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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+5.8%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$42.2B
AUM Growth
-$360M
Cap. Flow
-$2.32B
Cap. Flow %
-5.5%
Top 10 Hldgs %
7.6%
Holding
2,945
New
147
Increased
1,226
Reduced
1,320
Closed
236

Top Buys

Rank Stock Value
1
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$859M
2
AAPL icon
Apple
AAPL
+$61.2M
3
NCLH icon
Norwegian Cruise Line
NCLH
+$56M
4
VRTX icon
Vertex Pharmaceuticals
VRTX
+$55.7M
5
EVHC
Envision Healthcare Holdings Inc
EVHC
+$40.4M

Top Sells

Rank Stock Value
1
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$106M
2
ULQ
CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF
ULQ
+$84.5M
3
BCR
CR Bard Inc.
BCR
+$53.6M
4
AMAT icon
Applied Materials
AMAT
+$37.5M
5
LVLT
Level 3 Communications Inc
LVLT
+$37.4M

Sector Composition

Rank Sector Weight
1 Technology 14.48%
2 Financials 12.95%
3 Healthcare 12.03%
4 Industrials 10.73%
5 Consumer Discretionary 10.33%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TNL icon
201
Travel + Leisure Co
TNL
$4.81B
$62.8M 0.15%
1,200,612
+410,681
+52% +$20.4M
PAYX icon
202
Paychex
PAYX
$42.3B
$62.7M 0.15%
921,372
-112,325
-11% -$7.37M
AKAM icon
203
Akamai
AKAM
$16.3B
$62.7M 0.15%
964,097
-419,842
-30% -$23.2M
FCX icon
204
Freeport-McMoran
FCX
$88.6B
$62.7M 0.15%
3,305,644
+129,511
+4% +$1.95M
STX icon
205
Seagate
STX
$169B
$62.7M 0.15%
1,497,853
-232,381
-13% -$8.88M
KSS icon
206
Kohl's
KSS
$2.16B
$62.5M 0.15%
1,153,201
+119,594
+12% +$5.5M
BFH icon
207
Bread Financial
BFH
$4.36B
$62.4M 0.15%
308,624
-11,949
-4% -$2.21M
FTI icon
208
TechnipFMC
FTI
$28.9B
$62.2M 0.15%
2,668,860
+768,863
+40% +$15.9M
MTD icon
209
Mettler-Toledo International
MTD
$28.1B
$62M 0.15%
100,004
+32,776
+49% +$21M
XLNX
210
DELISTED
Xilinx Inc
XLNX
$61.8M 0.15%
916,610
+67,249
+8% +$4.77M
SD icon
211
SandRidge Energy
SD
$485M
$61.7M 0.15%
2,929,735
-1,305,169
-31% -$24.3M
TRV icon
212
Travelers Companies
TRV
$82.9B
$61.4M 0.15%
452,922
-36,619
-7% -$4.83M
BMY icon
213
Bristol-Myers Squibb
BMY
$130B
$61.4M 0.15%
1,002,464
+98,469
+11% +$6.16M
BF.B icon
214
Brown-Forman Class B
BF.B
$13.3B
$61.2M 0.15%
1,392,255
-216,834
-13% -$8.27M
RMD icon
215
ResMed
RMD
$30.3B
$61.2M 0.14%
722,480
+229,030
+46% +$18.9M
FITB
216
Fifth Third Bancorp
FITB
$52.4B
$61.1M 0.14%
2,013,760
+61,144
+3% +$1.78M
RRC icon
217
Range Resources
RRC
$8.94B
$61.1M 0.14%
3,579,421
+1,272,442
+55% +$22.9M
FLR icon
218
Fluor
FLR
$6.89B
$61M 0.14%
1,181,607
+37,583
+3% +$1.75M
SYK icon
219
Stryker
SYK
$133B
$60.9M 0.14%
393,583
+4,357
+1% +$665K
ARE icon
220
Alexandria Real Estate Equities
ARE
$9.41B
$60.7M 0.14%
464,925
+34,367
+8% +$4.33M
CTXS
221
DELISTED
Citrix Systems Inc
CTXS
$60.4M 0.14%
686,088
-180,019
-21% -$15.2M
RTN
222
DELISTED
Raytheon Company
RTN
$60.4M 0.14%
321,268
+20,004
+7% +$3.73M
DUK icon
223
Duke Energy
DUK
$101B
$60.3M 0.14%
717,311
+25,435
+4% +$2.22M
DLTR icon
224
Dollar Tree
DLTR
$24.4B
$60.3M 0.14%
562,236
-127,451
-18% -$12.5M
TMO icon
225
Thermo Fisher Scientific
TMO
$214B
$59.9M 0.14%
315,461
+17,552
+6% +$3.36M
7 8
9
10 11

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CII
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AAMU
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NMIFOAC
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WANY
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Guggenheim Capital's Q4 2017 Portfolio in Review

As of Q4 2017, Guggenheim Capital held 2,945 positions worth $42.2B, down 0.85% from $42.6B the previous quarter. Its ten largest holdings account for 7.6% of the portfolio.

Guggenheim Capital withdrew a net $2.32B in Q4 2017, closing 236 positions and reducing 1,320 holdings. Its most notable exit was CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF, an estimated $84.5M position sold in full.

By sector, the portfolio is most concentrated in Technology at 14% of assets, up from 13% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Guggenheim Capital opened a new position in iShares China Large-Cap ETF worth $18M.

  • Guggenheim Capital's largest Q4 2017 buy was iShares China Large-Cap ETF: 389,755 shares worth $18M.
  • Guggenheim Capital added most to iShares iBoxx $ Investment Grade Corporate Bond ETF in Q4 2017, an estimated $859M increase.
  • Guggenheim Capital's biggest Q4 2017 reduction was iShares iBoxx $ High Yield Corporate Bond ETF, cutting an estimated $106M.
  • Guggenheim Capital fully exited CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF in Q4 2017, selling an estimated $84.5M.
  • Guggenheim Capital's ten largest holdings make up 7.6% of its $42.2B portfolio in Q4 2017.
  • Guggenheim Capital opened 147 new positions and closed 236 in Q4 2017.
  • Guggenheim Capital's portfolio value fell 0.85% quarter-over-quarter to $42.2B.

Based on Guggenheim Capital's 13F filing for Q4 2017, filed 14 Feb 2018.