We are live on ! Find out more
GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+12.48%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$13.2B
AUM Growth
+$1.6B
Cap. Flow
+$244M
Cap. Flow %
1.85%
Top 10 Hldgs %
17.23%
Holding
2,008
New
175
Increased
901
Reduced
772
Closed
138

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$37.9M
2
TSLA icon
Tesla
TSLA
+$32.2M
3
AVGO icon
Broadcom
AVGO
+$18.8M
4
ROP icon
Roper Technologies
ROP
+$14.4M
5
META icon
Meta Platforms (Facebook)
META
+$11.3M

Top Sells

Rank Stock Value
1
SGEN
Seagen Inc. Common Stock
SGEN
+$15.6M
2
AAPL icon
Apple
AAPL
+$12M
3
VMW
VMware, Inc
VMW
+$9.63M
4
PXD
Pioneer Natural Resource Co.
PXD
+$9.16M
5
AMZN icon
Amazon
AMZN
+$8.35M

Sector Composition

Rank Sector Weight
1 Technology 24.71%
2 Healthcare 9.61%
3 Consumer Discretionary 8.52%
4 Financials 7.9%
5 Industrials 7.76%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NEM icon
201
Newmont
NEM
$111B
$14M 0.11%
338,148
+75,790
+29% +$2.93M
LHX icon
202
L3Harris
LHX
$53.9B
$14M 0.11%
66,383
-8,556
-11% -$1.61M
TSN icon
203
Tyson Foods
TSN
$20.6B
$14M 0.11%
259,911
-3,058
-1% -$148K
OXY icon
204
Occidental Petroleum
OXY
$55.7B
$13.9M 0.11%
233,460
-28,675
-11% -$1.75M
GUG
205
Guggenheim Active Allocation Fund
GUG
$510M
$13.9M 0.11%
950,000
– –
JNK icon
206
State Street SPDR Bloomberg High Yield Bond ETF
JNK
$6.91B
$13.9M 0.11%
146,793
+3,759
+3% +$343K
AIG icon
207
American International
AIG
$42.4B
$13.9M 0.1%
204,875
-22,967
-10% -$1.46M
EEFT icon
208
Euronet Worldwide
EEFT
$2.73B
$13.9M 0.1%
136,685
-3,935
-3% -$336K
NZF icon
209
Nuveen Municipal Credit Income Fund
NZF
$2.43B
$13.8M 0.1%
1,169,693
+59,140
+5% +$649K
VTRS icon
210
Viatris
VTRS
$19B
$13.8M 0.1%
1,276,467
+150,460
+13% +$1.44M
CI icon
211
Cigna
CI
$72.7B
$13.8M 0.1%
45,947
+12,951
+39% +$3.78M
PAYX icon
212
Paychex
PAYX
$42.7B
$13.7M 0.1%
114,864
+19,523
+20% +$2.31M
EQR icon
213
Equity Residential
EQR
$25B
$13.5M 0.1%
220,411
-93,893
-30% -$5.43M
CPRT icon
214
Copart
CPRT
$26.9B
$13.5M 0.1%
274,504
+47,409
+21% +$2.24M
FRME icon
215
First Merchants
FRME
$2.69B
$13.4M 0.1%
362,161
-2,407
-0.7% -$74.6K
SHY icon
216
iShares 1-3 Year Treasury Bond ETF
SHY
$25.1B
$13.4M 0.1%
163,176
+15,207
+10% +$1.24M
NFJ
217
Virtus Dividend, Interest & Premium Strategy Fund
NFJ
$1.43B
$13.4M 0.1%
1,060,812
+23,758
+2% +$272K
TFC icon
218
Truist Financial
TFC
$64.2B
$13.3M 0.1%
360,703
+42,772
+13% +$1.34M
ETW
219
Eaton Vance Tax-Managed Global Buy-Write Opportunities Fund
ETW
$1.05B
$13.3M 0.1%
1,708,907
+50,693
+3% +$384K
TDY icon
220
Teledyne Technologies
TDY
$31.9B
$13.2M 0.1%
29,658
+5,811
+24% +$2.33M
ODFL icon
221
Old Dominion Freight Line
ODFL
$44B
$13.1M 0.1%
64,750
+10,134
+19% +$2.01M
GLD icon
222
SPDR Gold Trust
GLD
$138B
$13M 0.1%
67,867
-16,258
-19% -$2.98M
BDJ icon
223
BlackRock Enhanced Equity Dividend Trust
BDJ
$1.73B
$12.9M 0.1%
1,679,871
+94,078
+6% +$709K
PSX icon
224
Phillips 66
PSX
$82.4B
$12.9M 0.1%
96,927
-8,691
-8% -$1.04M
COP icon
225
ConocoPhillips
COP
$142B
$12.9M 0.1%
110,939
-1,020
-0.9% -$119K
7 8
9
10 11

Similar funds

TRSOTSOK
Teachers Retirement System of the State of Kentucky Frankfort, Kentucky $12.9B AUM 31.03% 1-Year Est. Return
AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return
ZIG
Zurich Insurance Group Zurich, Switzerland $12.7B AUM 53.57% 1-Year Est. Return

Guggenheim Capital's Q4 2023 Portfolio in Review

As of Q4 2023, Guggenheim Capital held 2,008 positions worth $13.2B, up 14% from $11.6B the previous quarter. Its ten largest holdings account for 17% of the portfolio.

Guggenheim Capital's Q4 2023 filing shows 175 new, 901 increased, 772 reduced and 138 closed positions. Its largest new stake was Talos Energy: 326,375 shares worth $4.64M. The largest sale was Seagen Inc. Common Stock, an estimated $15.6M.

By sector, the portfolio is most concentrated in Technology at 25% of assets, up from 23% a quarter earlier, followed by Healthcare and Consumer Discretionary.

  • Guggenheim Capital's largest Q4 2023 buy was Talos Energy: 326,375 shares worth $4.64M.
  • Guggenheim Capital added most to State Street SPDR S&P 500 ETF Trust in Q4 2023, an estimated $37.9M increase.
  • Guggenheim Capital's biggest Q4 2023 reduction was Apple, cutting an estimated $12M.
  • Guggenheim Capital fully exited Seagen Inc. Common Stock in Q4 2023, selling an estimated $15.6M.
  • Guggenheim Capital's ten largest holdings make up 17% of its $13.2B portfolio in Q4 2023.
  • Guggenheim Capital opened 175 new positions and closed 138 in Q4 2023.
  • Guggenheim Capital's portfolio value rose 14% quarter-over-quarter to $13.2B.

Based on Guggenheim Capital's 13F filing for Q4 2023, filed 14 Feb 2024.