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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+4.69%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$32.1B
AUM Growth
+$306M
Cap. Flow
-$1.05B
Cap. Flow %
-3.25%
Top 10 Hldgs %
5.21%
Holding
3,026
New
153
Increased
1,158
Reduced
1,530
Closed
143

Top Buys

Rank Stock Value
1
FTV icon
Fortive
FTV
+$39.8M
2
COO icon
Cooper Companies
COO
+$29.5M
3
MTD icon
Mettler-Toledo International
MTD
+$29.1M
4
ALB icon
Albemarle
ALB
+$25M
5
LNT icon
Alliant Energy
LNT
+$23.9M

Top Sells

Rank Stock Value
1
DRII
DIAMOND RESORTS INTL, INC
DRII
+$283M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$57.3M
3
EMC
EMC CORPORATION
EMC
+$36.4M
4
GAS
AGL Resources Inc
GAS
+$36.3M
5
CPGX
COLUMBIA PIPELINE GROUP IN COM STK (DE)
CPGX
+$34.7M

Sector Composition

Rank Sector Weight
1 Technology 12.43%
2 Healthcare 11.67%
3 Financials 11.21%
4 Industrials 10.39%
5 Consumer Discretionary 10.05%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AGN
201
DELISTED
Allergan plc
AGN
$46.4M 0.14%
201,492
+5,031
+3% +$1.23M
TDG icon
202
TransDigm Group
TDG
$70.7B
$46.3M 0.14%
159,981
-17,847
-10% -$5.01M
EMR icon
203
Emerson Electric
EMR
$81.6B
$46.2M 0.14%
847,046
+72,667
+9% +$3.89M
BMY icon
204
Bristol-Myers Squibb
BMY
$129B
$46.1M 0.14%
855,772
+55,941
+7% +$3.59M
AA icon
205
Alcoa
AA
$11.3B
$46.1M 0.14%
1,893,559
+177,776
+10% +$4.34M
SE
206
DELISTED
Spectra Energy Corp Wi
SE
$46.1M 0.14%
1,078,752
-148,164
-12% -$5.64M
COR icon
207
Cencora
COR
$62B
$46.1M 0.14%
570,187
-39,641
-7% -$3.4M
AKAM icon
208
Akamai
AKAM
$15.6B
$46M 0.14%
867,691
+71,678
+9% +$3.84M
EIX icon
209
Edison International
EIX
$30.3B
$45.9M 0.14%
635,168
-101,261
-14% -$7.6M
CA
210
DELISTED
CA, Inc.
CA
$45.3M 0.14%
1,368,395
-33,628
-2% -$1.13M
AZO icon
211
AutoZone
AZO
$51.3B
$45.1M 0.14%
58,673
-438
-0.7% -$341K
PSX icon
212
Phillips 66
PSX
$82.9B
$45.1M 0.14%
559,634
+6,709
+1% +$521K
EXR icon
213
Extra Space Storage
EXR
$32.3B
$45M 0.14%
567,278
+16,660
+3% +$1.41M
BFH icon
214
Bread Financial
BFH
$4.32B
$45M 0.14%
262,951
+49,865
+23% +$8.49M
LEN icon
215
Lennar Class A
LEN
$20.4B
$45M 0.14%
1,115,423
+11,977
+1% +$531K
CCI icon
216
Crown Castle
CCI
$34.6B
$44.9M 0.14%
476,860
-53,505
-10% -$5.15M
CSRA
217
DELISTED
CSRA Inc.
CSRA
$44.9M 0.14%
1,669,308
-16,124
-1% -$416K
YHOO
218
DELISTED
Yahoo Inc
YHOO
$44.8M 0.14%
1,038,315
-16,665
-2% -$683K
CAH icon
219
Cardinal Health
CAH
$53.7B
$44.7M 0.14%
575,125
-59,410
-9% -$4.8M
J icon
220
Jacobs Solutions
J
$16B
$44.6M 0.14%
1,043,289
+194,222
+23% +$8.42M
XL
221
DELISTED
XL Group Ltd.
XL
$44.5M 0.14%
1,324,120
-5,853
-0.4% -$197K
DLTR icon
222
Dollar Tree
DLTR
$24.8B
$44.5M 0.14%
563,976
+38,022
+7% +$3.42M
ES icon
223
Eversource Energy
ES
$28.1B
$44.5M 0.14%
821,514
-105,374
-11% -$5.95M
SYF icon
224
Synchrony
SYF
$24.4B
$44.5M 0.14%
1,589,149
+51,597
+3% +$1.42M
SHW icon
225
Sherwin-Williams
SHW
$83.5B
$44.1M 0.14%
478,083
+46,317
+11% +$4.49M
7 8
9
10 11

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AIM
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Fundsmith LLP
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CII
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AAMU
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NMIFOAC
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WANY
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ACA
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Guggenheim Capital's Q3 2016 Portfolio in Review

As of Q3 2016, Guggenheim Capital held 3,026 positions worth $32.1B, up 0.96% from $31.8B the previous quarter. Its ten largest holdings account for 5.2% of the portfolio.

Guggenheim Capital withdrew a net $1.05B in Q3 2016, closing 143 positions and reducing 1,530 holdings. Its most notable exit was DIAMOND RESORTS INTL, INC, an estimated $283M position sold in full.

By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 11% a quarter earlier, followed by Healthcare and Financials.

Against the trend, Guggenheim Capital opened a new position in Fortive worth $39.8M.

  • Guggenheim Capital's largest Q3 2016 buy was Fortive: 1,239,033 shares worth $39.8M.
  • Guggenheim Capital added most to Cooper Companies in Q3 2016, an estimated $29.5M increase.
  • Guggenheim Capital's biggest Q3 2016 reduction was iShares iBoxx $ Investment Grade Corporate Bond ETF, cutting an estimated $57.3M.
  • Guggenheim Capital fully exited DIAMOND RESORTS INTL, INC in Q3 2016, selling an estimated $283M.
  • Guggenheim Capital's ten largest holdings make up 5.2% of its $32.1B portfolio in Q3 2016.
  • Guggenheim Capital opened 153 new positions and closed 143 in Q3 2016.
  • Guggenheim Capital's portfolio value rose 0.96% quarter-over-quarter to $32.1B.

Based on Guggenheim Capital's 13F filing for Q3 2016, filed 15 Nov 2016.