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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+7.91%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$13.3B
AUM Growth
+$802M
Cap. Flow
-$35.2M
Cap. Flow %
-0.26%
Top 10 Hldgs %
12.63%
Holding
2,246
New
164
Increased
893
Reduced
982
Closed
190

Top Buys

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$251M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$91.6M
3
TFC icon
Truist Financial
TFC
+$10.3M
4
EXC icon
Exelon
EXC
+$9.3M
5
FCX icon
Freeport-McMoran
FCX
+$7.78M

Top Sells

Rank Stock Value
1
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$90.9M
2
AAPL icon
Apple
AAPL
+$35.8M
3
CELG
Celgene Corp
CELG
+$33.4M
4
JPST icon
JPMorgan Ultra-Short Income ETF
JPST
+$32.5M
5
MSFT icon
Microsoft
MSFT
+$32.3M

Sector Composition

Rank Sector Weight
1 Technology 15.39%
2 Financials 10.11%
3 Healthcare 10%
4 Consumer Discretionary 8.02%
5 Industrials 7.35%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AVDR
2226
DELISTED
Avedro, Inc Common Stock
AVDR
– –
-14,053
Closed -$319K
MCRN
2227
DELISTED
Milacron Holdings Corp.
MCRN
– –
-29,526
Closed -$492K
ZF
2228
DELISTED
Virtus Total Return Fund Inc.
ZF
– –
-252,194
Closed -$2.84M
DF
2229
DELISTED
Dean Foods Company
DF
– –
-87,033
Closed -$101K
BPL
2230
DELISTED
Buckeye Partners, L.P.
BPL
– –
-35,692
Closed -$1.47M
LTXB
2231
DELISTED
LegacyTexas Financial Group Inc
LTXB
– –
-23,429
Closed -$1.02M
CJ
2232
DELISTED
C&J Energy Services, Inc.
CJ
– –
-34,865
Closed -$374K
MDSO
2233
DELISTED
Medidata Solutions, Inc.
MDSO
– –
-11,034
Closed -$1.01M
ISCA
2234
DELISTED
International Speedway Corp
ISCA
– –
-12,400
Closed -$558K
NCI
2235
DELISTED
Navigant Consulting, Inc.
NCI
– –
-62,015
Closed -$1.73M
VSM
2236
DELISTED
Versum Materials, Inc.
VSM
– –
-34,848
Closed -$1.84M
BID
2237
DELISTED
Sotheby's
BID
– –
-8,324
Closed -$474K
HIBB
2238
DELISTED
Hibbett, Inc. Common Stock
HIBB
– –
-35,477
Closed -$812K
VSTO
2239
DELISTED
Vista Outdoor Inc.
VSTO
– –
-36,039
Closed -$223K
CMO
2240
DELISTED
Capstead Mortgage Corp.
CMO
– –
-17,013
Closed -$125K
FTR
2241
DELISTED
Frontier Communications Corp.
FTR
– –
-49,833
Closed -$43K
CELG
2242
DELISTED
Celgene Corp
CELG
– –
-336,377
Closed -$33.4M
AUO
2243
DELISTED
AU Optronics Corp
AUO
– –
-191,230
Closed -$470K
STMP
2244
DELISTED
Stamps.com, Inc.
STMP
– –
-4,772
Closed -$355K
GCI
2245
DELISTED
Gannett Co., Inc
GCI
– –
-175,875
Closed -$1.89M
HR
2246
DELISTED
Healthcare Realty Trust Incorporated
HR
– –
-8,409
Closed -$282K
86 87 88 89
90

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AIM
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Fundsmith LLP
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CII
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AAMU
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NMIFOAC
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WANY
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ACA
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Guggenheim Capital's Q4 2019 Portfolio in Review

As of Q4 2019, Guggenheim Capital held 2,246 positions worth $13.3B, up 6.4% from $12.5B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Guggenheim Capital's Q4 2019 filing shows 164 new, 893 increased, 982 reduced and 190 closed positions. Its largest new stake was iShares Core S&P 500 ETF: 296,002 shares worth $95.7M. The largest sale was iShares iBoxx $ Investment Grade Corporate Bond ETF, an estimated $90.9M.

By sector, the portfolio is most concentrated in Technology at 15% of assets, up from 15% a quarter earlier, followed by Financials and Healthcare.

  • Guggenheim Capital's largest Q4 2019 buy was iShares Core S&P 500 ETF: 296,002 shares worth $95.7M.
  • Guggenheim Capital added most to iShares Core US Aggregate Bond ETF in Q4 2019, an estimated $251M increase.
  • Guggenheim Capital's biggest Q4 2019 reduction was iShares iBoxx $ Investment Grade Corporate Bond ETF, cutting an estimated $90.9M.
  • Guggenheim Capital fully exited Celgene Corp in Q4 2019, selling an estimated $33.4M.
  • Guggenheim Capital's ten largest holdings make up 13% of its $13.3B portfolio in Q4 2019.
  • Guggenheim Capital opened 164 new positions and closed 190 in Q4 2019.
  • Guggenheim Capital's portfolio value rose 6.4% quarter-over-quarter to $13.3B.

Based on Guggenheim Capital's 13F filing for Q4 2019, filed 14 Feb 2020.