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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+7.91%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$13.3B
AUM Growth
+$802M
Cap. Flow
-$35.2M
Cap. Flow %
-0.26%
Top 10 Hldgs %
12.63%
Holding
2,246
New
164
Increased
893
Reduced
982
Closed
190

Top Buys

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$251M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$91.6M
3
TFC icon
Truist Financial
TFC
+$10.3M
4
EXC icon
Exelon
EXC
+$9.3M
5
FCX icon
Freeport-McMoran
FCX
+$7.78M

Top Sells

Rank Stock Value
1
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$90.9M
2
AAPL icon
Apple
AAPL
+$35.8M
3
CELG
Celgene Corp
CELG
+$33.4M
4
JPST icon
JPMorgan Ultra-Short Income ETF
JPST
+$32.5M
5
MSFT icon
Microsoft
MSFT
+$32.3M

Sector Composition

Rank Sector Weight
1 Technology 15.39%
2 Financials 10.11%
3 Healthcare 10%
4 Consumer Discretionary 8.02%
5 Industrials 7.35%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
QRVO icon
201
Qorvo
QRVO
$7.99B
$15.4M 0.12%
132,281
+70,911
+116% +$6.86M
DTE icon
202
DTE Energy
DTE
$29.5B
$15.4M 0.12%
138,933
+7,129
+5% +$769K
SWK icon
203
Stanley Black & Decker
SWK
$14.3B
$15.1M 0.11%
91,329
-15,988
-15% -$2.48M
UMPQ
204
DELISTED
Umpqua Holdings Corp
UMPQ
$15.1M 0.11%
853,456
-26,400
-3% -$437K
SJNK icon
205
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
$4.89B
$15.1M 0.11%
560,279
+10,032
+2% +$269K
ABT icon
206
Abbott
ABT
$183B
$15M 0.11%
172,663
-14,245
-8% -$1.19M
DHI icon
207
D.R. Horton
DHI
$40B
$15M 0.11%
284,337
-37,028
-12% -$1.98M
ROST icon
208
Ross Stores
ROST
$80.5B
$15M 0.11%
128,622
+34,674
+37% +$3.9M
STX icon
209
Seagate
STX
$194B
$14.9M 0.11%
251,195
+44,087
+21% +$2.53M
WMB icon
210
Williams Companies
WMB
$87.5B
$14.9M 0.11%
629,401
-93,018
-13% -$2.13M
MET icon
211
MetLife
MET
$61.9B
$14.7M 0.11%
288,868
-106,566
-27% -$5.14M
LEG icon
212
Leggett & Platt
LEG
$1.34B
$14.6M 0.11%
287,423
+6,541
+2% +$321K
CMBS icon
213
iShares CMBS ETF
CMBS
$474M
$14.6M 0.11%
276,313
+59,157
+27% +$3.14M
NIE
214
Virtus Equity & Convertible Income Fund
NIE
$719M
$14.6M 0.11%
642,401
-69,826
-10% -$1.55M
HBAN icon
215
Huntington Bancshares
HBAN
$34.4B
$14.6M 0.11%
965,223
-618,873
-39% -$9.07M
PNW icon
216
Pinnacle West Capital
PNW
$12.2B
$14.5M 0.11%
161,622
+47,908
+42% +$4.32M
SJM icon
217
J.M. Smucker
SJM
$12.7B
$14.4M 0.11%
138,656
+7,747
+6% +$820K
VGM icon
218
Invesco Trust Investment Grade Municipals
VGM
$548M
$14.3M 0.11%
1,110,288
-52,736
-5% -$673K
VKQ icon
219
Invesco Municipal Trust
VKQ
$541M
$14.2M 0.11%
1,150,748
+50,241
+5% +$621K
NXPI icon
220
NXP Semiconductors
NXPI
$57.8B
$14.2M 0.11%
111,271
-4,546
-4% -$528K
ALL icon
221
Allstate
ALL
$68B
$14.1M 0.11%
125,705
+3,378
+3% +$369K
ETN icon
222
Eaton
ETN
$161B
$13.9M 0.1%
147,076
-23,249
-14% -$2.06M
DOC
223
DELISTED
PHYSICIANS REALTY TRUST
DOC
$13.9M 0.1%
735,290
+759
+0.1% +$13.9K
RDN icon
224
Radian Group
RDN
$5.18B
$13.9M 0.1%
552,469
+4,554
+0.8% +$113K
SNA icon
225
Snap-on
SNA
$21.2B
$13.9M 0.1%
81,970
+4,016
+5% +$655K
7 8
9
10 11

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AIM
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CII
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AAMU
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NMIFOAC
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WANY
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ACA
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Guggenheim Capital's Q4 2019 Portfolio in Review

As of Q4 2019, Guggenheim Capital held 2,246 positions worth $13.3B, up 6.4% from $12.5B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Guggenheim Capital's Q4 2019 filing shows 164 new, 893 increased, 982 reduced and 190 closed positions. Its largest new stake was iShares Core S&P 500 ETF: 296,002 shares worth $95.7M. The largest sale was iShares iBoxx $ Investment Grade Corporate Bond ETF, an estimated $90.9M.

By sector, the portfolio is most concentrated in Technology at 15% of assets, up from 15% a quarter earlier, followed by Financials and Healthcare.

  • Guggenheim Capital's largest Q4 2019 buy was iShares Core S&P 500 ETF: 296,002 shares worth $95.7M.
  • Guggenheim Capital added most to iShares Core US Aggregate Bond ETF in Q4 2019, an estimated $251M increase.
  • Guggenheim Capital's biggest Q4 2019 reduction was iShares iBoxx $ Investment Grade Corporate Bond ETF, cutting an estimated $90.9M.
  • Guggenheim Capital fully exited Celgene Corp in Q4 2019, selling an estimated $33.4M.
  • Guggenheim Capital's ten largest holdings make up 13% of its $13.3B portfolio in Q4 2019.
  • Guggenheim Capital opened 164 new positions and closed 190 in Q4 2019.
  • Guggenheim Capital's portfolio value rose 6.4% quarter-over-quarter to $13.3B.

Based on Guggenheim Capital's 13F filing for Q4 2019, filed 14 Feb 2020.