We are live on ! Find out more
GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+4.88%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$39.9B
AUM Growth
-$1.85B
Cap. Flow
-$122M
Cap. Flow %
-0.31%
Top 10 Hldgs %
5.46%
Holding
3,261
New
279
Increased
1,342
Reduced
1,357
Closed
256

Top Buys

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$107M
2
ZION icon
Zions Bancorporation
ZION
+$69.8M
3
Y
Alleghany Corp
Y
+$49.5M
4
AAPL icon
Apple
AAPL
+$44.2M
5
CPT icon
Camden Property Trust
CPT
+$43.9M

Top Sells

Rank Stock Value
1
BG icon
Bunge Global
BG
+$67.6M
2
THG icon
Hanover Insurance
THG
+$63.6M
3
URS
URS CORP
URS
+$58.3M
4
GDX icon
VanEck Gold Miners ETF
GDX
+$58.3M
5
NTRS icon
Northern Trust
NTRS
+$49.8M

Sector Composition

Rank Sector Weight
1 Technology 11.6%
2 Healthcare 11.32%
3 Consumer Discretionary 10.79%
4 Financials 10.35%
5 Industrials 9.71%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DNKN
2251
DELISTED
Dunkin' Brands Group, Inc.
DNKN
$928K ﹤0.01%
21,747
-813
-4% -$37.2K
BGC
2252
DELISTED
General Cable Corporation
BGC
$927K ﹤0.01%
62,204
-854,133
-93% -$11.9M
JPS
2253
DELISTED
Nuveen Preferred & Income Securities Fund
JPS
$925K ﹤0.01%
103,892
-33,750
-25% -$304K
DBI icon
2254
Designer Brands
DBI
$336M
$924K ﹤0.01%
24,779
-15,287
-38% -$499K
LDRH
2255
DELISTED
LDR HOLDINGS CORP COM STK
LDRH
$923K ﹤0.01%
28,163
-102,822
-78% -$3.38M
PGN
2256
DELISTED
PARAGON OFFSHORE PLC (GBR)
PGN
$922K ﹤0.01%
332,294
+192,942
+138% +$848K
PDM
2257
Piedmont Realty Trust
PDM
$1.18B
$918K ﹤0.01%
48,722
-6,366
-12% -$120K
VCO
2258
DELISTED
Vina Concha Y Toro 50 Shrs
VCO
$913K ﹤0.01%
24,160
-5,111
-17% -$193K
DXPE icon
2259
DXP Enterprises
DXPE
$3.07B
$911K ﹤0.01%
18,024
+2,621
+17% +$157K
CVG
2260
DELISTED
Convergys
CVG
$907K ﹤0.01%
44,512
-7,201
-14% -$143K
MYF
2261
DELISTED
Blackrock Muni Yield Investment Fund, Inc.
MYF
$904K ﹤0.01%
58,401
-47,978
-45% -$728K
HRC
2262
DELISTED
HILL-ROM HOLDINGS, INC.
HRC
$903K ﹤0.01%
19,811
-3,217
-14% -$143K
ECHO
2263
EchoStar
ECHO
$25.3B
$900K ﹤0.01%
21,153
+2,583
+14% +$103K
PHF
2264
DELISTED
Pacholder High Yield
PHF
$900K ﹤0.01%
123,045
-8,255
-6% -$62.9K
NEA icon
2265
Nuveen AMT-Free Quality Municipal Income Fund
NEA
$3.39B
$895K ﹤0.01%
64,735
-8,468
-12% -$116K
DB icon
2266
Deutsche Bank
DB
$70.7B
$893K ﹤0.01%
33,327
+16,288
+96% +$457K
MRCY icon
2267
Mercury Systems
MRCY
$6.53B
$893K ﹤0.01%
64,155
-49,230
-43% -$631K
ENBL
2268
DELISTED
ENABLE MIDSTREAM PARTNERS, LP
ENBL
$893K ﹤0.01%
+46,040
New +$1.02M
CPK icon
2269
Chesapeake Utilities
CPK
$3.2B
$892K ﹤0.01%
17,984
-980
-5% -$45.1K
SKT icon
2270
Tanger
SKT
$4.52B
$891K ﹤0.01%
24,115
+5,130
+27% +$183K
SHO icon
2271
Sunstone Hotel Investors
SHO
$2.1B
$889K ﹤0.01%
53,805
+12,364
+30% +$191K
WDR
2272
DELISTED
Waddell & Reed Financial, Inc.
WDR
$889K ﹤0.01%
17,850
-184,271
-91% -$8.79M
LULU icon
2273
lululemon athletica
LULU
$14.2B
$888K ﹤0.01%
15,919
-7,186
-31% -$328K
VSAT icon
2274
Viasat
VSAT
$11.3B
$886K ﹤0.01%
14,062
+6,123
+77% +$375K
ICMB icon
2275
Investcorp Credit Management BDC
ICMB
$12.3M
$885K ﹤0.01%
81,041
+11,341
+16% +$136K
89 90
91
92 93

Similar funds

TRSOTSOK
Teachers Retirement System of the State of Kentucky Frankfort, Kentucky $12.9B AUM 31.03% 1-Year Est. Return
AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return
ZIG
Zurich Insurance Group Zurich, Switzerland $12.7B AUM 53.57% 1-Year Est. Return

Guggenheim Capital's Q4 2014 Portfolio in Review

As of Q4 2014, Guggenheim Capital held 3,261 positions worth $39.9B, down 4.4% from $41.7B the previous quarter. Its ten largest holdings account for 5.5% of the portfolio.

Guggenheim Capital's Q4 2014 filing shows 279 new, 1,342 increased, 1,357 reduced and 256 closed positions. Its largest new stake was Direxion Daily Gold Miners Index Bull 2X ETF: 71,350 shares worth $31.9M. The largest sale was Bunge Global, an estimated $67.6M.

By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 9.9% a quarter earlier, followed by Healthcare and Consumer Discretionary.

  • Guggenheim Capital's largest Q4 2014 buy was Direxion Daily Gold Miners Index Bull 2X ETF: 71,350 shares worth $31.9M.
  • Guggenheim Capital added most to Invesco QQQ Trust in Q4 2014, an estimated $107M increase.
  • Guggenheim Capital's biggest Q4 2014 reduction was Bunge Global, cutting an estimated $67.6M.
  • Guggenheim Capital fully exited URS CORP in Q4 2014, selling an estimated $58.3M.
  • Guggenheim Capital's ten largest holdings make up 5.5% of its $39.9B portfolio in Q4 2014.
  • Guggenheim Capital opened 279 new positions and closed 256 in Q4 2014.
  • Guggenheim Capital's portfolio value fell 4.4% quarter-over-quarter to $39.9B.

Based on Guggenheim Capital's 13F filing for Q4 2014, filed 17 Feb 2015.