2258
BlackRock Municipal 2030 Target Term Trust
BTT
$1.43B
$757K ﹤0.01%
34,667
+5,440
+19% +$122K
KVHI icon
2259
KVH Industries
KVHI
$162M
$757K ﹤0.01%
64,130
+13,514
+27% +$133K
SRDX
2260
DELISTED
Surmodics
SRDX
$756K ﹤0.01%
29,775
-17,393
-37% -$457K
BATS
2261
DELISTED
Bats Global Markets, Inc.
BATS
$755K ﹤0.01%
22,524
+10,958
+95% +$344K
BLMN icon
2262
Bloomin' Brands
BLMN
$931M
$754K ﹤0.01%
41,843
+6,597
+19% +$119K
NCMI icon
2263
National CineMedia
NCMI
$378M
$751K ﹤0.01%
5,098
+9
+0.2% +$1.33K
INSI
2264
DELISTED
Insight Select Income Fund
INSI
$751K ﹤0.01%
+39,207
New +$744K
MNTA
2265
DELISTED
Momenta Pharmaceuticals, Inc.
MNTA
$751K ﹤0.01%
+49,900
New +$659K
OPLN
2266
Openlane
OPLN
$4.62B
$749K ﹤0.01%
46,452
+3,892
+9% +$62.1K
PAM icon
2267
Pampa Energía
PAM
$4.44B
$749K ﹤0.01%
21,518
-1,749
-8% -$59.4K
DAKT icon
2268
Daktronics
DAKT
$1.05B
$747K ﹤0.01%
69,721
-83,588
-55% -$798K
SPIL
2269
DELISTED
Siliconware Precision Industries Co Ltd
SPIL
$746K ﹤0.01%
102,261
-232,926
-69% -$1.72M
DNP icon
2270
DNP Select Income Fund
DNP
$4.05B
$744K ﹤0.01%
72,702
-104,884
-59% -$1.06M
H icon
2271
Hyatt Hotels
H
$16.9B
$742K ﹤0.01%
+13,433
New +$710K
CBF
2272
DELISTED
Capital Bank Financial Corp. Class A Common Stock
CBF
$739K ﹤0.01%
+18,827
New +$659K
XLE icon
2273
State Street Energy Select Sector SPDR ETF
XLE
$38.1B
$737K ﹤0.01%
+19,568
New +$708K
RDY icon
2274
Dr. Reddy's Laboratories
RDY
$10.1B
$736K ﹤0.01%
81,355
-11,505
-12% -$107K
ENLC
2275
DELISTED
ENLINK MIDSTREAM, LLC
ENLC
$736K ﹤0.01%
38,661
-69,058
-64% -$1.18M
89 90
91
92 93

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AIM
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Fundsmith LLP
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CII
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AAMU
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WANY
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ACA
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ZIG
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Guggenheim Capital's Q4 2016 Portfolio in Review

As of Q4 2016, Guggenheim Capital held 3,111 positions worth $35B, up 8.8% from $32.1B the previous quarter. Its ten largest holdings account for 4.7% of the portfolio.

Guggenheim Capital deployed $1.71B of net new capital in Q4 2016, opening 225 new positions and adding to 1,351 existing holdings. Its largest new stake was SandRidge Energy: 1,886,219 shares worth $44.4M.

By sector, the portfolio is most concentrated in Financials at 13% of assets, up from 11% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was Alcoa, an estimated $47.5M trimmed.

  • Guggenheim Capital's largest Q4 2016 buy was SandRidge Energy: 1,886,219 shares worth $44.4M.
  • Guggenheim Capital added most to Coty in Q4 2016, an estimated $39.2M increase.
  • Guggenheim Capital's biggest Q4 2016 reduction was Alcoa, cutting an estimated $47.5M.
  • Guggenheim Capital fully exited SolarCity Corporation in Q4 2016, selling an estimated $14.3M.
  • Guggenheim Capital's ten largest holdings make up 4.7% of its $35B portfolio in Q4 2016.
  • Guggenheim Capital opened 225 new positions and closed 212 in Q4 2016.
  • Guggenheim Capital's portfolio value rose 8.8% quarter-over-quarter to $35B.

Based on Guggenheim Capital's 13F filing for Q4 2016, filed 14 Feb 2017.