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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+6.38%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$32.1B
AUM Growth
+$306M
Cap. Flow
-$1.13B
Cap. Flow %
-3.5%
Top 10 Hldgs %
5.21%
Holding
3,026
New
153
Increased
1,157
Reduced
1,531
Closed
143

Top Buys

Rank Stock Value
1
FTV icon
Fortive
FTV
+$39.8M
2
COO icon
Cooper Companies
COO
+$29.5M
3
MTD icon
Mettler-Toledo International
MTD
+$29.1M
4
ALB icon
Albemarle
ALB
+$25M
5
LNT icon
Alliant Energy
LNT
+$23.9M

Top Sells

Rank Stock Value
1
DRII
DIAMOND RESORTS INTL, INC
DRII
+$283M
2
TTE icon
TotalEnergies
TTE
+$80.2M
3
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$57.3M
4
EMC
EMC CORPORATION
EMC
+$36.4M
5
GAS
AGL Resources Inc
GAS
+$36.3M

Sector Composition

Rank Sector Weight
1 Technology 12.43%
2 Healthcare 11.67%
3 Financials 11.21%
4 Industrials 10.39%
5 Consumer Discretionary 10.05%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MITT
2251
TPG Mortgage Investment Trust
MITT
$224M
$715K ﹤0.01%
15,141
-1,329
-8% -$61.4K
NXGN
2252
DELISTED
NextGen Healthcare, Inc. Common Stock
NXGN
$715K ﹤0.01%
63,167
-22,990
-27% -$276K
PAC icon
2253
Grupo Aeroportuario del Pacifico
PAC
$13.3B
$713K ﹤0.01%
7,513
-13,476
-64% -$1.34M
BTT icon
2254
BlackRock Municipal 2030 Target Term Trust
BTT
$1.43B
$709K ﹤0.01%
+29,227
New +$703K
FCE.A
2255
DELISTED
Forest City Realty Trust, Inc.
FCE.A
$706K ﹤0.01%
30,503
-10,543
-26% -$246K
CSI
2256
DELISTED
Cutwater Select Income Fund
CSI
$704K ﹤0.01%
34,753
+6,084
+21% +$123K
HAYN
2257
DELISTED
Haynes International, Inc.
HAYN
$701K ﹤0.01%
18,876
-643
-3% -$24K
KOF icon
2258
Coca-Cola Femsa
KOF
$22.9B
$699K ﹤0.01%
9,319
-17,492
-65% -$1.36M
NWN icon
2259
Northwest Natural Holdings
NWN
$2.12B
$699K ﹤0.01%
11,628
-5,644
-33% -$353K
SCHL icon
2260
Scholastic
SCHL
$752M
$698K ﹤0.01%
17,741
+24
+0.1% +$964
OPLN
2261
Openlane
OPLN
$4.61B
$695K ﹤0.01%
42,560
-81,027
-66% -$1.29M
RY icon
2262
Royal Bank of Canada
RY
$293B
$695K ﹤0.01%
11,219
-47,892
-81% -$2.94M
HTY
2263
DELISTED
JOHN HANCOCK TAX-ADVANTAGED GLOBAL SHAREHOLDER YIELD FUND
HTY
$692K ﹤0.01%
63,288
-39,754
-39% -$419K
LMRK
2264
DELISTED
Landmark Infrastructure Partners LP Common Units
LMRK
$691K ﹤0.01%
39,360
+12,228
+45% +$214K
CCLP
2265
DELISTED
CSI Compressco LP
CCLP
$690K ﹤0.01%
65,111
-45,390
-41% -$419K
POLY
2266
DELISTED
Plantronics, Inc.
POLY
$688K ﹤0.01%
13,241
-3,995
-23% -$196K
RYZ
2267
Ryerson Holding Corp
RYZ
$1.42B
$684K ﹤0.01%
60,540
-1,962
-3% -$26.5K
SONC
2268
DELISTED
Sonic Corp
SONC
$684K ﹤0.01%
26,103
-2,258
-8% -$62.2K
RYAM icon
2269
Rayonier Advanced Materials
RYAM
$609M
$679K ﹤0.01%
50,811
-4,487
-8% -$58K
ODFL icon
2270
Old Dominion Freight Line
ODFL
$43.8B
$677K ﹤0.01%
29,604
-5,982
-17% -$135K
LDP icon
2271
Cohen & Steers Duration Preferred & Income Fund
LDP
$598M
$672K ﹤0.01%
26,739
-8,306
-24% -$209K
APAM icon
2272
Artisan Partners
APAM
$3.03B
$668K ﹤0.01%
24,554
-5,205
-17% -$142K
TDAY
2273
USA Today Co
TDAY
$1.11B
$668K ﹤0.01%
43,096
+14,126
+49% +$243K
HWKN icon
2274
Hawkins
HWKN
$2.72B
$666K ﹤0.01%
30,736
-1,264
-4% -$27.4K
AEIS icon
2275
Advanced Energy
AEIS
$13.1B
$662K ﹤0.01%
13,983
-25,524
-65% -$1.08M
89 90
91
92 93

Similar funds

TRSOTSOK
Teachers Retirement System of the State of Kentucky Frankfort, Kentucky $12.9B AUM 31.03% 1-Year Est. Return
AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return
ZIG
Zurich Insurance Group Zurich, Switzerland $12.7B AUM 53.57% 1-Year Est. Return

Guggenheim Capital's Q3 2016 Portfolio in Review

As of Q3 2016, Guggenheim Capital held 3,026 positions worth $32.1B, up 0.96% from $31.8B the previous quarter. Its ten largest holdings account for 5.2% of the portfolio.

Guggenheim Capital withdrew a net $1.13B in Q3 2016, closing 143 positions and reducing 1,531 holdings. Its most notable exit was DIAMOND RESORTS INTL, INC, an estimated $283M position sold in full.

By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 11% a quarter earlier, followed by Healthcare and Financials.

Against the trend, Guggenheim Capital opened a new position in Fortive worth $39.8M.

  • Guggenheim Capital's largest Q3 2016 buy was Fortive: 1,239,033 shares worth $39.8M.
  • Guggenheim Capital added most to Cooper Companies in Q3 2016, an estimated $29.5M increase.
  • Guggenheim Capital's biggest Q3 2016 reduction was TotalEnergies, cutting an estimated $80.2M.
  • Guggenheim Capital fully exited DIAMOND RESORTS INTL, INC in Q3 2016, selling an estimated $283M.
  • Guggenheim Capital's ten largest holdings make up 5.2% of its $32.1B portfolio in Q3 2016.
  • Guggenheim Capital opened 153 new positions and closed 143 in Q3 2016.
  • Guggenheim Capital's portfolio value rose 0.96% quarter-over-quarter to $32.1B.

Based on Guggenheim Capital's 13F filing for Q3 2016, filed 15 Nov 2016.