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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
-0.72%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$16.7B
AUM Growth
-$332M
Cap. Flow
-$57.8M
Cap. Flow %
-0.35%
Top 10 Hldgs %
17.41%
Holding
2,287
New
114
Increased
795
Reduced
1,162
Closed
171

Top Buys

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$50M
2
LITT
Logistics Innovation Technologies Corp. Class A Common Stock
LITT
+$38.8M
3
AFTR.U
AfterNext HealthTech Acquisition Corp Units
AFTR.U
+$37M
4
CPAAU
Conyers Park III Acquisition Corp. Unit
CPAAU
+$34.7M
5
HON icon
Honeywell
HON
+$32.1M

Top Sells

Rank Stock Value
1
ALXN
Alexion Pharmaceuticals
ALXN
+$41.8M
2
LITTU
Logistics Innovation Technologies Corp. Units
LITTU
+$39.8M
3
MTTR
Matterport, Inc. Class A Common Stock
MTTR
+$32.4M
4
SRNG
Soaring Eagle Acquisition Corp. Class A Ordinary Share
SRNG
+$20M
5
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$19.4M

Sector Composition

Rank Sector Weight
1 Technology 19.23%
2 Financials 13.81%
3 Healthcare 9.7%
4 Consumer Discretionary 8.79%
5 Communication Services 6.56%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SKYW icon
2226
Skywest
SKYW
$4.4B
– –
-9,085
Closed -$391K
SLP icon
2227
Simulations Plus
SLP
$371M
– –
-7,451
Closed -$409K
SPOK icon
2228
Spok Holdings
SPOK
$236M
– –
-35,432
Closed -$341K
STBA icon
2229
S&T Bancorp
STBA
$1.82B
– –
-10,945
Closed -$343K
STRA icon
2230
Strategic Education
STRA
$1.86B
– –
-5,429
Closed -$413K
TBI
2231
Trueblue
TBI
$311M
– –
-14,986
Closed -$421K
TRU icon
2232
TransUnion
TRU
$15.2B
– –
-13,991
Closed -$1.54M
TSE
2233
DELISTED
Trinseo
TSE
– –
-5,193
Closed -$311K
UCTT
2234
Ultra Clean Holdings
UCTT
$3.76B
– –
-6,703
Closed -$360K
UFCS icon
2235
United Fire Group
UFCS
$1.41B
– –
-18,665
Closed -$518K
UFPI icon
2236
UFP Industries
UFPI
$5.07B
– –
-6,346
Closed -$472K
USAC icon
2237
USA Compression Partners
USAC
$3.78B
– –
-17,752
Closed -$293K
UTL icon
2238
Unitil
UTL
$981M
– –
-5,742
Closed -$304K
VBTX
2239
DELISTED
Veritex Holdings
VBTX
– –
-9,691
Closed -$343K
VCEL icon
2240
Vericel Corp
VCEL
$2.29B
– –
-5,947
Closed -$312K
VIG icon
2241
Vanguard Dividend Appreciation ETF
VIG
$114B
– –
-1,568
Closed -$243K
WB icon
2242
Weibo
WB
$1.94B
– –
-5,098
Closed -$268K
WD icon
2243
Walker & Dunlop
WD
$1.52B
– –
-3,130
Closed -$327K
WLY icon
2244
John Wiley & Sons Class A
WLY
$2.72B
– –
-3,614
Closed -$217K
WSFS icon
2245
WSFS Financial
WSFS
$4.17B
– –
-7,460
Closed -$348K
WSR
2246
DELISTED
Whitestone REIT
WSR
– –
-25,543
Closed -$211K
WWD icon
2247
Woodward
WWD
$21.6B
– –
-1,949
Closed -$239K
ZG icon
2248
Zillow
ZG
$7.59B
– –
-2,923
Closed -$358K
MAGN
2249
Magnera Corp
MAGN
$446M
– –
-918
Closed -$167K
EVA
2250
DELISTED
Enviva Inc.
EVA
– –
-5,575
Closed -$292K
88 89
90
91 92

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TRSOTSOK
Teachers Retirement System of the State of Kentucky Frankfort, Kentucky $12.9B AUM 31.03% 1-Year Est. Return
AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return
ZIG
Zurich Insurance Group Zurich, Switzerland $12.7B AUM 53.57% 1-Year Est. Return

Guggenheim Capital's Q3 2021 Portfolio in Review

As of Q3 2021, Guggenheim Capital held 2,287 positions worth $16.7B, down 2% from $17B the previous quarter. Its ten largest holdings account for 17% of the portfolio.

Guggenheim Capital's Q3 2021 filing shows 114 new, 795 increased, 1,162 reduced and 171 closed positions. Its largest new stake was Logistics Innovation Technologies Corp. Class A Common Stock: 4,000,000 shares worth $38.6M. The largest sale was Alexion Pharmaceuticals, an estimated $41.8M.

By sector, the portfolio is most concentrated in Technology at 19% of assets, up from 19% a quarter earlier, followed by Financials and Healthcare.

  • Guggenheim Capital's largest Q3 2021 buy was Logistics Innovation Technologies Corp. Class A Common Stock: 4,000,000 shares worth $38.6M.
  • Guggenheim Capital added most to iShares Core US Aggregate Bond ETF in Q3 2021, an estimated $50M increase.
  • Guggenheim Capital's biggest Q3 2021 reduction was Matterport, Inc. Class A Common Stock, cutting an estimated $32.4M.
  • Guggenheim Capital fully exited Alexion Pharmaceuticals in Q3 2021, selling an estimated $41.8M.
  • Guggenheim Capital's ten largest holdings make up 17% of its $16.7B portfolio in Q3 2021.
  • Guggenheim Capital opened 114 new positions and closed 171 in Q3 2021.
  • Guggenheim Capital's portfolio value fell 2% quarter-over-quarter to $16.7B.

Based on Guggenheim Capital's 13F filing for Q3 2021, filed 15 Nov 2021.