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GC
Guggenheim Capital Portfolio holdings
AUM
$12.9B
1-Year Est. Return
27.3%
This Fund
S&P 500
This Quarter
Est. Return
+3.48%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$35.2B
AUM Growth
+$2.25B
(+6.8%)
Cap. Flow
+$1.59B
Cap. Flow
% of AUM
4.52%
Top 10 Holdings %
Top 10 Hldgs %
5.35%
Holding
3,470
New
295
Increased
1,678
Reduced
1,270
Closed
203
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$86.8M |
| 2 |
BSJH
Guggenheim BulletShares 2017 High Yield Corporate Bond ETF
BSJH
|
+$76.3M |
| 3 |
D.R. Horton
DHI
|
+$65.5M |
| 4 |
BSCE
CLAYMORE GUGGENHEIM BULLETSHARES 2014 CORP BD ETF
BSCE
|
+$60.5M |
| 5 |
EOG Resources
EOG
|
+$57.6M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
BSJE
GUGGENGEIM BULLETSHARES 2014 HIGH YIELD CORPORATE BOND ETF
BSJE
|
+$65.1M |
| 2 |
ZOLT
ZOLTEK COMPANIES INC
ZOLT
|
+$41.5M |
| 3 |
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
|
+$39M |
| 4 |
Alphabet (Google) Class C
GOOG
|
+$38.3M |
| 5 |
Qualcomm
QCOM
|
+$38.2M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 11.12% |
| 2 | Technology | 11.03% |
| 3 | Industrials | 10.67% |
| 4 | Consumer Discretionary | 9.98% |
| 5 | Healthcare | 9.72% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
201
American Express
AXP
$227B
| $44.1M | 0.13% |
489,825
-11,676
| -2% | -$1.04M |
|
202
Costco
COST
$422B
| $44.1M | 0.13% |
394,490
-6,758
| -2% | -$773K |
|
203
Archer Daniels Midland
ADM
$38.2B
| $43.9M | 0.13% |
1,012,705
+154,702
| +18% | +$6.38M |
|
204
HP
HPQ
$24.9B
| $43.9M | 0.12% |
2,988,495
+204,436
| +7% | +$2.75M |
|
|
FNFG
205
DELISTED
FIRST NIAGARA FINANCIAL GROUP INC
FNFG
| $43.9M | 0.12% |
4,642,076
+2,096,378
| +82% | +$19.4M |
|
206
State Street SPDR Bloomberg High Yield Bond ETF
JNK
$7.07B
| $43.5M | 0.12% |
350,778
+25,026
| +8% | +$3.07M |
|
|
ADT
207
DELISTED
ADT Corp
ADT
| $43.4M | 0.12% |
1,448,602
+215,308
| +17% | +$7.11M |
|
|
TWX
208
DELISTED
Time Warner Inc
TWX
| $43M | 0.12% |
687,295
-9,398
| -1% | -$590K |
|
|
YHOO
209
DELISTED
Yahoo Inc
YHOO
| $42.8M | 0.12% |
1,190,803
-186,595
| -14% | -$7.12M |
|
210
Nike
NKE
$61.9B
| $42.7M | 0.12% |
1,155,692
-577,520
| -33% | -$21.8M |
|
211
Bristol-Myers Squibb
BMY
$133B
| $42.6M | 0.12% |
820,792
-47,049
| -5% | -$2.5M |
|
212
Humana
HUM
$43.7B
| $42.6M | 0.12% |
377,513
+66,087
| +21% | +$6.88M |
|
|
FITB
213
Fifth Third Bancorp
FITB
$51.2B
| $42.5M | 0.12% |
1,853,360
+224,696
| +14% | +$4.89M |
|
|
CAB
214
DELISTED
Cabela's Inc
CAB
| $42.5M | 0.12% |
648,829
-49,632
| -7% | -$3.34M |
|
215
Invesco QQQ Trust
QQQ
$453B
| $42.5M | 0.12% |
484,445
-245,100
| -34% | -$21.7M |
|
|
CTRA
216
DELISTED
Coterra Energy
CTRA
| $42.2M | 0.12% |
1,246,248
+431,331
| +53% | +$15.9M |
|
217
Alcoa
AA
$11.9B
| $42.2M | 0.12% |
1,363,719
+7,509
| +0.6% | +$209K |
|
|
218
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$26.6B
| $42.2M | 0.12% |
168,235
-159,260
| -49% | -$39M |
|
|
BGC
219
DELISTED
General Cable Corporation
BGC
| $41.9M | 0.12% |
1,637,658
+4,994
| +0.3% | +$145K |
|
220
Baxter International
BAX
$13.5B
| $41.9M | 0.12% |
1,047,986
+111,924
| +12% | +$4.18M |
|
|
LO
221
DELISTED
LORILLARD INC COM STK
LO
| $41.8M | 0.12% |
771,944
-117,774
| -13% | -$5.92M |
|
222
Prudential Financial
PRU
$42.4B
| $41.6M | 0.12% |
491,598
-225,193
| -31% | -$19.4M |
|
223
Micron Technology
MU
$930B
| $41.6M | 0.12% |
1,757,951
+267,976
| +18% | +$6.37M |
|
224
Eversource Energy
ES
$26.9B
| $41.4M | 0.12% |
909,628
+233,131
| +34% | +$10.2M |
|
225
American Electric Power
AEP
$69.6B
| $41.3M | 0.12% |
815,009
+110,706
| +16% | +$5.38M |
|
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Guggenheim Capital's Q1 2014 Portfolio in Review
As of Q1 2014, Guggenheim Capital held 3,470 positions worth $35.2B, up 6.8% from $32.9B the previous quarter. Its ten largest holdings account for 5.3% of the portfolio.
Guggenheim Capital deployed $1.59B of net new capital in Q1 2014, opening 295 new positions and adding to 1,678 existing holdings. Its largest new stake was Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust: 1,154,388 shares worth $23.9M.
By sector, the portfolio is most concentrated in Financials at 11% of assets, down from 12% a quarter earlier, followed by Technology and Industrials.
On the sell side, the largest reduction was State Street SPDR S&P MIDCAP 400 ETF Trust, an estimated $39M trimmed.
- Guggenheim Capital's largest Q1 2014 buy was Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust: 1,154,388 shares worth $23.9M.
- Guggenheim Capital added most to State Street SPDR S&P 500 ETF Trust in Q1 2014, an estimated $86.8M increase.
- Guggenheim Capital's biggest Q1 2014 reduction was State Street SPDR S&P MIDCAP 400 ETF Trust, cutting an estimated $39M.
- Guggenheim Capital fully exited GUGGENGEIM BULLETSHARES 2014 HIGH YIELD CORPORATE BOND ETF in Q1 2014, selling an estimated $65.1M.
- Guggenheim Capital's ten largest holdings make up 5.3% of its $35.2B portfolio in Q1 2014.
- Guggenheim Capital opened 295 new positions and closed 203 in Q1 2014.
- Guggenheim Capital's portfolio value rose 6.8% quarter-over-quarter to $35.2B.
Based on Guggenheim Capital's 13F filing for Q1 2014, filed 16 May 2014.