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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+2.3%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$31.7B
AUM Growth
-$2.67B
Cap. Flow
-$2.89B
Cap. Flow %
-9.11%
Top 10 Hldgs %
5.56%
Holding
3,128
New
137
Increased
922
Reduced
1,808
Closed
223

Top Buys

Rank Stock Value
1
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$62.9M
2
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$62.4M
3
HOLX
Hologic
HOLX
+$44.1M
4
CNC icon
Centene
CNC
+$39.3M
5
EXR icon
Extra Space Storage
EXR
+$35.6M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$47.1M
2
GMCR
KEURIG GREEN MTN INC
GMCR
+$41.7M
3
BRCM
BROADCOM CORP CL-A
BRCM
+$40.5M
4
CNX icon
CNX Resources
CNX
+$38.3M
5
BMR
BIOMED REALTY TRUST INC
BMR
+$37.3M

Sector Composition

Rank Sector Weight
1 Technology 12.05%
2 Healthcare 11.54%
3 Consumer Discretionary 10.85%
4 Financials 10.67%
5 Industrials 9.56%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HCR
2251
DELISTED
Hi-Crush Inc. Common Stock
HCR
$666K ﹤0.01%
134,317
-20,157
-13% -$99.3K
TM icon
2252
Toyota
TM
$225B
$662K ﹤0.01%
6,233
+1,881
+43% +$208K
UMC icon
2253
United Microelectronic
UMC
$46.9B
$662K ﹤0.01%
317,689
-105,686
-25% -$207K
VPG icon
2254
Vishay Precision Group
VPG
$914M
$661K ﹤0.01%
47,150
-2,178
-4% -$25.5K
ARMH
2255
DELISTED
ARM HOLDINGS PLC ADS
ARMH
$660K ﹤0.01%
15,109
+2,448
+19% +$102K
BKT icon
2256
BlackRock Income Trust
BKT
$341M
$659K ﹤0.01%
33,135
-12,611
-28% -$246K
AHRT
2257
AH Realty Trust
AHRT
$517M
$658K ﹤0.01%
58,536
+10,227
+21% +$109K
KLIC icon
2258
Kulicke & Soffa
KLIC
$4.78B
$657K ﹤0.01%
58,031
+12,127
+26% +$132K
JTD
2259
DELISTED
NUVEEN TAX-ADVANTAGE DIVIDEND GROWTH FUND
JTD
$657K ﹤0.01%
47,961
+14,389
+43% +$188K
BBL
2260
DELISTED
BHP Group Plc American Depositary Shares (Each representing two Ordinary Shares)
BBL
$655K ﹤0.01%
28,851
-2,925
-9% -$61.2K
AVNT icon
2261
Avient
AVNT
$4.19B
$654K ﹤0.01%
21,616
+8,194
+61% +$225K
PRSU
2262
Pursuit Attractions and Hospitality Inc
PRSU
$1.25B
$654K ﹤0.01%
22,434
+3,830
+21% +$108K
FCE.A
2263
DELISTED
Forest City Realty Trust, Inc.
FCE.A
$653K ﹤0.01%
30,966
-97,044
-76% -$1.91M
USA icon
2264
Liberty All-Star Equity Fund
USA
$1.85B
$652K ﹤0.01%
131,252
+26,062
+25% +$123K
AVP
2265
DELISTED
Avon Products, Inc.
AVP
$652K ﹤0.01%
135,613
-409,085
-75% -$1.46M
EGN
2266
DELISTED
Energen
EGN
$652K ﹤0.01%
17,816
+3,447
+24% +$107K
SPFF icon
2267
Global X SuperIncome Preferred ETF
SPFF
$142M
$651K ﹤0.01%
48,960
-4,599
-9% -$59.3K
CX icon
2268
Cemex
CX
$16.3B
$649K ﹤0.01%
96,400
-2,931
-3% -$14.4K
ENLK
2269
DELISTED
EnLink Midstream Partners, LP
ENLK
$649K ﹤0.01%
53,727
+30,840
+135% +$339K
CHS
2270
DELISTED
Chicos FAS, Inc.
CHS
$644K ﹤0.01%
48,533
+15,208
+46% +$172K
GLF
2271
DELISTED
GulfMark Offshore, Inc. Common Stock
GLF
$643K ﹤0.01%
104,117
-4,570
-4% -$19.9K
NMY
2272
DELISTED
Nuveen Maryland Quality Municipal Income Fund
NMY
$637K ﹤0.01%
47,485
– –
FIT
2273
DELISTED
Fitbit, Inc. Class A common stock
FIT
$637K ﹤0.01%
42,074
+12,730
+43% +$202K
SCHL icon
2274
Scholastic
SCHL
$792M
$636K ﹤0.01%
17,027
+2,826
+20% +$101K
USAC icon
2275
USA Compression Partners
USAC
$3.74B
$636K ﹤0.01%
54,092
+21,721
+67% +$213K
89 90
91
92 93

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TRSOTSOK
Teachers Retirement System of the State of Kentucky Frankfort, Kentucky $12.9B AUM 31.03% 1-Year Est. Return
AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return
ZIG
Zurich Insurance Group Zurich, Switzerland $12.7B AUM 53.57% 1-Year Est. Return

Guggenheim Capital's Q1 2016 Portfolio in Review

As of Q1 2016, Guggenheim Capital held 3,128 positions worth $31.7B, down 7.8% from $34.4B the previous quarter. Its ten largest holdings account for 5.6% of the portfolio.

Guggenheim Capital withdrew a net $2.89B in Q1 2016, closing 223 positions and reducing 1,808 holdings. Its most notable exit was KEURIG GREEN MTN INC, an estimated $41.7M position sold in full.

By sector, the portfolio is most concentrated in Technology at 12% of assets, down from 13% a quarter earlier, followed by Healthcare and Consumer Discretionary.

Against the trend, Guggenheim Capital opened a new position in Enovis worth $6.52M.

  • Guggenheim Capital's largest Q1 2016 buy was Enovis: 132,562 shares worth $6.52M.
  • Guggenheim Capital added most to State Street SPDR Bloomberg High Yield Bond ETF in Q1 2016, an estimated $62.9M increase.
  • Guggenheim Capital's biggest Q1 2016 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $47.1M.
  • Guggenheim Capital fully exited KEURIG GREEN MTN INC in Q1 2016, selling an estimated $41.7M.
  • Guggenheim Capital's ten largest holdings make up 5.6% of its $31.7B portfolio in Q1 2016.
  • Guggenheim Capital opened 137 new positions and closed 223 in Q1 2016.
  • Guggenheim Capital's portfolio value fell 7.8% quarter-over-quarter to $31.7B.

Based on Guggenheim Capital's 13F filing for Q1 2016, filed 16 May 2016.