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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+5.7%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$36.9B
AUM Growth
+$1.94B
Cap. Flow
+$154M
Cap. Flow %
0.42%
Top 10 Hldgs %
4.62%
Holding
3,025
New
132
Increased
1,201
Reduced
1,478
Closed
188

Top Buys

Rank Stock Value
1
IDXX icon
Idexx Laboratories
IDXX
+$57.1M
2
INCY icon
Incyte
INCY
+$53M
3
SD icon
SandRidge Energy
SD
+$46.7M
4
SNPS icon
Synopsys
SNPS
+$46.3M
5
AMD icon
Advanced Micro Devices
AMD
+$41.3M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$92.1M
2
LLTC
Linear Technology Corp
LLTC
+$72.6M
3
IVW icon
iShares S&P 500 Growth ETF
IVW
+$63M
4
SE
Spectra Energy Corp Wi
SE
+$62.3M
5
IVE icon
iShares S&P 500 Value ETF
IVE
+$59.9M

Sector Composition

Rank Sector Weight
1 Technology 13.19%
2 Financials 13.13%
3 Healthcare 11.29%
4 Industrials 11.08%
5 Consumer Discretionary 10.21%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BLJ
2226
DELISTED
BlackRock New Jersey Municipal Bond Trust
BLJ
$779K ﹤0.01%
53,800
+82
+0.2% +$1.2K
SXC icon
2227
SunCoke Energy
SXC
$714M
$777K ﹤0.01%
86,507
-2,180
-2% -$21.3K
LDP icon
2228
Cohen & Steers Duration Preferred & Income Fund
LDP
$598M
$775K ﹤0.01%
30,571
+6,400
+26% +$161K
MGRC icon
2229
McGrath RentCorp
MGRC
$2.92B
$775K ﹤0.01%
23,101
-3,561
-13% -$130K
AZTA icon
2230
Azenta
AZTA
$1.38B
$773K ﹤0.01%
34,591
-89,028
-72% -$1.77M
BGY icon
2231
BlackRock Enhanced International Dividend Trust
BGY
$526M
$772K ﹤0.01%
133,186
-14,031
-10% -$80.1K
PTY icon
2232
PIMCO Corporate & Income Opportunity Fund
PTY
$2.49B
$771K ﹤0.01%
49,096
-22,660
-32% -$346K
MEOH icon
2233
Methanex
MEOH
$4.2B
$769K ﹤0.01%
16,410
-5,329
-25% -$256K
MDRX
2234
DELISTED
Veradigm Inc. Common Stock
MDRX
$764K ﹤0.01%
60,182
-89,526
-60% -$1.06M
ZF
2235
DELISTED
Virtus Total Return Fund Inc.
ZF
$762K ﹤0.01%
68,511
-3,819
-5% -$42.2K
ICAD
2236
DELISTED
iCAD Inc
ICAD
$761K ﹤0.01%
158,355
+22,957
+17% +$89K
NEOG icon
2237
Neogen
NEOG
$2.59B
$761K ﹤0.01%
31,029
-3,184
-9% -$77.9K
PBH icon
2238
Prestige Consumer Healthcare
PBH
$2.46B
$756K ﹤0.01%
13,579
-1,761
-11% -$97.1K
COLM icon
2239
Columbia Sportswear
COLM
$3B
$755K ﹤0.01%
12,872
-1,966
-13% -$110K
GDL
2240
GDL Fund
GDL
$92.1M
$754K ﹤0.01%
76,528
+11,509
+18% +$114K
CPK icon
2241
Chesapeake Utilities
CPK
$3.21B
$753K ﹤0.01%
10,881
-7,565
-41% -$504K
HTH icon
2242
Hilltop Holdings
HTH
$2.28B
$752K ﹤0.01%
27,399
-401
-1% -$11.2K
BT
2243
DELISTED
BT Group plc (ADR)
BT
$747K ﹤0.01%
37,174
+20,110
+118% +$421K
BBN icon
2244
BlackRock Taxable Municipal Bond Trust
BBN
$978M
$743K ﹤0.01%
33,174
-1,936
-6% -$42.8K
BTT icon
2245
BlackRock Municipal 2030 Target Term Trust
BTT
$1.43B
$741K ﹤0.01%
32,757
-1,910
-6% -$42.9K
CRI icon
2246
Carter's
CRI
$1.47B
$737K ﹤0.01%
8,214
+784
+11% +$67.6K
USG
2247
DELISTED
Usg
USG
$737K ﹤0.01%
23,167
-3,664
-14% -$117K
CSV icon
2248
Carriage Services
CSV
$645M
$736K ﹤0.01%
27,101
-5,719
-17% -$153K
IBOC icon
2249
International Bancshares
IBOC
$4.74B
$735K ﹤0.01%
20,755
+98
+0.5% +$3.69K
ONC
2250
BeOne Medicines Ltd
ONC
$32.6B
$735K ﹤0.01%
20,050
-1,999
-9% -$72.8K
88 89
90
91 92

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TRSOTSOK
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AIM
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Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
NMIFOAC
National Mutual Insurance Federation of Agricultural Cooperatives Tokyo, Japan, Japan $13B AUM 17.65% 1-Year Est. Return
WANY
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ACA
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Guggenheim Capital's Q1 2017 Portfolio in Review

As of Q1 2017, Guggenheim Capital held 3,025 positions worth $36.9B, up 5.5% from $35B the previous quarter. Its ten largest holdings account for 4.6% of the portfolio.

Guggenheim Capital's Q1 2017 filing shows 132 new, 1,201 increased, 1,478 reduced and 188 closed positions. Its largest new stake was Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust: 1,177,888 shares worth $26.2M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $92.1M.

By sector, the portfolio is most concentrated in Technology at 13% of assets, up from 13% a quarter earlier, followed by Financials and Healthcare.

  • Guggenheim Capital's largest Q1 2017 buy was Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust: 1,177,888 shares worth $26.2M.
  • Guggenheim Capital added most to Idexx Laboratories in Q1 2017, an estimated $57.1M increase.
  • Guggenheim Capital's biggest Q1 2017 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $92.1M.
  • Guggenheim Capital fully exited Linear Technology Corp in Q1 2017, selling an estimated $72.6M.
  • Guggenheim Capital's ten largest holdings make up 4.6% of its $36.9B portfolio in Q1 2017.
  • Guggenheim Capital opened 132 new positions and closed 188 in Q1 2017.
  • Guggenheim Capital's portfolio value rose 5.5% quarter-over-quarter to $36.9B.

Based on Guggenheim Capital's 13F filing for Q1 2017, filed 15 May 2017.