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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+3.81%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$35B
AUM Growth
+$2.81B
Cap. Flow
+$1.71B
Cap. Flow %
4.89%
Top 10 Hldgs %
4.7%
Holding
3,111
New
225
Increased
1,351
Reduced
1,231
Closed
212

Top Buys

Rank Stock Value
1
SD icon
SandRidge Energy
SD
+$44.3M
2
HWM icon
Howmet Aerospace
HWM
+$42.3M
3
COTY icon
Coty
COTY
+$39.2M
4
AMAT icon
Applied Materials
AMAT
+$34.4M
5
CHTR icon
Charter Communications
CHTR
+$32.3M

Top Sells

Rank Stock Value
1
AA icon
Alcoa
AA
+$47.5M
2
DO
Diamond Offshore Drilling
DO
+$35.1M
3
RAI
Reynolds American Inc
RAI
+$29.4M
4
OI icon
O-I Glass
OI
+$28M
5
MDLZ icon
Mondelez International
MDLZ
+$24.2M

Sector Composition

Rank Sector Weight
1 Financials 12.98%
2 Technology 12.86%
3 Healthcare 11.03%
4 Industrials 11.01%
5 Consumer Discretionary 10.01%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
UDR icon
201
UDR
UDR
$12.8B
$51.5M 0.15%
1,412,012
+399,031
+39% +$13.7M
ELV icon
202
Elevance Health
ELV
$81.5B
$51.4M 0.15%
357,761
+7,286
+2% +$976K
AIG icon
203
American International
AIG
$42.5B
$51.4M 0.15%
787,292
+56,686
+8% +$3.56M
WEC icon
204
WEC Energy
WEC
$36.3B
$51.2M 0.15%
873,297
+164,461
+23% +$9.43M
KMI icon
205
Kinder Morgan
KMI
$70.9B
$51.2M 0.15%
2,473,035
+613,262
+33% +$13M
ENDP
206
DELISTED
Endo International plc
ENDP
$51.1M 0.15%
3,104,755
+1,638,396
+112% +$28.8M
ROST icon
207
Ross Stores
ROST
$80.8B
$51M 0.15%
777,421
+145,333
+23% +$9.51M
BSX icon
208
Boston Scientific
BSX
$68.4B
$51M 0.15%
2,357,503
+222,635
+10% +$4.86M
SCG
209
DELISTED
Scana
SCG
$50.9M 0.15%
694,423
-49,397
-7% -$3.53M
TWX
210
DELISTED
Time Warner Inc
TWX
$50.8M 0.15%
526,519
+135,090
+35% +$12M
MOS icon
211
The Mosaic Company
MOS
$7.19B
$50.7M 0.15%
1,729,615
+221,534
+15% +$5.94M
AFL icon
212
Aflac
AFL
$65.5B
$50.5M 0.14%
1,449,924
+422,316
+41% +$14.9M
NOC icon
213
Northrop Grumman
NOC
$76B
$50.4M 0.14%
216,655
+18,561
+9% +$4.32M
CERN
214
DELISTED
Cerner Corp
CERN
$50.4M 0.14%
1,063,247
+295,495
+38% +$15.7M
INTU icon
215
Intuit
INTU
$91.1B
$50.2M 0.14%
437,824
+38,153
+10% +$4.27M
SPGI icon
216
S&P Global
SPGI
$124B
$50.1M 0.14%
466,319
+31,821
+7% +$3.8M
LYB icon
217
LyondellBasell Industries
LYB
$19.5B
$50.1M 0.14%
584,367
+56,573
+11% +$4.75M
KLAC icon
218
KLA
KLAC
$222B
$50.1M 0.14%
6,370,620
+903,570
+17% +$6.9M
ES icon
219
Eversource Energy
ES
$28.1B
$50.1M 0.14%
907,341
+85,827
+10% +$4.59M
ACN icon
220
Accenture
ACN
$106B
$50M 0.14%
426,905
-45,302
-10% -$5.38M
DLTR icon
221
Dollar Tree
DLTR
$24.8B
$50M 0.14%
647,605
+83,629
+15% +$6.73M
RIG icon
222
Transocean
RIG
$5.48B
$49.8M 0.14%
3,376,487
-115,813
-3% -$1.37M
UNP icon
223
Union Pacific
UNP
$174B
$49.7M 0.14%
479,231
+55,777
+13% +$5.48M
HSY icon
224
Hershey
HSY
$37.3B
$49.6M 0.14%
479,123
-47,407
-9% -$4.68M
HAL icon
225
Halliburton
HAL
$26.1B
$49.5M 0.14%
915,102
+33,210
+4% +$1.66M
7 8
9
10 11

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Guggenheim Capital's Q4 2016 Portfolio in Review

As of Q4 2016, Guggenheim Capital held 3,111 positions worth $35B, up 8.8% from $32.1B the previous quarter. Its ten largest holdings account for 4.7% of the portfolio.

Guggenheim Capital deployed $1.71B of net new capital in Q4 2016, opening 225 new positions and adding to 1,351 existing holdings. Its largest new stake was SandRidge Energy: 1,886,219 shares worth $44.4M.

By sector, the portfolio is most concentrated in Financials at 13% of assets, up from 11% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was Alcoa, an estimated $47.5M trimmed.

  • Guggenheim Capital's largest Q4 2016 buy was SandRidge Energy: 1,886,219 shares worth $44.4M.
  • Guggenheim Capital added most to Coty in Q4 2016, an estimated $39.2M increase.
  • Guggenheim Capital's biggest Q4 2016 reduction was Alcoa, cutting an estimated $47.5M.
  • Guggenheim Capital fully exited SolarCity Corporation in Q4 2016, selling an estimated $14.3M.
  • Guggenheim Capital's ten largest holdings make up 4.7% of its $35B portfolio in Q4 2016.
  • Guggenheim Capital opened 225 new positions and closed 212 in Q4 2016.
  • Guggenheim Capital's portfolio value rose 8.8% quarter-over-quarter to $35B.

Based on Guggenheim Capital's 13F filing for Q4 2016, filed 14 Feb 2017.