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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+8.99%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$19.2B
AUM Growth
+$2.52B
Cap. Flow
+$1.25B
Cap. Flow %
6.54%
Top 10 Hldgs %
17.34%
Holding
2,313
New
197
Increased
1,021
Reduced
855
Closed
212

Top Buys

Rank Stock Value
1
FIGS icon
FIGS
FIGS
+$173M
2
JPM icon
JPMorgan Chase
JPM
+$113M
3
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$102M
4
AXP icon
American Express
AXP
+$90.1M
5
META icon
Meta Platforms (Facebook)
META
+$58.1M

Top Sells

Rank Stock Value
1
AFTR.U
AfterNext HealthTech Acquisition Corp Units
AFTR.U
+$37.1M
2
CPAAU
Conyers Park III Acquisition Corp. Unit
CPAAU
+$34.7M
3
TSLA icon
Tesla
TSLA
+$28.7M
4
WAVC.U
Waverley Capital Acquisition Corp. 1 Units, each consisting of one Class A Ordinary Share and one-third of one redeemable warrant
WAVC.U
+$24.7M
5
TPGS
TPG Pace Solutions Corp.
TPGS
+$23.7M

Sector Composition

Rank Sector Weight
1 Technology 20.39%
2 Financials 15.67%
3 Healthcare 9.34%
4 Consumer Discretionary 9.15%
5 Real Estate 6.71%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TKC icon
2226
Turkcell
TKC
$4.76B
– –
-17,115
Closed -$74K
TME icon
2227
Tencent Music
TME
$15.7B
– –
-31,185
Closed -$226K
TPVG icon
2228
TriplePoint Venture Growth BDC
TPVG
$212M
– –
-48,659
Closed -$771K
TRMK icon
2229
Trustmark
TRMK
$2.78B
– –
-6,734
Closed -$217K
TRUP icon
2230
Trupanion
TRUP
$1.24B
– –
-2,709
Closed -$210K
TTEC icon
2231
TTEC Holdings
TTEC
$127M
– –
-4,575
Closed -$428K
TW icon
2232
Tradeweb Markets
TW
$21.8B
– –
-2,549
Closed -$206K
UPBD icon
2233
Upbound Group
UPBD
$1.14B
– –
-4,861
Closed -$273K
VCSH icon
2234
Vanguard Short-Term Corporate Bond ETF
VCSH
$44.7B
– –
-2,984
Closed -$246K
VIPS icon
2235
Vipshop
VIPS
$7.4B
– –
-41,591
Closed -$463K
VVR icon
2236
Invesco Senior Income Trust
VVR
$456M
– –
-58,967
Closed -$262K
VYX icon
2237
NCR Voyix
VYX
$1.16B
– –
-27,452
Closed -$653K
WIT icon
2238
Wipro
WIT
$19.7B
– –
-31,988
Closed -$141K
WKHS icon
2239
Workhorse Group
WKHS
$35.2M
– –
-6
Closed -$137K
YEXT icon
2240
Yext
YEXT
$558M
– –
-21,226
Closed -$255K
ZLAB icon
2241
Zai Lab
ZLAB
$2.34B
– –
-21,071
Closed -$2.22M
ZWS icon
2242
Zurn Elkay Water Solutions
ZWS
$8.6B
– –
-358,384
Closed -$11.1M
ZYME icon
2243
Zymeworks
ZYME
$1.7B
– –
-21,133
Closed -$614K
ZYXI
2244
DELISTED
Zynex
ZYXI
– –
-15,745
Closed -$163K
CNR
2245
Core Natural Resources Inc
CNR
$4.47B
– –
-50,489
Closed -$1.31M
AAMI
2246
Acadian Asset Management
AAMI
$3.26B
– –
-11,357
Closed -$297K
JOYY
2247
JOYY Inc
JOYY
$3.77B
– –
-3,932
Closed -$216K
NKLA
2248
DELISTED
Nikola Corporation Common Stock
NKLA
– –
-952
Closed -$305K
CNSL
2249
DELISTED
Consolidated Communications Holdings, Inc.
CNSL
– –
-54,847
Closed -$504K
HAYN
2250
DELISTED
Haynes International, Inc.
HAYN
– –
-7,171
Closed -$267K
88 89
90
91 92

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TRSOTSOK
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AIM
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Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
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WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
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ZIG
Zurich Insurance Group Zurich, Switzerland $12.7B AUM 53.57% 1-Year Est. Return

Guggenheim Capital's Q4 2021 Portfolio in Review

As of Q4 2021, Guggenheim Capital held 2,313 positions worth $19.2B, up 15% from $16.7B the previous quarter. Its ten largest holdings account for 17% of the portfolio.

Guggenheim Capital deployed $1.25B of net new capital in Q4 2021, opening 197 new positions and adding to 1,021 existing holdings. Its largest new stake was AfterNext HealthTech Acquisition Corp: 3,725,000 shares worth $36.3M.

By sector, the portfolio is most concentrated in Technology at 20% of assets, up from 19% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Tesla, an estimated $28.7M trimmed.

  • Guggenheim Capital's largest Q4 2021 buy was AfterNext HealthTech Acquisition Corp: 3,725,000 shares worth $36.3M.
  • Guggenheim Capital added most to FIGS in Q4 2021, an estimated $173M increase.
  • Guggenheim Capital's biggest Q4 2021 reduction was Tesla, cutting an estimated $28.7M.
  • Guggenheim Capital fully exited AfterNext HealthTech Acquisition Corp Units in Q4 2021, selling an estimated $37.1M.
  • Guggenheim Capital's ten largest holdings make up 17% of its $19.2B portfolio in Q4 2021.
  • Guggenheim Capital opened 197 new positions and closed 212 in Q4 2021.
  • Guggenheim Capital's portfolio value rose 15% quarter-over-quarter to $19.2B.

Based on Guggenheim Capital's 13F filing for Q4 2021, filed 14 Feb 2022.