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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
-1.55%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$41.7B
AUM Growth
+$2.19B
Cap. Flow
+$590M
Cap. Flow %
1.42%
Top 10 Hldgs %
9.51%
Holding
3,328
New
131
Increased
1,345
Reduced
1,491
Closed
336

Top Buys

Rank Stock Value
1
BSCF
CLAYMORE GUGGENHEIM BULLETSHARES 2015 CORP BD ETF
BSCF
+$96.3M
2
GWR
Genesee & Wyoming Inc.
GWR
+$59.1M
3
OII icon
Oceaneering
OII
+$56.8M
4
PNW icon
Pinnacle West Capital
PNW
+$51.3M
5
KMI icon
Kinder Morgan
KMI
+$47.3M

Top Sells

Rank Stock Value
1
BSJF
GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF
BSJF
+$98.4M
2
BSJG
Guggenheim BulletShares 2016 High Yield Corporate Bond ETF
BSJG
+$92.9M
3
BSJH
Guggenheim BulletShares 2017 High Yield Corporate Bond ETF
BSJH
+$80M
4
BSCE
CLAYMORE GUGGENHEIM BULLETSHARES 2014 CORP BD ETF
BSCE
+$73.1M
5
WLL
Whiting Petroleum Corporation
WLL
+$59.5M

Sector Composition

Rank Sector Weight
1 Financials 10.28%
2 Technology 9.93%
3 Consumer Discretionary 9.85%
4 Healthcare 9.66%
5 Industrials 9.38%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VYX icon
2251
NCR Voyix
VYX
$1.14B
$945K ﹤0.01%
46,121
+20,271
+78% +$411K
CROX icon
2252
Crocs
CROX
$6.55B
$944K ﹤0.01%
74,996
-3,873
-5% -$58.1K
OMAB icon
2253
Grupo Aeroportuario Centro Norte
OMAB
$5.33B
$943K ﹤0.01%
26,716
-2,402
-8% -$80.8K
FCRD
2254
DELISTED
First Eagle Alternative Capital BDC, Inc. Common Stock
FCRD
$941K ﹤0.01%
72,966
-4,544
-6% -$62K
TRGP icon
2255
Targa Resources
TRGP
$55.1B
$940K ﹤0.01%
6,904
-3,502
-34% -$481K
LVNTA
2256
DELISTED
Liberty Interactive Corporation Series A Liberty Ventures
LVNTA
$940K ﹤0.01%
24,755
+8,654
+54% +$317K
EXK
2257
Endeavour Silver
EXK
$2.83B
$939K ﹤0.01%
214,824
-3,050
-1% -$16.7K
ISIL
2258
DELISTED
Intersil Corp
ISIL
$939K ﹤0.01%
66,063
+11,787
+22% +$171K
TYPE
2259
DELISTED
Monotype Imaging Holdings Inc.
TYPE
$938K ﹤0.01%
33,121
-3,588
-10% -$105K
AX icon
2260
Axos Financial
AX
$5.68B
$937K ﹤0.01%
51,528
-5,648
-10% -$107K
NTGR icon
2261
NETGEAR
NTGR
$635M
$937K ﹤0.01%
29,995
-2,305
-7% -$76.2K
SAMG icon
2262
Silvercrest Asset Management
SAMG
$79.9M
$937K ﹤0.01%
68,785
+17,073
+33% +$273K
SIMO icon
2263
Silicon Motion
SIMO
$8.68B
$929K ﹤0.01%
34,501
-2,042
-6% -$51.3K
SIGI icon
2264
Selective Insurance
SIGI
$5.73B
$928K ﹤0.01%
41,896
-1,152
-3% -$27.2K
BIP icon
2265
Brookfield Infrastructure Partners
BIP
$18B
$926K ﹤0.01%
61,410
-5,327
-8% -$86.1K
MDR
2266
DELISTED
McDermott International
MDR
$926K ﹤0.01%
53,949
-15,673
-23% -$338K
AF
2267
DELISTED
Astoria Financial Corporation
AF
$926K ﹤0.01%
74,741
-6,621
-8% -$86.3K
MIG
2268
DELISTED
MEADOWBROOK INSURANCE GRP INC
MIG
$926K ﹤0.01%
158,286
-3,435
-2% -$21.5K
CBRL icon
2269
Cracker Barrel
CBRL
$1.29B
$925K ﹤0.01%
8,960
-41,847
-82% -$4.19M
CATO icon
2270
Cato Corp
CATO
$66.1M
$922K ﹤0.01%
26,777
+11,397
+74% +$380K
CVG
2271
DELISTED
Convergys
CVG
$922K ﹤0.01%
51,713
-3,693
-7% -$71.8K
LTC
2272
LTC Properties
LTC
$2.15B
$921K ﹤0.01%
24,956
+6,329
+34% +$249K
EVY
2273
DELISTED
Eaton Vance New York Municipal Income Trust
EVY
$921K ﹤0.01%
66,439
+4,228
+7% +$58K
APTV icon
2274
CALL
Aptiv
APTV
$10.3B
$920K ﹤0.01%
+15,000
New +$1.03M
RCL icon
2275
Royal Caribbean
RCL
$85.6B
$916K ﹤0.01%
13,608
-2,933
-18% -$182K
89 90
91
92 93

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TRSOTSOK
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AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return
ZIG
Zurich Insurance Group Zurich, Switzerland $12.7B AUM 53.57% 1-Year Est. Return

Guggenheim Capital's Q3 2014 Portfolio in Review

As of Q3 2014, Guggenheim Capital held 3,328 positions worth $41.7B, up 5.5% from $39.5B the previous quarter. Its ten largest holdings account for 9.5% of the portfolio.

Guggenheim Capital's Q3 2014 filing shows 131 new, 1,345 increased, 1,491 reduced and 336 closed positions. Its largest new stake was Discovery, Inc. Series C Common Stock: 470,475 shares worth $17.5M. The largest sale was GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF, an estimated $98.4M.

By sector, the portfolio is most concentrated in Financials at 10% of assets, down from 11% a quarter earlier, followed by Technology and Consumer Discretionary.

  • Guggenheim Capital's largest Q3 2014 buy was Discovery, Inc. Series C Common Stock: 470,475 shares worth $17.5M.
  • Guggenheim Capital added most to CLAYMORE GUGGENHEIM BULLETSHARES 2015 CORP BD ETF in Q3 2014, an estimated $96.3M increase.
  • Guggenheim Capital's biggest Q3 2014 reduction was GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF, cutting an estimated $98.4M.
  • Guggenheim Capital fully exited FOREST LABORATORIES INC in Q3 2014, selling an estimated $40.1M.
  • Guggenheim Capital's ten largest holdings make up 9.5% of its $41.7B portfolio in Q3 2014.
  • Guggenheim Capital opened 131 new positions and closed 336 in Q3 2014.
  • Guggenheim Capital's portfolio value rose 5.5% quarter-over-quarter to $41.7B.

Based on Guggenheim Capital's 13F filing for Q3 2014, filed 14 Nov 2014.