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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+14.15%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$15.9B
AUM Growth
+$2.13B
Cap. Flow
+$466M
Cap. Flow %
2.92%
Top 10 Hldgs %
24.56%
Holding
2,169
New
258
Increased
811
Reduced
944
Closed
131

Top Buys

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$235M
2
GHVIU
Gores Holdings VI, Inc. Unit
GHVIU
+$42.3M
3
ARBGU
Aequi Acquisition Corp Unit
ARBGU
+$29.9M
4
TEAM icon
Atlassian
TEAM
+$10.8M
5
COST icon
Costco
COST
+$9.72M

Top Sells

Rank Stock Value
1
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$32.3M
2
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$13.5M
3
AAPL icon
Apple
AAPL
+$13.1M
4
SMCI icon
Super Micro Computer
SMCI
+$10.2M
5
MSFT icon
Microsoft
MSFT
+$9.99M

Sector Composition

Rank Sector Weight
1 Technology 17.06%
2 Financials 11.7%
3 Healthcare 8.92%
4 Consumer Discretionary 8.64%
5 Industrials 5.94%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AOS icon
201
A.O. Smith
AOS
$8.67B
$15.5M 0.1%
282,847
-12,406
-4% -$684K
EBAY icon
202
eBay
EBAY
$49.8B
$15.5M 0.1%
307,551
+45,394
+17% +$2.32M
PE
203
DELISTED
PARSLEY ENERGY INC
PE
$15.4M 0.1%
1,086,031
+3,469
+0.3% +$41.3K
CERN
204
DELISTED
Cerner Corp
CERN
$15.4M 0.1%
196,378
-2,711
-1% -$201K
MRNA icon
205
Moderna
MRNA
$23.5B
$15.4M 0.1%
147,360
-26,563
-15% -$2.69M
INFN
206
DELISTED
Infinera Corporation Common Stock
INFN
$15.3M 0.1%
1,462,997
+4,671
+0.3% +$37K
BF.B icon
207
Brown-Forman Class B
BF.B
$13.1B
$15.3M 0.1%
192,675
-13,001
-6% -$1M
ES icon
208
Eversource Energy
ES
$27.3B
$15.3M 0.1%
176,670
-39,160
-18% -$3.49M
PRU icon
209
Prudential Financial
PRU
$41.9B
$15.3M 0.1%
195,366
+14,012
+8% +$1.01M
RTX icon
210
RTX Corp
RTX
$300B
$15.2M 0.1%
211,928
+10,674
+5% +$702K
EW icon
211
Edwards Lifesciences
EW
$51.7B
$15M 0.09%
164,909
-2,331
-1% -$193K
HUN icon
212
Huntsman Corp
HUN
$1.79B
$15M 0.09%
597,833
+6,103
+1% +$151K
INCY icon
213
Incyte
INCY
$24.4B
$15M 0.09%
172,523
-4,845
-3% -$419K
ALGN icon
214
Align Technology
ALGN
$12.3B
$15M 0.09%
28,067
+2,113
+8% +$950K
EIX icon
215
Edison International
EIX
$26.4B
$15M 0.09%
238,446
+64,572
+37% +$3.89M
SWK icon
216
Stanley Black & Decker
SWK
$15.7B
$14.9M 0.09%
83,677
+2,423
+3% +$430K
ABT icon
217
Abbott
ABT
$186B
$14.8M 0.09%
135,615
-7,134
-5% -$775K
IDXX icon
218
Idexx Laboratories
IDXX
$46.3B
$14.8M 0.09%
29,577
+4,352
+17% +$1.95M
FCX icon
219
Freeport-McMoran
FCX
$97.4B
$14.8M 0.09%
567,614
+8,451
+2% +$176K
ARDC
220
Are Dynamic Credit Allocation Fund
ARDC
$298M
$14.8M 0.09%
1,032,656
+54,590
+6% +$726K
NUE icon
221
Nucor
NUE
$62B
$14.7M 0.09%
275,803
-7,362
-3% -$380K
BIDU icon
222
Baidu
BIDU
$37.3B
$14.6M 0.09%
67,351
+1,576
+2% +$234K
D icon
223
Dominion Energy
D
$59.5B
$14.6M 0.09%
193,588
+5,282
+3% +$420K
PEG icon
224
Public Service Enterprise Group
PEG
$37.8B
$14.6M 0.09%
249,687
-5,335
-2% -$311K
SPLK
225
DELISTED
Splunk Inc
SPLK
$14.5M 0.09%
85,390
+5,592
+7% +$1.07M
7 8
9
10 11

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AIM
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CII
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AAMU
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WANY
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ACA
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ZIG
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Guggenheim Capital's Q4 2020 Portfolio in Review

As of Q4 2020, Guggenheim Capital held 2,169 positions worth $15.9B, up 15% from $13.8B the previous quarter. Its ten largest holdings account for 25% of the portfolio.

Guggenheim Capital's Q4 2020 filing shows 258 new, 811 increased, 944 reduced and 131 closed positions. Its largest new stake was Gores Holdings VI, Inc. Unit: 4,000,000 shares worth $42.4M. The largest sale was iShares iBoxx $ Investment Grade Corporate Bond ETF, an estimated $32.3M.

By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 17% a quarter earlier, followed by Financials and Healthcare.

  • Guggenheim Capital's largest Q4 2020 buy was Gores Holdings VI, Inc. Unit: 4,000,000 shares worth $42.4M.
  • Guggenheim Capital added most to iShares Core US Aggregate Bond ETF in Q4 2020, an estimated $235M increase.
  • Guggenheim Capital's biggest Q4 2020 reduction was iShares iBoxx $ Investment Grade Corporate Bond ETF, cutting an estimated $32.3M.
  • Guggenheim Capital fully exited Super Micro Computer in Q4 2020, selling an estimated $10.2M.
  • Guggenheim Capital's ten largest holdings make up 25% of its $15.9B portfolio in Q4 2020.
  • Guggenheim Capital opened 258 new positions and closed 131 in Q4 2020.
  • Guggenheim Capital's portfolio value rose 15% quarter-over-quarter to $15.9B.

Based on Guggenheim Capital's 13F filing for Q4 2020, filed 16 Feb 2021.