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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
-1.55%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$41.7B
AUM Growth
+$2.19B
Cap. Flow
+$590M
Cap. Flow %
1.42%
Top 10 Hldgs %
9.51%
Holding
3,328
New
131
Increased
1,345
Reduced
1,491
Closed
336

Top Buys

Rank Stock Value
1
BSCF
CLAYMORE GUGGENHEIM BULLETSHARES 2015 CORP BD ETF
BSCF
+$96.3M
2
GWR
Genesee & Wyoming Inc.
GWR
+$59.1M
3
OII icon
Oceaneering
OII
+$56.8M
4
PNW icon
Pinnacle West Capital
PNW
+$51.3M
5
KMI icon
Kinder Morgan
KMI
+$47.3M

Top Sells

Rank Stock Value
1
BSJF
GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF
BSJF
+$98.4M
2
BSJG
Guggenheim BulletShares 2016 High Yield Corporate Bond ETF
BSJG
+$92.9M
3
BSJH
Guggenheim BulletShares 2017 High Yield Corporate Bond ETF
BSJH
+$80M
4
BSCE
CLAYMORE GUGGENHEIM BULLETSHARES 2014 CORP BD ETF
BSCE
+$73.1M
5
WLL
Whiting Petroleum Corporation
WLL
+$59.5M

Sector Composition

Rank Sector Weight
1 Financials 10.28%
2 Technology 9.93%
3 Consumer Discretionary 9.85%
4 Healthcare 9.66%
5 Industrials 9.38%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
KAMN
2226
DELISTED
Kaman Corp
KAMN
$975K ﹤0.01%
24,812
-604
-2% -$24.7K
LEO
2227
BNY Mellon Strategic Municipals
LEO
$387M
$972K ﹤0.01%
116,015
-16,967
-13% -$142K
SXCP
2228
DELISTED
SunCoke Energy Partners, L.P.
SXCP
$972K ﹤0.01%
+33,028
New +$1.01M
RLOG
2229
DELISTED
Rand Logistics, Inc.
RLOG
$972K ﹤0.01%
170,380
-9,554
-5% -$58.1K
RTI
2230
DELISTED
RTI INTL METALS INC(HLDG CO)
RTI
$972K ﹤0.01%
39,434
-4,501
-10% -$122K
PDM
2231
Piedmont Realty Trust
PDM
$1.19B
$971K ﹤0.01%
55,088
-9,402
-15% -$180K
PNRA
2232
DELISTED
Panera Bread Co
PNRA
$971K ﹤0.01%
5,971
-2,566
-30% -$387K
LULU icon
2233
lululemon athletica
LULU
$14.6B
$970K ﹤0.01%
23,105
+8,936
+63% +$360K
PMM
2234
Franklin Managed Municipal Income Trust
PMM
$273M
$967K ﹤0.01%
136,564
-9,220
-6% -$64.8K
PINC
2235
DELISTED
Premier
PINC
$966K ﹤0.01%
29,395
+1,759
+6% +$52.7K
CRS icon
2236
Carpenter Technology
CRS
$28.4B
$965K ﹤0.01%
21,367
+6,569
+44% +$362K
HMY icon
2237
Harmony Gold Mining
HMY
$12.3B
$964K ﹤0.01%
446,260
+42,309
+10% +$124K
RVBD
2238
DELISTED
RIVERBED TECHNOLOGY, INC COM
RVBD
$964K ﹤0.01%
51,936
-2,373
-4% -$44.6K
SMRT
2239
DELISTED
Stein Mart Inc
SMRT
$960K ﹤0.01%
83,077
-1,878
-2% -$24.3K
KBR icon
2240
KBR
KBR
$4.8B
$956K ﹤0.01%
50,773
-2,172
-4% -$47.2K
CASH icon
2241
Pathward Financial
CASH
$1.83B
$955K ﹤0.01%
81,228
-51,513
-39% -$643K
BFYT
2242
DELISTED
Benefytt Technologies, Inc. Class A Common Stock
BFYT
$955K ﹤0.01%
88,466
+7,941
+10% +$99.1K
HRC
2243
DELISTED
HILL-ROM HOLDINGS, INC.
HRC
$954K ﹤0.01%
23,028
+1,278
+6% +$53.6K
RIO icon
2244
Rio Tinto
RIO
$164B
$952K ﹤0.01%
19,377
-1,899
-9% -$105K
AMKR icon
2245
Amkor Technology
AMKR
$13.7B
$949K ﹤0.01%
112,872
+59,265
+111% +$586K
MUX icon
2246
McEwen Inc
MUX
$1.18B
$949K ﹤0.01%
48,424
+7,570
+19% +$202K
TECK icon
2247
Teck Resources
TECK
$32.6B
$948K ﹤0.01%
50,217
-17,423
-26% -$396K
GOL
2248
DELISTED
Gol Linhas Aéreas Inteligentes S.A. American Depositary Shares (Each representing Ten Preferred Shares)
GOL
$948K ﹤0.01%
98,538
-32,602
-25% -$390K
CTCM
2249
DELISTED
CTC MEDIA INC COM STK
CTCM
$948K ﹤0.01%
142,689
-375,259
-72% -$3.64M
KRE icon
2250
State Street SPDR S&P Regional Banking ETF
KRE
$4.64B
$947K ﹤0.01%
+25,000
New +$975K
88 89
90
91 92

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TRSOTSOK
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AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return
ZIG
Zurich Insurance Group Zurich, Switzerland $12.7B AUM 53.57% 1-Year Est. Return

Guggenheim Capital's Q3 2014 Portfolio in Review

As of Q3 2014, Guggenheim Capital held 3,328 positions worth $41.7B, up 5.5% from $39.5B the previous quarter. Its ten largest holdings account for 9.5% of the portfolio.

Guggenheim Capital's Q3 2014 filing shows 131 new, 1,345 increased, 1,491 reduced and 336 closed positions. Its largest new stake was Discovery, Inc. Series C Common Stock: 470,475 shares worth $17.5M. The largest sale was GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF, an estimated $98.4M.

By sector, the portfolio is most concentrated in Financials at 10% of assets, down from 11% a quarter earlier, followed by Technology and Consumer Discretionary.

  • Guggenheim Capital's largest Q3 2014 buy was Discovery, Inc. Series C Common Stock: 470,475 shares worth $17.5M.
  • Guggenheim Capital added most to CLAYMORE GUGGENHEIM BULLETSHARES 2015 CORP BD ETF in Q3 2014, an estimated $96.3M increase.
  • Guggenheim Capital's biggest Q3 2014 reduction was GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF, cutting an estimated $98.4M.
  • Guggenheim Capital fully exited FOREST LABORATORIES INC in Q3 2014, selling an estimated $40.1M.
  • Guggenheim Capital's ten largest holdings make up 9.5% of its $41.7B portfolio in Q3 2014.
  • Guggenheim Capital opened 131 new positions and closed 336 in Q3 2014.
  • Guggenheim Capital's portfolio value rose 5.5% quarter-over-quarter to $41.7B.

Based on Guggenheim Capital's 13F filing for Q3 2014, filed 14 Nov 2014.