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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+4.41%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$42.6B
AUM Growth
+$4.82B
Cap. Flow
+$3.68B
Cap. Flow %
8.65%
Top 10 Hldgs %
12.95%
Holding
2,932
New
107
Increased
1,463
Reduced
1,212
Closed
134

Top Buys

Rank Stock Value
1
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$209M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$209M
3
ULQ
CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF
ULQ
+$84.5M
4
PKG icon
Packaging Corp of America
PKG
+$55.6M
5
CDNS icon
Cadence Design Systems
CDNS
+$45.2M

Top Sells

Rank Stock Value
1
RAI
Reynolds American Inc
RAI
+$68.3M
2
WFM
Whole Foods Market Inc
WFM
+$64M
3
SPLS
Staples Inc
SPLS
+$47.8M
4
MNK
MALLINCKRODT PUBLIC LIMITED COMPANY
MNK
+$46.6M
5
DD
Du Pont De Nemours E I
DD
+$41.2M

Sector Composition

Rank Sector Weight
1 Technology 12.83%
2 Financials 12.17%
3 Healthcare 10.88%
4 Industrials 10.2%
5 Consumer Discretionary 9.18%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MNST icon
201
Monster Beverage
MNST
$95.6B
$58.9M 0.14%
2,133,366
-230,128
-10% -$6.2M
HBAN icon
202
Huntington Bancshares
HBAN
$35B
$58.9M 0.14%
4,219,386
+390,539
+10% +$5.13M
CAH icon
203
Cardinal Health
CAH
$54.5B
$58.8M 0.14%
878,638
+103,389
+13% +$7.31M
AJG icon
204
Arthur J. Gallagher & Co
AJG
$68.2B
$58.8M 0.14%
955,173
+23,136
+2% +$1.36M
GD icon
205
General Dynamics
GD
$106B
$58.7M 0.14%
285,653
-14,900
-5% -$2.99M
DLR icon
206
Digital Realty Trust
DLR
$71.5B
$58.3M 0.14%
493,041
-18,862
-4% -$2.18M
OKE icon
207
Oneok
OKE
$55.9B
$58.2M 0.14%
1,050,094
-17,642
-2% -$954K
CSX icon
208
CSX Corp
CSX
$94.2B
$58.2M 0.14%
3,215,997
+62,943
+2% +$1.08M
GT icon
209
Goodyear
GT
$2.12B
$58.1M 0.14%
1,747,348
+120,313
+7% +$3.91M
DUK icon
210
Duke Energy
DUK
$101B
$58.1M 0.14%
691,876
-50,334
-7% -$4.31M
QRVO icon
211
Qorvo
QRVO
$8.09B
$57.8M 0.14%
817,133
+3,125
+0.4% +$218K
IVZ icon
212
Invesco
IVZ
$13B
$57.7M 0.14%
1,646,897
+166,257
+11% +$5.68M
RSG icon
213
Republic Services
RSG
$66.6B
$57.7M 0.14%
872,759
-91,861
-10% -$5.97M
SO icon
214
Southern Company
SO
$109B
$57.6M 0.14%
1,172,719
-12,014
-1% -$582K
BMY icon
215
Bristol-Myers Squibb
BMY
$130B
$57.6M 0.14%
903,995
-130,265
-13% -$7.61M
STX icon
216
Seagate
STX
$169B
$57.4M 0.13%
1,730,234
+398,884
+30% +$13.6M
MAR icon
217
Marriott International
MAR
$101B
$57.2M 0.13%
518,728
-20,962
-4% -$2.16M
EXPE icon
218
Expedia Group
EXPE
$35.5B
$57.1M 0.13%
396,737
-12,225
-3% -$1.81M
FLIR
219
DELISTED
FLIR Systems, Inc. (DE) Common Stock
FLIR
$57.1M 0.13%
1,466,978
-152,266
-9% -$5.77M
AIV
220
Aimco
AIV
$375M
$57M 0.13%
9,763,815
+186,206
+2% +$1.11M
LKQ icon
221
LKQ Corp
LKQ
$6.77B
$56.8M 0.13%
1,577,057
-29,179
-2% -$994K
AFL icon
222
Aflac
AFL
$65.9B
$56.7M 0.13%
1,392,740
-95,388
-6% -$3.84M
BFH icon
223
Bread Financial
BFH
$4.36B
$56.7M 0.13%
320,573
+193
+0.1% +$35.8K
DFS
224
DELISTED
Discover Financial Services
DFS
$56.6M 0.13%
877,828
+143,065
+19% +$8.68M
TMO icon
225
Thermo Fisher Scientific
TMO
$214B
$56.4M 0.13%
297,909
-34,422
-10% -$6.23M
7 8
9
10 11

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AIM
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Fundsmith LLP
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CII
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AAMU
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NMIFOAC
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WANY
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ACA
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Guggenheim Capital's Q3 2017 Portfolio in Review

As of Q3 2017, Guggenheim Capital held 2,932 positions worth $42.6B, up 13% from $37.8B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Guggenheim Capital deployed $3.68B of net new capital in Q3 2017, opening 107 new positions and adding to 1,463 existing holdings. Its largest new stake was CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF: 1,677,943 shares worth $84.5M.

By sector, the portfolio is most concentrated in Technology at 13% of assets, down from 14% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was MALLINCKRODT PUBLIC LIMITED COMPANY, an estimated $46.6M trimmed.

  • Guggenheim Capital's largest Q3 2017 buy was CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF: 1,677,943 shares worth $84.5M.
  • Guggenheim Capital added most to iShares iBoxx $ High Yield Corporate Bond ETF in Q3 2017, an estimated $209M increase.
  • Guggenheim Capital's biggest Q3 2017 reduction was MALLINCKRODT PUBLIC LIMITED COMPANY, cutting an estimated $46.6M.
  • Guggenheim Capital fully exited Reynolds American Inc in Q3 2017, selling an estimated $68.3M.
  • Guggenheim Capital's ten largest holdings make up 13% of its $42.6B portfolio in Q3 2017.
  • Guggenheim Capital opened 107 new positions and closed 134 in Q3 2017.
  • Guggenheim Capital's portfolio value rose 13% quarter-over-quarter to $42.6B.

Based on Guggenheim Capital's 13F filing for Q3 2017, filed 14 Nov 2017.