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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+4.41%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$42.6B
AUM Growth
+$4.82B
Cap. Flow
+$3.68B
Cap. Flow %
8.65%
Top 10 Hldgs %
12.95%
Holding
2,932
New
107
Increased
1,463
Reduced
1,212
Closed
134

Top Buys

Rank Stock Value
1
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$209M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$209M
3
ULQ
CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF
ULQ
+$84.5M
4
PKG icon
Packaging Corp of America
PKG
+$55.6M
5
CDNS icon
Cadence Design Systems
CDNS
+$45.2M

Top Sells

Rank Stock Value
1
RAI
Reynolds American Inc
RAI
+$68.3M
2
WFM
Whole Foods Market Inc
WFM
+$64M
3
SPLS
Staples Inc
SPLS
+$47.8M
4
MNK
MALLINCKRODT PUBLIC LIMITED COMPANY
MNK
+$46.6M
5
DD
Du Pont De Nemours E I
DD
+$41.2M

Sector Composition

Rank Sector Weight
1 Technology 12.83%
2 Financials 12.17%
3 Healthcare 10.88%
4 Industrials 10.2%
5 Consumer Discretionary 9.18%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FNFV
2226
DELISTED
Fidelity Natl Financial, Inc.
FNFV
$767K ﹤0.01%
44,721
+381
+0.9% +$6.34K
COLB icon
2227
Columbia Banking Systems
COLB
$8.95B
$765K ﹤0.01%
18,167
-7,268
-29% -$281K
SKT icon
2228
Tanger
SKT
$4.69B
$764K ﹤0.01%
31,285
-121,659
-80% -$3.08M
VBF icon
2229
Invesco Bond Fund
VBF
$169M
$763K ﹤0.01%
38,117
+1,759
+5% +$34.4K
SILC icon
2230
Silicom
SILC
$229M
$762K ﹤0.01%
13,018
-5,469
-30% -$291K
DB icon
2231
Deutsche Bank
DB
$69.7B
$756K ﹤0.01%
43,780
-5,268
-11% -$91.3K
EXK
2232
Endeavour Silver
EXK
$2.22B
$755K ﹤0.01%
317,259
+85,500
+37% +$220K
UHAL icon
2233
U-Haul Holding Co
UHAL
$14B
$751K ﹤0.01%
20,020
-1,910
-9% -$71.4K
NXST icon
2234
Nexstar Media Group
NXST
$5.95B
$750K ﹤0.01%
12,031
+2,015
+20% +$124K
CIG icon
2235
CEMIG Preferred Shares
CIG
$6.26B
$748K ﹤0.01%
591,752
-208,166
-26% -$284K
LNG icon
2236
Cheniere Energy
LNG
$54.4B
$747K ﹤0.01%
16,587
+6,246
+60% +$276K
CXP
2237
DELISTED
COLUMBIA PROPERTY TRUST, INC.
CXP
$747K ﹤0.01%
34,292
-13,885
-29% -$299K
MEOH icon
2238
Methanex
MEOH
$4.13B
$745K ﹤0.01%
14,817
-4,992
-25% -$235K
PLAB icon
2239
Photronics
PLAB
$1.78B
$745K ﹤0.01%
84,269
-222,249
-73% -$1.97M
MNDT
2240
DELISTED
Mandiant, Inc. Common Stock
MNDT
$744K ﹤0.01%
44,393
-763
-2% -$11.7K
ENLC
2241
DELISTED
ENLINK MIDSTREAM, LLC
ENLC
$743K ﹤0.01%
43,084
-3,258
-7% -$56.3K
MTDR icon
2242
Matador Resources
MTDR
$6.08B
$741K ﹤0.01%
27,338
+816
+3% +$19.4K
MMLP icon
2243
Martin Midstream Partners
MMLP
$96.6M
$737K ﹤0.01%
47,383
-12,405
-21% -$219K
DGII icon
2244
Digi International
DGII
$2.68B
$736K ﹤0.01%
69,503
+11,146
+19% +$107K
IGI
2245
Western Asset Investment Grade Defined Opportunity Trust
IGI
$95.8M
$735K ﹤0.01%
34,650
+7,729
+29% +$167K
NTNX icon
2246
Nutanix
NTNX
$16.4B
$732K ﹤0.01%
32,694
+5,974
+22% +$131K
BHK icon
2247
BlackRock Core Bond Trust
BHK
$646M
$727K ﹤0.01%
51,716
+2,189
+4% +$30.6K
AWP
2248
abrdn Global Premier Properties Fund
AWP
$372M
$725K ﹤0.01%
36,445
-1,887
-5% -$36.6K
BRG
2249
DELISTED
Bluerock Residential Growth REIT, Inc.
BRG
$725K ﹤0.01%
65,668
+16,942
+35% +$194K
FAX
2250
DELISTED
abrdn Asia-Pacific Income Fund
FAX
$724K ﹤0.01%
140,217
-6,276
-4% -$32.4K
88 89
90
91 92

Similar funds

TRSOTSOK
Teachers Retirement System of the State of Kentucky Frankfort, Kentucky $12.9B AUM 31.03% 1-Year Est. Return
AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
NMIFOAC
National Mutual Insurance Federation of Agricultural Cooperatives Tokyo, Japan, Japan $13B AUM 17.65% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return

Guggenheim Capital's Q3 2017 Portfolio in Review

As of Q3 2017, Guggenheim Capital held 2,932 positions worth $42.6B, up 13% from $37.8B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Guggenheim Capital deployed $3.68B of net new capital in Q3 2017, opening 107 new positions and adding to 1,463 existing holdings. Its largest new stake was CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF: 1,677,943 shares worth $84.5M.

By sector, the portfolio is most concentrated in Technology at 13% of assets, down from 14% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was MALLINCKRODT PUBLIC LIMITED COMPANY, an estimated $46.6M trimmed.

  • Guggenheim Capital's largest Q3 2017 buy was CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF: 1,677,943 shares worth $84.5M.
  • Guggenheim Capital added most to iShares iBoxx $ High Yield Corporate Bond ETF in Q3 2017, an estimated $209M increase.
  • Guggenheim Capital's biggest Q3 2017 reduction was MALLINCKRODT PUBLIC LIMITED COMPANY, cutting an estimated $46.6M.
  • Guggenheim Capital fully exited Reynolds American Inc in Q3 2017, selling an estimated $68.3M.
  • Guggenheim Capital's ten largest holdings make up 13% of its $42.6B portfolio in Q3 2017.
  • Guggenheim Capital opened 107 new positions and closed 134 in Q3 2017.
  • Guggenheim Capital's portfolio value rose 13% quarter-over-quarter to $42.6B.

Based on Guggenheim Capital's 13F filing for Q3 2017, filed 14 Nov 2017.