We are live on ! Find out more
GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+8.35%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$11.9B
AUM Growth
+$496M
Cap. Flow
-$115M
Cap. Flow %
-0.97%
Top 10 Hldgs %
15.43%
Holding
2,070
New
161
Increased
956
Reduced
764
Closed
161

Top Buys

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$33.2M
2
MSFT icon
Microsoft
MSFT
+$31.9M
3
AMZN icon
Amazon
AMZN
+$21.3M
4
NVDA icon
NVIDIA
NVDA
+$20M
5
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$14.6M

Top Sells

Rank Stock Value
1
FIGS icon
FIGS
FIGS
+$43.6M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$40.9M
3
NEA icon
Nuveen AMT-Free Quality Municipal Income Fund
NEA
+$24.4M
4
MSDA
MSD Acquisition Corp. Class A Ordinary Shares
MSDA
+$21.9M
5
NVG icon
Nuveen AMT-Free Municipal Credit Income Fund
NVG
+$19.4M

Sector Composition

Rank Sector Weight
1 Technology 20.77%
2 Healthcare 10.79%
3 Financials 8.54%
4 Industrials 7.76%
5 Consumer Discretionary 7.75%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ACRO
201
DELISTED
Acropolis Infrastructure Acquisition Corp
ACRO
$13.3M 0.11%
1,317,451
– –
SLB icon
202
SLB Ltd
SLB
$74.9B
$13.3M 0.11%
271,386
+58,337
+27% +$3.1M
HUM icon
203
Humana
HUM
$46B
$13.3M 0.11%
27,382
+2,023
+8% +$1M
TROW icon
204
T. Rowe Price
TROW
$24.3B
$13.1M 0.11%
116,455
-6,878
-6% -$786K
WEC icon
205
WEC Energy
WEC
$35.2B
$13.1M 0.11%
138,471
-4,274
-3% -$396K
GPK icon
206
Graphic Packaging
GPK
$3.6B
$13.1M 0.11%
511,976
-19,896
-4% -$468K
RHP icon
207
Ryman Hospitality Properties
RHP
$7.69B
$13M 0.11%
144,990
+6,680
+5% +$592K
GBAB
208
Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust
GBAB
$389M
$13M 0.11%
762,676
– –
CTRE icon
209
CareTrust REIT
CTRE
$9.72B
$12.9M 0.11%
659,964
+145,436
+28% +$2.84M
COP icon
210
ConocoPhillips
COP
$141B
$12.9M 0.11%
129,651
+16,264
+14% +$1.78M
FTNT icon
211
Fortinet
FTNT
$116B
$12.9M 0.11%
193,446
+29,359
+18% +$1.67M
BSX icon
212
Boston Scientific
BSX
$71.4B
$12.8M 0.11%
255,903
-62,249
-20% -$2.93M
PCAR icon
213
PACCAR
PCAR
$70B
$12.7M 0.11%
173,382
+10,833
+7% +$775K
SGEN
214
DELISTED
Seagen Inc. Common Stock
SGEN
$12.6M 0.11%
61,987
-6,841
-10% -$1.1M
OXY icon
215
Occidental Petroleum
OXY
$56B
$12.5M 0.11%
200,342
+27,870
+16% +$1.73M
B
216
Barrick Mining
B
$73B
$12.5M 0.1%
671,129
+189,650
+39% +$3.41M
AOS icon
217
A.O. Smith
AOS
$8.69B
$12.4M 0.1%
180,042
-24,254
-12% -$1.58M
EHC icon
218
Encompass Health
EHC
$12.5B
$12.4M 0.1%
229,857
+5,059
+2% +$294K
CL icon
219
Colgate-Palmolive
CL
$74.3B
$12.4M 0.1%
165,402
+30,193
+22% +$2.25M
ILMN icon
220
Illumina
ILMN
$28.4B
$12.4M 0.1%
54,856
-305
-0.6% -$62.4K
CDNS icon
221
Cadence Design Systems
CDNS
$93B
$12.4M 0.1%
58,889
+5,860
+11% +$1.11M
BDJ icon
222
BlackRock Enhanced Equity Dividend Trust
BDJ
$1.73B
$12.3M 0.1%
1,432,962
-89,889
-6% -$801K
IGSB icon
223
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
$23B
$12.3M 0.1%
243,091
+12,207
+5% +$613K
NBB icon
224
Nuveen Taxable Municipal Income Fund
NBB
$452M
$12.3M 0.1%
761,134
– –
WHR icon
225
Whirlpool
WHR
$2.83B
$12.3M 0.1%
92,887
+19,886
+27% +$2.83M
7 8
9
10 11

Similar funds

TRSOTSOK
Teachers Retirement System of the State of Kentucky Frankfort, Kentucky $12.9B AUM 31.03% 1-Year Est. Return
AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return
ZIG
Zurich Insurance Group Zurich, Switzerland $12.7B AUM 53.57% 1-Year Est. Return

Guggenheim Capital's Q1 2023 Portfolio in Review

As of Q1 2023, Guggenheim Capital held 2,070 positions worth $11.9B, up 4.4% from $11.4B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

Guggenheim Capital's Q1 2023 filing shows 161 new, 956 increased, 764 reduced and 161 closed positions. Its largest new stake was Certara: 199,189 shares worth $4.8M. The largest sale was FIGS, an estimated $43.6M.

By sector, the portfolio is most concentrated in Technology at 21% of assets, up from 17% a quarter earlier, followed by Healthcare and Financials.

  • Guggenheim Capital's largest Q1 2023 buy was Certara: 199,189 shares worth $4.8M.
  • Guggenheim Capital added most to Apple in Q1 2023, an estimated $33.2M increase.
  • Guggenheim Capital's biggest Q1 2023 reduction was FIGS, cutting an estimated $43.6M.
  • Guggenheim Capital fully exited MSD Acquisition Corp. Class A Ordinary Shares in Q1 2023, selling an estimated $21.9M.
  • Guggenheim Capital's ten largest holdings make up 15% of its $11.9B portfolio in Q1 2023.
  • Guggenheim Capital opened 161 new positions and closed 161 in Q1 2023.
  • Guggenheim Capital's portfolio value rose 4.4% quarter-over-quarter to $11.9B.

Based on Guggenheim Capital's 13F filing for Q1 2023, filed 11 May 2023.