We are live on ! Find out more
GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+6.38%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$32.1B
AUM Growth
+$306M
Cap. Flow
-$1.13B
Cap. Flow %
-3.5%
Top 10 Hldgs %
5.21%
Holding
3,026
New
153
Increased
1,157
Reduced
1,531
Closed
143

Top Buys

Rank Stock Value
1
FTV icon
Fortive
FTV
+$39.8M
2
COO icon
Cooper Companies
COO
+$29.5M
3
MTD icon
Mettler-Toledo International
MTD
+$29.1M
4
ALB icon
Albemarle
ALB
+$25M
5
LNT icon
Alliant Energy
LNT
+$23.9M

Top Sells

Rank Stock Value
1
DRII
DIAMOND RESORTS INTL, INC
DRII
+$283M
2
TTE icon
TotalEnergies
TTE
+$80.2M
3
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$57.3M
4
EMC
EMC CORPORATION
EMC
+$36.4M
5
GAS
AGL Resources Inc
GAS
+$36.3M

Sector Composition

Rank Sector Weight
1 Technology 12.43%
2 Healthcare 11.67%
3 Financials 11.21%
4 Industrials 10.39%
5 Consumer Discretionary 10.05%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ECPG icon
2226
Encore Capital Group
ECPG
$2.09B
$757K ﹤0.01%
33,659
+142
+0.4% +$3.2K
AGX icon
2227
Argan
AGX
$8.39B
$756K ﹤0.01%
12,778
-13,315
-51% -$653K
EE
2228
DELISTED
El Paso Electric Company
EE
$756K ﹤0.01%
16,173
-8,422
-34% -$393K
PAM icon
2229
Pampa Energía
PAM
$4.43B
$754K ﹤0.01%
23,267
-4,000
-15% -$111K
SYKE
2230
DELISTED
SYKES Enterprises Inc
SYKE
$753K ﹤0.01%
26,801
-879
-3% -$26.1K
NCMI icon
2231
National CineMedia
NCMI
$380M
$749K ﹤0.01%
5,089
+2,016
+66% +$307K
BAF
2232
DELISTED
BLACKROCK MUNICIPAL INCOME INVESTMENT QUALITY TRUST
BAF
$749K ﹤0.01%
47,465
-2,277
-5% -$36.7K
AMBA icon
2233
Ambarella
AMBA
$3.68B
$747K ﹤0.01%
10,152
-1,021
-9% -$64K
OLLI icon
2234
Ollie's Bargain Outlet
OLLI
$4.74B
$747K ﹤0.01%
28,500
-5,403
-16% -$141K
WAFD icon
2235
WaFd
WAFD
$2.78B
$737K ﹤0.01%
27,622
+11,262
+69% +$289K
MFD
2236
DELISTED
Macquarie/First Trust Global Infrastructure/Utilities Dividend & Income Fund
MFD
$737K ﹤0.01%
58,456
-2,015
-3% -$25.4K
RSTI
2237
DELISTED
Rofin-Sinar Technologies Inc
RSTI
$736K ﹤0.01%
22,874
-91
-0.4% -$2.91K
GER
2238
DELISTED
Goldman Sachs MLP Energy Renaissance Fund
GER
$735K ﹤0.01%
11,247
+7,091
+171% +$454K
VSI
2239
DELISTED
Vitamin Shoppe Inc.
VSI
$735K ﹤0.01%
27,356
-236
-0.9% -$6.71K
APO icon
2240
Apollo Global Management
APO
$73.5B
$734K ﹤0.01%
+40,887
New +$717K
BGR icon
2241
BlackRock Energy and Resources Trust
BGR
$407M
$730K ﹤0.01%
50,400
+36,558
+264% +$514K
PSF icon
2242
Cohen & Steers Select Preferred & Income Fund
PSF
$236M
$730K ﹤0.01%
27,206
+3,624
+15% +$100K
MNDT
2243
DELISTED
Mandiant, Inc. Common Stock
MNDT
$730K ﹤0.01%
49,500
+7,458
+18% +$115K
JNS
2244
DELISTED
Janus Capital Group Inc
JNS
$728K ﹤0.01%
51,950
+26,809
+107% +$388K
CORR
2245
DELISTED
CorEnergy Infrastructure Trust, Inc.
CORR
$727K ﹤0.01%
24,779
+3,904
+19% +$115K
CRVL icon
2246
CorVel
CRVL
$3.14B
$725K ﹤0.01%
56,619
-6,096
-10% -$84.4K
ACET
2247
DELISTED
Aceto Corp
ACET
$724K ﹤0.01%
38,142
-2,959
-7% -$67K
PMC
2248
DELISTED
PharMerica Corporation
PMC
$719K ﹤0.01%
25,621
+71
+0.3% +$1.82K
VRTU
2249
DELISTED
Virtusa Corporation
VRTU
$718K ﹤0.01%
29,088
-2,933
-9% -$75.1K
CENT icon
2250
Central Garden & Pet Co
CENT
$2.84B
$717K ﹤0.01%
34,491
-828
-2% -$16.7K
88 89
90
91 92

Similar funds

TRSOTSOK
Teachers Retirement System of the State of Kentucky Frankfort, Kentucky $12.9B AUM 31.03% 1-Year Est. Return
AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return
ZIG
Zurich Insurance Group Zurich, Switzerland $12.7B AUM 53.57% 1-Year Est. Return

Guggenheim Capital's Q3 2016 Portfolio in Review

As of Q3 2016, Guggenheim Capital held 3,026 positions worth $32.1B, up 0.96% from $31.8B the previous quarter. Its ten largest holdings account for 5.2% of the portfolio.

Guggenheim Capital withdrew a net $1.13B in Q3 2016, closing 143 positions and reducing 1,531 holdings. Its most notable exit was DIAMOND RESORTS INTL, INC, an estimated $283M position sold in full.

By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 11% a quarter earlier, followed by Healthcare and Financials.

Against the trend, Guggenheim Capital opened a new position in Fortive worth $39.8M.

  • Guggenheim Capital's largest Q3 2016 buy was Fortive: 1,239,033 shares worth $39.8M.
  • Guggenheim Capital added most to Cooper Companies in Q3 2016, an estimated $29.5M increase.
  • Guggenheim Capital's biggest Q3 2016 reduction was TotalEnergies, cutting an estimated $80.2M.
  • Guggenheim Capital fully exited DIAMOND RESORTS INTL, INC in Q3 2016, selling an estimated $283M.
  • Guggenheim Capital's ten largest holdings make up 5.2% of its $32.1B portfolio in Q3 2016.
  • Guggenheim Capital opened 153 new positions and closed 143 in Q3 2016.
  • Guggenheim Capital's portfolio value rose 0.96% quarter-over-quarter to $32.1B.

Based on Guggenheim Capital's 13F filing for Q3 2016, filed 15 Nov 2016.