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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+2.3%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$31.7B
AUM Growth
-$2.67B
Cap. Flow
-$2.89B
Cap. Flow %
-9.11%
Top 10 Hldgs %
5.56%
Holding
3,128
New
137
Increased
922
Reduced
1,808
Closed
223

Top Buys

Rank Stock Value
1
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$62.9M
2
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$62.4M
3
HOLX
Hologic
HOLX
+$44.1M
4
CNC icon
Centene
CNC
+$39.3M
5
EXR icon
Extra Space Storage
EXR
+$35.6M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$47.1M
2
GMCR
KEURIG GREEN MTN INC
GMCR
+$41.7M
3
BRCM
BROADCOM CORP CL-A
BRCM
+$40.5M
4
CNX icon
CNX Resources
CNX
+$38.3M
5
BMR
BIOMED REALTY TRUST INC
BMR
+$37.3M

Sector Composition

Rank Sector Weight
1 Technology 12.05%
2 Healthcare 11.54%
3 Consumer Discretionary 10.85%
4 Financials 10.67%
5 Industrials 9.56%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NJV
2226
DELISTED
Nuveen New Jersey Municipal Value Fund Common shares of beneficial interest
NJV
$708K ﹤0.01%
45,846
+13,188
+40% +$198K
RCS
2227
PIMCO Strategic Income Fund
RCS
$250M
$707K ﹤0.01%
77,187
-12,912
-14% -$111K
NMM icon
2228
Navios Maritime Partners
NMM
$2.26B
$700K ﹤0.01%
37,602
+20,422
+119% +$484K
POT
2229
DELISTED
Potash Corp Of Saskatchewan
POT
$700K ﹤0.01%
41,130
-449
-1% -$7.55K
FSD
2230
DELISTED
FIRST TRUST HIGH INCOME LONG/SHORT FUND
FSD
$699K ﹤0.01%
47,767
+7,384
+18% +$103K
SHG icon
2231
Shinhan Financial Group
SHG
$35.6B
$694K ﹤0.01%
19,702
-709
-3% -$23.2K
SLGN icon
2232
Silgan Holdings
SLGN
$4.41B
$693K ﹤0.01%
26,088
-398
-2% -$10.3K
VECO icon
2233
Veeco
VECO
$3.23B
$690K ﹤0.01%
35,408
+3,814
+12% +$70K
NRO
2234
Neuberger Real Estate Securities Income Fund Inc
NRO
$190M
$688K ﹤0.01%
141,601
-1,720
-1% -$7.7K
CP icon
2235
Canadian Pacific Kansas City
CP
$80.5B
$685K ﹤0.01%
25,810
+6,070
+31% +$148K
VRE
2236
DELISTED
Veris Residential
VRE
$685K ﹤0.01%
29,154
+450
+2% +$9.36K
MTN icon
2237
Vail Resorts
MTN
$5.3B
$682K ﹤0.01%
5,104
-907
-15% -$114K
GPP
2238
DELISTED
Green Plains Partners LP
GPP
$682K ﹤0.01%
50,671
-39,823
-44% -$548K
MMT
2239
Aberdeen Multi-Market Income Fund
MMT
$243M
$681K ﹤0.01%
116,798
+12,266
+12% +$68.1K
WB icon
2240
Weibo
WB
$1.95B
$681K ﹤0.01%
37,955
-3,241
-8% -$52.2K
NTGR icon
2241
NETGEAR
NTGR
$635M
$679K ﹤0.01%
16,814
-37,965
-69% -$1.46M
HAYN
2242
DELISTED
Haynes International, Inc.
HAYN
$678K ﹤0.01%
18,584
+2,132
+13% +$70K
RESI
2243
DELISTED
Front Yard Residential Corporation Common Stock
RESI
$678K ﹤0.01%
56,514
-12,703
-18% -$135K
RSO
2244
DELISTED
Resource Capital Corp.
RSO
$676K ﹤0.01%
60,119
-25,063
-29% -$268K
ERC
2245
Allspring Multi-Sector Income Fund
ERC
$259M
$675K ﹤0.01%
55,236
+7,142
+15% +$80.9K
SXT icon
2246
Sensient Technologies
SXT
$5.53B
$675K ﹤0.01%
10,641
+3,671
+53% +$216K
MOV icon
2247
Movado Group
MOV
$841M
$673K ﹤0.01%
24,462
+4,011
+20% +$107K
BWG
2248
BrandywineGLOBAL Global Income Opportunities Fund
BWG
$131M
$670K ﹤0.01%
54,295
-17,363
-24% -$197K
REXR icon
2249
Rexford Industrial Realty
REXR
$8.19B
$667K ﹤0.01%
36,710
+2,092
+6% +$35.1K
LGF
2250
DELISTED
Lions Gate Entertainment
LGF
$667K ﹤0.01%
30,517
-60,641
-67% -$1.45M
88 89
90
91 92

Similar funds

TRSOTSOK
Teachers Retirement System of the State of Kentucky Frankfort, Kentucky $12.9B AUM 31.03% 1-Year Est. Return
AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return
ZIG
Zurich Insurance Group Zurich, Switzerland $12.7B AUM 53.57% 1-Year Est. Return

Guggenheim Capital's Q1 2016 Portfolio in Review

As of Q1 2016, Guggenheim Capital held 3,128 positions worth $31.7B, down 7.8% from $34.4B the previous quarter. Its ten largest holdings account for 5.6% of the portfolio.

Guggenheim Capital withdrew a net $2.89B in Q1 2016, closing 223 positions and reducing 1,808 holdings. Its most notable exit was KEURIG GREEN MTN INC, an estimated $41.7M position sold in full.

By sector, the portfolio is most concentrated in Technology at 12% of assets, down from 13% a quarter earlier, followed by Healthcare and Consumer Discretionary.

Against the trend, Guggenheim Capital opened a new position in Enovis worth $6.52M.

  • Guggenheim Capital's largest Q1 2016 buy was Enovis: 132,562 shares worth $6.52M.
  • Guggenheim Capital added most to State Street SPDR Bloomberg High Yield Bond ETF in Q1 2016, an estimated $62.9M increase.
  • Guggenheim Capital's biggest Q1 2016 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $47.1M.
  • Guggenheim Capital fully exited KEURIG GREEN MTN INC in Q1 2016, selling an estimated $41.7M.
  • Guggenheim Capital's ten largest holdings make up 5.6% of its $31.7B portfolio in Q1 2016.
  • Guggenheim Capital opened 137 new positions and closed 223 in Q1 2016.
  • Guggenheim Capital's portfolio value fell 7.8% quarter-over-quarter to $31.7B.

Based on Guggenheim Capital's 13F filing for Q1 2016, filed 16 May 2016.