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GC
Guggenheim Capital Portfolio holdings
AUM
$12.9B
1-Year Est. Return
27.3%
This Fund
S&P 500
This Quarter
Est. Return
+5.8%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$42.2B
AUM Growth
-$360M
(-0.85%)
Cap. Flow
-$2.32B
Cap. Flow
% of AUM
-5.5%
Top 10 Holdings %
Top 10 Hldgs %
7.6%
Holding
2,945
New
147
Increased
1,226
Reduced
1,320
Closed
236
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
|
+$859M |
| 2 |
Apple
AAPL
|
+$61.2M |
| 3 |
Norwegian Cruise Line
NCLH
|
+$56M |
| 4 |
Vertex Pharmaceuticals
VRTX
|
+$55.7M |
| 5 |
EVHC
Envision Healthcare Holdings Inc
EVHC
|
+$40.4M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
|
+$106M |
| 2 |
ULQ
CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF
ULQ
|
+$84.5M |
| 3 |
BCR
CR Bard Inc.
BCR
|
+$53.6M |
| 4 |
Applied Materials
AMAT
|
+$37.5M |
| 5 |
LVLT
Level 3 Communications Inc
LVLT
|
+$37.4M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 14.48% |
| 2 | Financials | 12.95% |
| 3 | Healthcare | 12.03% |
| 4 | Industrials | 10.73% |
| 5 | Consumer Discretionary | 10.33% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
2226
Goldgroup Mining Inc.
GORO
$157M
| $725K | ﹤0.01% |
165,060
-55,635
| -25% | -$217K |
|
2227
Strategy Inc
MSTR
$34.1B
| $725K | ﹤0.01% |
55,390
-330
| -0.6% | -$4.43K |
|
2228
Banner Corp
BANR
$2.39B
| $723K | ﹤0.01% |
13,113
+7,984
| +156% | +$463K |
|
|
CLCT
2229
DELISTED
Collectors Universe
CLCT
| $722K | ﹤0.01% |
25,221
+1,125
| +5% | +$30.1K |
|
2230
PennantPark Floating Rate Capital
PFLT
$689M
| $721K | ﹤0.01% |
52,575
+14,682
| +39% | +$207K |
|
2231
Matador Resources
MTDR
$6.2B
| $720K | ﹤0.01% |
23,148
-4,190
| -15% | -$115K |
|
2232
SPS Commerce
SPSC
$2.64B
| $719K | ﹤0.01% |
29,560
-9,310
| -24% | -$239K |
|
|
WPX
2233
DELISTED
WPX Energy, Inc.
WPX
| $717K | ﹤0.01% |
51,002
-70,987
| -58% | -$859K |
|
2234
Icahn Enterprises
IEP
$5.24B
| $712K | ﹤0.01% |
13,432
-925
| -6% | -$50.3K |
|
2235
IDT Corp
IDT
$1.64B
| $708K | ﹤0.01% |
79,021
+2,713
| +4% | +$29.7K |
|
|
CUK
2236
DELISTED
Carnival PLC
CUK
| $707K | ﹤0.01% |
10,672
+1,878
| +21% | +$125K |
|
2237
Tenet Healthcare
THC
$20.5B
| $706K | ﹤0.01% |
46,542
-48,863
| -51% | -$688K |
|
2238
Carriage Services
CSV
$641M
| $705K | ﹤0.01% |
27,416
-53
| -0.2% | -$1.35K |
|
2239
El Pollo Loco
LOCO
$501M
| $705K | ﹤0.01% |
+71,322
| New | +$770K |
|
|
CDTX
2240
DELISTED
Cidara Therapeutics
CDTX
| $701K | ﹤0.01% |
5,151
-911
| -15% | -$138K |
|
|
ICAD
2241
DELISTED
iCAD Inc
ICAD
| $700K | ﹤0.01% |
203,565
+11,655
| +6% | +$46.9K |
|
|
EVV
2242
Eaton Vance Limited Duration Income Fund
EVV
$1.06B
| $698K | ﹤0.01% |
51,126
+21,101
| +70% | +$290K |
|
2243
Hexcel
HXL
$7.79B
| $698K | ﹤0.01% |
+11,283
| New | +$686K |
|
2244
Wipro
WIT
$19.6B
| $697K | ﹤0.01% |
340,128
+22,320
| +7% | +$44.6K |
|
|
BLJ
2245
DELISTED
BlackRock New Jersey Municipal Bond Trust
BLJ
| $696K | ﹤0.01% |
47,255
-1,332
| -3% | -$19.6K |
|
2246
Central Garden & Pet Co
CENT
$2.69B
| $693K | ﹤0.01% |
22,269
-546
| -2% | -$16.7K |
|
|
NPTN
2247
DELISTED
NEOPHOTONICS CORP
NPTN
| $692K | ﹤0.01% |
105,212
-110
| -0.1% | -$672 |
|
|
FHY
2248
DELISTED
First Trust Strategic High
FHY
| $687K | ﹤0.01% |
53,425
-9,667
| -15% | -$126K |
|
2249
Nuveen Preferred & Income Opportunities Fund
JPC
$2.89B
| $685K | ﹤0.01% |
66,256
-30,727
| -32% | -$321K |
|
|
ELP
2250
DELISTED
Companhia Paranaense de Energia (COPEL)
ELP
| $683K | ﹤0.01% |
223,760
+52,472
| +31% | +$163K |
|
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Guggenheim Capital's Q4 2017 Portfolio in Review
As of Q4 2017, Guggenheim Capital held 2,945 positions worth $42.2B, down 0.85% from $42.6B the previous quarter. Its ten largest holdings account for 7.6% of the portfolio.
Guggenheim Capital withdrew a net $2.32B in Q4 2017, closing 236 positions and reducing 1,320 holdings. Its most notable exit was CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF, an estimated $84.5M position sold in full.
By sector, the portfolio is most concentrated in Technology at 14% of assets, up from 13% a quarter earlier, followed by Financials and Healthcare.
Against the trend, Guggenheim Capital opened a new position in iShares China Large-Cap ETF worth $18M.
- Guggenheim Capital's largest Q4 2017 buy was iShares China Large-Cap ETF: 389,755 shares worth $18M.
- Guggenheim Capital added most to iShares iBoxx $ Investment Grade Corporate Bond ETF in Q4 2017, an estimated $859M increase.
- Guggenheim Capital's biggest Q4 2017 reduction was iShares iBoxx $ High Yield Corporate Bond ETF, cutting an estimated $106M.
- Guggenheim Capital fully exited CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF in Q4 2017, selling an estimated $84.5M.
- Guggenheim Capital's ten largest holdings make up 7.6% of its $42.2B portfolio in Q4 2017.
- Guggenheim Capital opened 147 new positions and closed 236 in Q4 2017.
- Guggenheim Capital's portfolio value fell 0.85% quarter-over-quarter to $42.2B.
Based on Guggenheim Capital's 13F filing for Q4 2017, filed 14 Feb 2018.