We are live on ! Find out more
GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
-1.55%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$41.7B
AUM Growth
+$2.19B
Cap. Flow
+$591M
Cap. Flow %
1.42%
Top 10 Hldgs %
9.51%
Holding
3,328
New
131
Increased
1,345
Reduced
1,491
Closed
336

Top Buys

Rank Stock Value
1
BSCF
CLAYMORE GUGGENHEIM BULLETSHARES 2015 CORP BD ETF
BSCF
+$96.3M
2
GWR
Genesee & Wyoming Inc.
GWR
+$59.1M
3
OII icon
Oceaneering
OII
+$56.8M
4
PNW icon
Pinnacle West Capital
PNW
+$51.3M
5
KMI icon
Kinder Morgan
KMI
+$47.3M

Top Sells

Rank Stock Value
1
BSJF
GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF
BSJF
+$98.4M
2
BSJG
Guggenheim BulletShares 2016 High Yield Corporate Bond ETF
BSJG
+$92.9M
3
BSJH
Guggenheim BulletShares 2017 High Yield Corporate Bond ETF
BSJH
+$80M
4
BSCE
CLAYMORE GUGGENHEIM BULLETSHARES 2014 CORP BD ETF
BSCE
+$73.1M
5
WLL
Whiting Petroleum Corporation
WLL
+$59.5M

Sector Composition

Rank Sector Weight
1 Financials 10.28%
2 Technology 9.93%
3 Consumer Discretionary 9.85%
4 Healthcare 9.66%
5 Industrials 9.38%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CI icon
201
Cigna
CI
$76.1B
$50.1M 0.12%
552,093
+61,206
+12% +$5.72M
VFC icon
202
VF Corp
VFC
$5.87B
$49.9M 0.12%
802,077
+1,594
+0.2% +$95.3K
ORCL icon
203
Oracle
ORCL
$367B
$49.6M 0.12%
1,294,385
+107,190
+9% +$4.34M
BNY
204
Bank of New York Mellon
BNY
$106B
$49.5M 0.12%
1,278,183
+33,132
+3% +$1.29M
YHOO
205
DELISTED
Yahoo Inc
YHOO
$49.2M 0.12%
1,206,772
+18,774
+2% +$704K
CB icon
206
Chubb
CB
$135B
$49.1M 0.12%
467,878
+32,404
+7% +$3.38M
MDT icon
207
Medtronic
MDT
$110B
$49M 0.12%
790,411
+103,965
+15% +$6.61M
NKE icon
208
Nike
NKE
$62.7B
$49M 0.12%
1,097,922
-77,440
-7% -$3.07M
KMB icon
209
Kimberly-Clark
KMB
$36.6B
$48.9M 0.12%
473,839
-66,849
-12% -$6.96M
RHI icon
210
Robert Half
RHI
$3.81B
$48.7M 0.12%
993,838
+180,010
+22% +$8.92M
AXP icon
211
American Express
AXP
$228B
$48.2M 0.12%
551,124
+40,414
+8% +$3.64M
ANDV
212
DELISTED
Andeavor
ANDV
$48.2M 0.12%
790,748
-7,559
-0.9% -$466K
ED icon
213
Consolidated Edison
ED
$40.4B
$48.2M 0.12%
850,360
+20,921
+3% +$1.19M
PX
214
DELISTED
Praxair Inc
PX
$48M 0.12%
372,360
+43,521
+13% +$5.71M
AZO icon
215
AutoZone
AZO
$49.1B
$48M 0.12%
94,099
+6,549
+7% +$3.45M
BKLN icon
216
Invesco Senior Loan ETF
BKLN
$6.97B
$47.9M 0.11%
1,971,895
+9,011
+0.5% +$222K
DIS icon
217
Walt Disney
DIS
$167B
$47.7M 0.11%
536,324
-19,878
-4% -$1.75M
MET icon
218
MetLife
MET
$62.5B
$47.6M 0.11%
994,132
+74,922
+8% +$3.64M
DUK icon
219
Duke Energy
DUK
$98.4B
$47.6M 0.11%
636,089
-11,941
-2% -$871K
RF icon
220
Regions Financial
RF
$26.3B
$47.5M 0.11%
4,728,631
+602,076
+15% +$6.15M
URI icon
221
United Rentals
URI
$66.5B
$47.3M 0.11%
425,788
-4,487
-1% -$505K
GLW icon
222
Corning
GLW
$116B
$47.3M 0.11%
2,444,542
+206,823
+9% +$4.31M
AIZ icon
223
Assurant
AIZ
$14B
$46.9M 0.11%
728,772
+95,807
+15% +$6.27M
MUR icon
224
Murphy Oil
MUR
$5.48B
$46.7M 0.11%
821,107
+79,345
+11% +$4.91M
MRO
225
DELISTED
Marathon Oil Corporation
MRO
$46.7M 0.11%
1,243,066
+16,679
+1% +$661K
7 8
9
10 11

Similar funds

TRSOTSOK
Teachers Retirement System of the State of Kentucky Frankfort, Kentucky $12.9B AUM 31.03% 1-Year Est. Return
AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
NMIFOAC
National Mutual Insurance Federation of Agricultural Cooperatives Tokyo, Japan, Japan $13B AUM 17.65% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return

Guggenheim Capital's Q3 2014 Portfolio in Review

As of Q3 2014, Guggenheim Capital held 3,328 positions worth $41.7B, up 5.5% from $39.5B the previous quarter. Its ten largest holdings account for 9.5% of the portfolio.

Guggenheim Capital's Q3 2014 filing shows 131 new, 1,345 increased, 1,491 reduced and 336 closed positions. Its largest new stake was Discovery, Inc. Series C Common Stock: 470,475 shares worth $17.5M. The largest sale was GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF, an estimated $98.4M.

By sector, the portfolio is most concentrated in Financials at 10% of assets, down from 11% a quarter earlier, followed by Technology and Consumer Discretionary.

  • Guggenheim Capital's largest Q3 2014 buy was Discovery, Inc. Series C Common Stock: 470,475 shares worth $17.5M.
  • Guggenheim Capital added most to CLAYMORE GUGGENHEIM BULLETSHARES 2015 CORP BD ETF in Q3 2014, an estimated $96.3M increase.
  • Guggenheim Capital's biggest Q3 2014 reduction was GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF, cutting an estimated $98.4M.
  • Guggenheim Capital fully exited FOREST LABORATORIES INC in Q3 2014, selling an estimated $40.1M.
  • Guggenheim Capital's ten largest holdings make up 9.5% of its $41.7B portfolio in Q3 2014.
  • Guggenheim Capital opened 131 new positions and closed 336 in Q3 2014.
  • Guggenheim Capital's portfolio value rose 5.5% quarter-over-quarter to $41.7B.

Based on Guggenheim Capital's 13F filing for Q3 2014, filed 14 Nov 2014.