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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
-3.14%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$11.6B
AUM Growth
-$1.11B
Cap. Flow
-$652M
Cap. Flow %
-5.6%
Top 10 Hldgs %
16.9%
Holding
1,965
New
102
Increased
773
Reduced
939
Closed
132

Top Buys

Rank Stock Value
1
JFR icon
Nuveen Floating Rate Income Fund
JFR
+$9.73M
2
EVRG icon
Evergy
EVRG
+$8.77M
3
QCOM icon
Qualcomm
QCOM
+$8.61M
4
COST icon
Costco
COST
+$8.44M
5
ADBE icon
Adobe
ADBE
+$8.41M

Top Sells

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$108M
2
NVDA icon
NVIDIA
NVDA
+$91.3M
3
AMZN icon
Amazon
AMZN
+$55.5M
4
AAPL icon
Apple
AAPL
+$48.8M
5
GOOG icon
Alphabet (Google) Class C
GOOG
+$36.9M

Sector Composition

Rank Sector Weight
1 Technology 23.26%
2 Healthcare 10.31%
3 Industrials 8.02%
4 Consumer Discretionary 8.02%
5 Financials 7.7%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GUG
201
Guggenheim Active Allocation Fund
GUG
$510M
$12.8M 0.11%
950,000
+315,167
+50% +$4.42M
NVG icon
202
Nuveen AMT-Free Municipal Credit Income Fund
NVG
$2.67B
$12.7M 0.11%
1,235,605
+78,241
+7% +$882K
CTSH icon
203
Cognizant
CTSH
$25.6B
$12.7M 0.11%
187,362
+2,638
+1% +$182K
PSX icon
204
Phillips 66
PSX
$82B
$12.7M 0.11%
105,618
+4,741
+5% +$532K
ETW
205
Eaton Vance Tax-Managed Global Buy-Write Opportunities Fund
ETW
$1.05B
$12.7M 0.11%
1,658,214
+94,809
+6% +$761K
WELL icon
206
Welltower
WELL
$170B
$12.6M 0.11%
153,730
-9,908
-6% -$815K
BDX icon
207
Becton Dickinson
BDX
$48.8B
$12.5M 0.11%
48,541
-22,978
-32% -$6.21M
WFC icon
208
Wells Fargo
WFC
$265B
$12.5M 0.11%
306,239
-49,760
-14% -$2.15M
KNX icon
209
Knight Transportation
KNX
$11.3B
$12.4M 0.11%
247,441
-531
-0.2% -$29.5K
KEX icon
210
Kirby Corp
KEX
$7.02B
$12.4M 0.11%
149,457
-145
-0.1% -$11.7K
IDXX icon
211
Idexx Laboratories
IDXX
$46.5B
$12.3M 0.11%
28,171
+5,039
+22% +$2.51M
FCX icon
212
Freeport-McMoran
FCX
$95.5B
$12.2M 0.1%
326,318
-103,695
-24% -$4.18M
BDJ icon
213
BlackRock Enhanced Equity Dividend Trust
BDJ
$1.73B
$12.1M 0.1%
1,585,793
+84,414
+6% +$675K
HUN icon
214
Huntsman Corp
HUN
$1.78B
$12.1M 0.1%
494,224
-1,641
-0.3% -$44.5K
SHY icon
215
iShares 1-3 Year Treasury Bond ETF
SHY
$25.1B
$12M 0.1%
147,969
+21,983
+17% +$1.78M
HYD icon
216
VanEck High Yield Muni ETF
HYD
$4.44B
$12M 0.1%
243,610
-33,457
-12% -$1.69M
GBAB
217
Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust
GBAB
$386M
$11.9M 0.1%
762,676
– –
JEF icon
218
Jefferies Financial Group
JEF
$13B
$11.9M 0.1%
323,520
-12,827
-4% -$460K
ORI icon
219
Old Republic International
ORI
$10.5B
$11.8M 0.1%
438,947
+17,427
+4% +$470K
NFJ
220
Virtus Dividend, Interest & Premium Strategy Fund
NFJ
$1.43B
$11.7M 0.1%
1,037,054
+40,794
+4% +$499K
TROW icon
221
T. Rowe Price
TROW
$24.2B
$11.7M 0.1%
111,431
-10,111
-8% -$1.14M
NZF icon
222
Nuveen Municipal Credit Income Fund
NZF
$2.43B
$11.6M 0.1%
1,110,553
-52,004
-4% -$589K
PCAR icon
223
PACCAR
PCAR
$69.5B
$11.6M 0.1%
135,873
+15,300
+13% +$1.3M
AEIS icon
224
Advanced Energy
AEIS
$13B
$11.5M 0.1%
111,703
+345
+0.3% +$38.6K
SRE icon
225
Sempra
SRE
$55.1B
$11.5M 0.1%
168,346
-68,436
-29% -$4.94M
7 8
9
10 11

Similar funds

TRSOTSOK
Teachers Retirement System of the State of Kentucky Frankfort, Kentucky $12.9B AUM 31.03% 1-Year Est. Return
AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return
ZIG
Zurich Insurance Group Zurich, Switzerland $12.7B AUM 53.57% 1-Year Est. Return

Guggenheim Capital's Q3 2023 Portfolio in Review

As of Q3 2023, Guggenheim Capital held 1,965 positions worth $11.6B, down 8.7% from $12.7B the previous quarter. Its ten largest holdings account for 17% of the portfolio.

Guggenheim Capital withdrew a net $652M in Q3 2023, closing 132 positions and reducing 939 holdings. Its most notable exit was AfterNext HealthTech Acquisition Corp, an estimated $18.6M position sold in full.

By sector, the portfolio is most concentrated in Technology at 23% of assets, down from 24% a quarter earlier, followed by Healthcare and Industrials.

Against the trend, Guggenheim Capital opened a new position in Trade Desk worth $7.67M.

  • Guggenheim Capital's largest Q3 2023 buy was Trade Desk: 98,090 shares worth $7.67M.
  • Guggenheim Capital added most to Nuveen Floating Rate Income Fund in Q3 2023, an estimated $9.73M increase.
  • Guggenheim Capital's biggest Q3 2023 reduction was Microsoft, cutting an estimated $108M.
  • Guggenheim Capital fully exited AfterNext HealthTech Acquisition Corp in Q3 2023, selling an estimated $18.6M.
  • Guggenheim Capital's ten largest holdings make up 17% of its $11.6B portfolio in Q3 2023.
  • Guggenheim Capital opened 102 new positions and closed 132 in Q3 2023.
  • Guggenheim Capital's portfolio value fell 8.7% quarter-over-quarter to $11.6B.

Based on Guggenheim Capital's 13F filing for Q3 2023, filed 14 Nov 2023.