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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
-0.72%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$16.7B
AUM Growth
-$332M
Cap. Flow
-$57.8M
Cap. Flow %
-0.35%
Top 10 Hldgs %
17.41%
Holding
2,287
New
114
Increased
795
Reduced
1,162
Closed
171

Top Buys

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$50M
2
LITT
Logistics Innovation Technologies Corp. Class A Common Stock
LITT
+$38.8M
3
AFTR.U
AfterNext HealthTech Acquisition Corp Units
AFTR.U
+$37M
4
CPAAU
Conyers Park III Acquisition Corp. Unit
CPAAU
+$34.7M
5
HON icon
Honeywell
HON
+$32.1M

Top Sells

Rank Stock Value
1
ALXN
Alexion Pharmaceuticals
ALXN
+$41.8M
2
LITTU
Logistics Innovation Technologies Corp. Units
LITTU
+$39.8M
3
MTTR
Matterport, Inc. Class A Common Stock
MTTR
+$32.4M
4
SRNG
Soaring Eagle Acquisition Corp. Class A Ordinary Share
SRNG
+$20M
5
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$19.4M

Sector Composition

Rank Sector Weight
1 Technology 19.23%
2 Financials 13.81%
3 Healthcare 9.7%
4 Consumer Discretionary 8.79%
5 Communication Services 6.56%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EBAY icon
201
eBay
EBAY
$48.3B
$18.1M 0.11%
259,324
-59,118
-19% -$4.24M
DUK icon
202
Duke Energy
DUK
$96.2B
$18.1M 0.11%
185,096
-15,271
-8% -$1.58M
T icon
203
AT&T
T
$162B
$18M 0.11%
884,166
-208,278
-19% -$4.38M
IDXX icon
204
Idexx Laboratories
IDXX
$46.1B
$18M 0.11%
28,972
-1,126
-4% -$757K
ROST icon
205
Ross Stores
ROST
$81.3B
$17.9M 0.11%
164,760
+6,387
+4% +$765K
WELL icon
206
Welltower
WELL
$170B
$17.9M 0.11%
217,205
-130,530
-38% -$11.2M
LKQ icon
207
LKQ Corp
LKQ
$6.18B
$17.7M 0.11%
352,638
-13,837
-4% -$704K
ESS icon
208
Essex Property Trust
ESS
$18.4B
$17.7M 0.11%
55,397
+449
+0.8% +$145K
EIX icon
209
Edison International
EIX
$26B
$17.7M 0.11%
318,919
+21,495
+7% +$1.23M
HUN icon
210
Huntsman Corp
HUN
$1.82B
$17.6M 0.11%
593,899
-6,048
-1% -$159K
EXPD icon
211
Expeditors International
EXPD
$23.1B
$17.5M 0.11%
146,856
-6,390
-4% -$800K
ALGN icon
212
Align Technology
ALGN
$12.3B
$17.3M 0.1%
26,070
-5,831
-18% -$3.96M
BRX icon
213
Brixmor Property Group
BRX
$9.34B
$17.3M 0.1%
783,830
-57,231
-7% -$1.31M
AON icon
214
Aon
AON
$76.1B
$17.2M 0.1%
60,264
-24,440
-29% -$6.57M
MBB icon
215
iShares MBS ETF
MBB
$39B
$17.1M 0.1%
157,665
-30,450
-16% -$3.3M
IGSB icon
216
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
$23B
$16.9M 0.1%
309,017
-61,394
-17% -$3.36M
D icon
217
Dominion Energy
D
$58.7B
$16.8M 0.1%
230,652
+17,055
+8% +$1.3M
AJG icon
218
Arthur J. Gallagher & Co
AJG
$63.9B
$16.8M 0.1%
112,971
-10,302
-8% -$1.47M
CAT icon
219
Caterpillar
CAT
$399B
$16.6M 0.1%
86,295
-3,104
-3% -$646K
YUM icon
220
Yum! Brands
YUM
$41.7B
$16.6M 0.1%
135,338
+2,180
+2% +$277K
MCA
221
DELISTED
BLACKROCK MUNIYIELD CALIFORNIA QUALITY FUND, INC
MCA
$16.5M 0.1%
1,038,539
-90,993
-8% -$1.45M
DE icon
222
Deere & Co
DE
$165B
$16.5M 0.1%
49,241
+4,506
+10% +$1.62M
INGR icon
223
Ingredion
INGR
$6.58B
$16.5M 0.1%
185,080
+60,908
+49% +$5.37M
NSA
224
DELISTED
National Storage Affiliates Trust
NSA
$16.5M 0.1%
312,077
+215,819
+224% +$11.9M
DOW icon
225
Dow Inc
DOW
$22.1B
$16.5M 0.1%
286,043
+14,197
+5% +$869K
7 8
9
10 11

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AIM
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Fundsmith LLP
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CII
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AAMU
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WANY
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ACA
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ZIG
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Guggenheim Capital's Q3 2021 Portfolio in Review

As of Q3 2021, Guggenheim Capital held 2,287 positions worth $16.7B, down 2% from $17B the previous quarter. Its ten largest holdings account for 17% of the portfolio.

Guggenheim Capital's Q3 2021 filing shows 114 new, 795 increased, 1,162 reduced and 171 closed positions. Its largest new stake was Logistics Innovation Technologies Corp. Class A Common Stock: 4,000,000 shares worth $38.6M. The largest sale was Alexion Pharmaceuticals, an estimated $41.8M.

By sector, the portfolio is most concentrated in Technology at 19% of assets, up from 19% a quarter earlier, followed by Financials and Healthcare.

  • Guggenheim Capital's largest Q3 2021 buy was Logistics Innovation Technologies Corp. Class A Common Stock: 4,000,000 shares worth $38.6M.
  • Guggenheim Capital added most to iShares Core US Aggregate Bond ETF in Q3 2021, an estimated $50M increase.
  • Guggenheim Capital's biggest Q3 2021 reduction was Matterport, Inc. Class A Common Stock, cutting an estimated $32.4M.
  • Guggenheim Capital fully exited Alexion Pharmaceuticals in Q3 2021, selling an estimated $41.8M.
  • Guggenheim Capital's ten largest holdings make up 17% of its $16.7B portfolio in Q3 2021.
  • Guggenheim Capital opened 114 new positions and closed 171 in Q3 2021.
  • Guggenheim Capital's portfolio value fell 2% quarter-over-quarter to $16.7B.

Based on Guggenheim Capital's 13F filing for Q3 2021, filed 15 Nov 2021.