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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+7.56%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$27.9B
AUM Growth
+$4.08B
Cap. Flow
+$2.62B
Cap. Flow %
9.39%
Top 10 Hldgs %
6.03%
Holding
3,311
New
278
Increased
1,671
Reduced
1,018
Closed
254

Top Buys

Rank Stock Value
1
DIA icon
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
+$123M
2
TFCFA
Twenty-First Century Fox, Inc. Class A
TFCFA
+$39.9M
3
BSJF
GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF
BSJF
+$36.6M
4
BMR
BIOMED REALTY TRUST INC
BMR
+$35.6M
5
ARE icon
Alexandria Real Estate Equities
ARE
+$34.5M

Top Sells

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$111M
2
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$60.8M
3
GDP
GOODRICH PETROLEUM CORP(NEW)
GDP
+$49.7M
4
MDR
McDermott International
MDR
+$37.4M
5
ORCL icon
Oracle
ORCL
+$33.1M

Sector Composition

Rank Sector Weight
1 Financials 11.11%
2 Industrials 10.08%
3 Technology 9.94%
4 Healthcare 9.76%
5 Consumer Discretionary 9.43%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EIG icon
201
Employers Holdings
EIG
$941M
$32.2M 0.12%
1,083,392
+60,755
+6% +$1.66M
AKAM icon
202
Akamai
AKAM
$16.5B
$32.1M 0.12%
620,816
+225,425
+57% +$10.6M
DAL icon
203
Delta Air Lines
DAL
$58.3B
$32M 0.11%
1,357,137
+803,424
+145% +$16.7M
JACK icon
204
Jack in the Box
JACK
$312M
$31.9M 0.11%
797,564
+3,416
+0.4% +$138K
WM icon
205
Waste Management
WM
$90.5B
$31.8M 0.11%
771,617
+73,247
+10% +$3.05M
AGN
206
DELISTED
Allergan plc
AGN
$31.8M 0.11%
220,677
+28,875
+15% +$3.85M
HAS icon
207
Hasbro
HAS
$13.4B
$31.8M 0.11%
673,832
-116,462
-15% -$5.44M
AMCX icon
208
AMC Global Media
AMCX
$427M
$31.7M 0.11%
463,174
+115,225
+33% +$7.63M
VOD icon
209
Vodafone
VOD
$37.2B
$31.7M 0.11%
884,073
+211,923
+32% +$6.7M
DUK icon
210
Duke Energy
DUK
$98.4B
$31.6M 0.11%
473,760
+54,540
+13% +$3.72M
ITW icon
211
Illinois Tool Works
ITW
$81.6B
$31.6M 0.11%
414,395
+75,929
+22% +$5.55M
ADBE icon
212
Adobe
ADBE
$98.5B
$31.4M 0.11%
604,787
-176,740
-23% -$8.43M
DELL
213
DELISTED
DELL INC
DELL
$31.4M 0.11%
2,281,154
-509,578
-18% -$6.9M
GAP
214
The Gap Inc
GAP
$7.34B
$31.4M 0.11%
779,675
+231,677
+42% +$9.99M
TEL icon
215
TE Connectivity
TEL
$59.9B
$31.4M 0.11%
605,641
-15,189
-2% -$761K
PBCT
216
DELISTED
People's United Financial Inc
PBCT
$31.2M 0.11%
2,171,077
+342,930
+19% +$5.09M
DOC icon
217
Healthpeak Properties
DOC
$15.2B
$31.1M 0.11%
835,213
+16,214
+2% +$632K
MCO icon
218
Moody's
MCO
$83.5B
$31.1M 0.11%
442,718
-24,570
-5% -$1.61M
GES
219
DELISTED
Guess Inc
GES
$31.1M 0.11%
1,040,242
+60,578
+6% +$1.89M
LXP icon
220
LXP Industrial Trust
LXP
$3.58B
$31M 0.11%
551,844
+7,881
+1% +$475K
SHY icon
221
iShares 1-3 Year Treasury Bond ETF
SHY
$25.5B
$31M 0.11%
366,656
-60,929
-14% -$5.14M
CL icon
222
Colgate-Palmolive
CL
$73.3B
$30.9M 0.11%
521,551
+38,413
+8% +$2.28M
NOV icon
223
NOV
NOV
$6.88B
$30.8M 0.11%
437,659
+160,167
+58% +$10.7M
PAYX icon
224
Paychex
PAYX
$41.4B
$30.8M 0.11%
757,638
-110,683
-13% -$4.37M
JNY
225
DELISTED
JONES GROUP INC COM STK (PA)
JNY
$30.7M 0.11%
2,047,906
-115,116
-5% -$1.81M
7 8
9
10 11

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AIM
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Fundsmith LLP
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CII
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AAMU
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NMIFOAC
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WANY
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ACA
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Guggenheim Capital's Q3 2013 Portfolio in Review

As of Q3 2013, Guggenheim Capital held 3,311 positions worth $27.9B, up 17% from $23.8B the previous quarter. Its ten largest holdings account for 6% of the portfolio.

Guggenheim Capital deployed $2.62B of net new capital in Q3 2013, opening 278 new positions and adding to 1,671 existing holdings. Its largest new stake was State Street SPDR Dow Jones Industrial Average ETF Trust: 806,700 shares worth $122M.

By sector, the portfolio is most concentrated in Financials at 11% of assets, down from 12% a quarter earlier, followed by Industrials and Technology.

On the sell side, the largest reduction was Invesco QQQ Trust, an estimated $111M trimmed.

  • Guggenheim Capital's largest Q3 2013 buy was State Street SPDR Dow Jones Industrial Average ETF Trust: 806,700 shares worth $122M.
  • Guggenheim Capital added most to GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF in Q3 2013, an estimated $36.6M increase.
  • Guggenheim Capital's biggest Q3 2013 reduction was Invesco QQQ Trust, cutting an estimated $111M.
  • Guggenheim Capital fully exited PIMCO Enhanced Short Maturity Active Exchange-Traded Fund in Q3 2013, selling an estimated $60.8M.
  • Guggenheim Capital's ten largest holdings make up 6% of its $27.9B portfolio in Q3 2013.
  • Guggenheim Capital opened 278 new positions and closed 254 in Q3 2013.
  • Guggenheim Capital's portfolio value rose 17% quarter-over-quarter to $27.9B.

Based on Guggenheim Capital's 13F filing for Q3 2013, filed 14 Nov 2013.