We are live on ! Find out more
GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+14.03%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$12.3B
AUM Growth
+$469M
Cap. Flow
-$935M
Cap. Flow %
-7.62%
Top 10 Hldgs %
12.23%
Holding
2,300
New
143
Increased
869
Reduced
1,140
Closed
137

Top Buys

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$26M
2
AMZN icon
Amazon
AMZN
+$16.1M
3
GOOG icon
Alphabet (Google) Class C
GOOG
+$15.1M
4
AAPL icon
Apple
AAPL
+$12.7M
5
MDU icon
MDU Resources
MDU
+$10.3M

Top Sells

Rank Stock Value
1
TFCFA
Twenty-First Century Fox, Inc. Class A
TFCFA
+$18.3M
2
SHPG
Shire pic
SHPG
+$12M
3
AEE icon
Ameren
AEE
+$11.1M
4
KMI icon
Kinder Morgan
KMI
+$10.3M
5
MRK icon
Merck
MRK
+$9.73M

Sector Composition

Rank Sector Weight
1 Technology 14.29%
2 Healthcare 11.07%
3 Financials 10.11%
4 Consumer Discretionary 7.98%
5 Industrials 7.52%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
XOP icon
2226
CALL
State Street SPDR S&P Oil & Gas Exploration & Production ETF
XOP
$3.63B
– –
-860,750
Closed -$91.3M
TBRG
2227
DELISTED
TruBridge
TBRG
– –
-10,187
Closed -$255K
HTLF
2228
DELISTED
Heartland Financial USA, Inc.
HTLF
– –
-4,624
Closed -$204K
SRCL
2229
DELISTED
Stericycle Inc
SRCL
– –
-28,258
Closed -$1.04M
AEL
2230
DELISTED
American Equity Investment Life Holding Company
AEL
– –
-28,477
Closed -$796K
ARGO
2231
DELISTED
Argo Group International Holdings, Ltd.
ARGO
– –
-10,781
Closed -$726K
TWNK
2232
DELISTED
Hostess Brands, Inc. Class A Common Stock
TWNK
– –
-338,577
Closed -$3.7M
RFP
2233
DELISTED
Resolute Forest Products Inc.
RFP
– –
-10,008
Closed -$79K
BRG
2234
DELISTED
Bluerock Residential Growth REIT, Inc.
BRG
– –
-20,346
Closed -$183K
MTOR
2235
DELISTED
MERITOR, Inc.
MTOR
– –
-63,497
Closed -$1.07M
GPL
2236
DELISTED
Great Panther Mining Limited
GPL
– –
-5,588
Closed -$40K
HOME
2237
DELISTED
At Home Group Inc.
HOME
– –
-11,425
Closed -$213K
CTB
2238
DELISTED
Cooper Tire & Rubber Co.
CTB
– –
-10,290
Closed -$332K
CLGX
2239
DELISTED
Corelogic, Inc.
CLGX
– –
-48,484
Closed -$1.62M
OCSI
2240
DELISTED
Oaktree Strategic Income Corporation
OCSI
– –
-16,964
Closed -$131K
TCP
2241
DELISTED
TC Pipelines LP
TCP
– –
-7,201
Closed -$231K
FRAN
2242
DELISTED
Francesca's Holdings Corporation
FRAN
– –
-5,093
Closed -$59K
EGIF
2243
DELISTED
Eagle Growth and Income Opportunities Fund
EGIF
– –
-16,960
Closed -$214K
AKRX
2244
DELISTED
Akorn Inc
AKRX
– –
-10,533
Closed -$36K
ZAYO
2245
DELISTED
Zayo Group Holdings, Inc.
ZAYO
– –
-55,971
Closed -$1.28M
BID
2246
DELISTED
Sotheby's
BID
– –
-6,132
Closed -$243K
MXWL
2247
DELISTED
Maxwell Technologies Inc
MXWL
– –
-1,017,586
Closed -$2.11M
BRS
2248
DELISTED
Bristow Group, Inc.
BRS
– –
-14,206
Closed -$35K
RDC
2249
DELISTED
Rowan Companies Plc
RDC
– –
-11,230
Closed -$94K
CLD
2250
DELISTED
Cloud Peak Energy Inc
CLD
– –
-165,786
Closed -$61K
88 89
90
91 92

Similar funds

TRSOTSOK
Teachers Retirement System of the State of Kentucky Frankfort, Kentucky $12.9B AUM 31.03% 1-Year Est. Return
AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
NMIFOAC
National Mutual Insurance Federation of Agricultural Cooperatives Tokyo, Japan, Japan $13B AUM 17.65% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return

Guggenheim Capital's Q1 2019 Portfolio in Review

As of Q1 2019, Guggenheim Capital held 2,300 positions worth $12.3B, up 4% from $11.8B the previous quarter. Its ten largest holdings account for 12% of the portfolio.

Guggenheim Capital withdrew a net $935M in Q1 2019, closing 137 positions and reducing 1,140 holdings. Its most notable exit was Twenty-First Century Fox, Inc. Class A, an estimated $18.3M position sold in full.

By sector, the portfolio is most concentrated in Technology at 14% of assets, up from 12% a quarter earlier, followed by Healthcare and Financials.

Against the trend, Guggenheim Capital opened a new position in AXIS Capital worth $7.58M.

  • Guggenheim Capital's largest Q1 2019 buy was AXIS Capital: 138,467 shares worth $7.58M.
  • Guggenheim Capital added most to Microsoft in Q1 2019, an estimated $26M increase.
  • Guggenheim Capital's biggest Q1 2019 reduction was Ameren, cutting an estimated $11.1M.
  • Guggenheim Capital fully exited Twenty-First Century Fox, Inc. Class A in Q1 2019, selling an estimated $18.3M.
  • Guggenheim Capital's ten largest holdings make up 12% of its $12.3B portfolio in Q1 2019.
  • Guggenheim Capital opened 143 new positions and closed 137 in Q1 2019.
  • Guggenheim Capital's portfolio value rose 4% quarter-over-quarter to $12.3B.

Based on Guggenheim Capital's 13F filing for Q1 2019, filed 15 May 2019.