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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
-0.72%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$16.7B
AUM Growth
-$332M
Cap. Flow
-$57.8M
Cap. Flow %
-0.35%
Top 10 Hldgs %
17.41%
Holding
2,287
New
114
Increased
795
Reduced
1,162
Closed
171

Top Buys

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$50M
2
LITT
Logistics Innovation Technologies Corp. Class A Common Stock
LITT
+$38.8M
3
AFTR.U
AfterNext HealthTech Acquisition Corp Units
AFTR.U
+$37M
4
CPAAU
Conyers Park III Acquisition Corp. Unit
CPAAU
+$34.7M
5
HON icon
Honeywell
HON
+$32.1M

Top Sells

Rank Stock Value
1
ALXN
Alexion Pharmaceuticals
ALXN
+$41.8M
2
LITTU
Logistics Innovation Technologies Corp. Units
LITTU
+$39.8M
3
MTTR
Matterport, Inc. Class A Common Stock
MTTR
+$32.4M
4
SRNG
Soaring Eagle Acquisition Corp. Class A Ordinary Share
SRNG
+$20M
5
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$19.4M

Sector Composition

Rank Sector Weight
1 Technology 19.23%
2 Financials 13.81%
3 Healthcare 9.7%
4 Consumer Discretionary 8.79%
5 Communication Services 6.56%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PAC icon
2201
Grupo Aeroportuario del Pacifico
PAC
$13.3B
– –
-6,194
Closed -$662K
PCH
2202
DELISTED
PotlatchDeltic
PCH
– –
-3,949
Closed -$210K
PETS icon
2203
PetMed Express
PETS
$42.3M
– –
-6,374
Closed -$203K
PFS icon
2204
Provident Financial Services
PFS
$3.21B
– –
-20,710
Closed -$474K
PLMR icon
2205
Palomar
PLMR
$3.55B
– –
-4,579
Closed -$346K
PLNT icon
2206
Planet Fitness
PLNT
$3.98B
– –
-3,291
Closed -$248K
PLUS icon
2207
ePlus
PLUS
$2.33B
– –
-4,628
Closed -$201K
PMT
2208
PennyMac Mortgage Investment
PMT
$848M
– –
-17,961
Closed -$378K
PNTG icon
2209
Pennant Group
PNTG
$1.36B
– –
-7,855
Closed -$321K
POWL icon
2210
Powell Industries
POWL
$7.73B
– –
-66,462
Closed -$686K
PRAA icon
2211
PRA Group
PRAA
$759M
– –
-5,789
Closed -$223K
QNST icon
2212
QuinStreet
QNST
$1.19B
– –
-10,854
Closed -$202K
RC
2213
Ready Capital
RC
$306M
– –
-26,627
Closed -$423K
RDY icon
2214
Dr. Reddy's Laboratories
RDY
$10.2B
– –
-16,655
Closed -$245K
RGNX icon
2215
Regenxbio
RGNX
$704M
– –
-5,419
Closed -$211K
RIG icon
2216
Transocean
RIG
$5.9B
– –
-16,776
Closed -$76K
RYN icon
2217
Rayonier
RYN
$6.51B
– –
-7,924
Closed -$258K
SAH icon
2218
Sonic Automotive
SAH
$2.61B
– –
-9,312
Closed -$417K
SBGI icon
2219
Sinclair Inc
SBGI
$1.05B
– –
-9,311
Closed -$309K
SBH icon
2220
Sally Beauty Holdings
SBH
$1.54B
– –
-26,636
Closed -$588K
SCS
2221
DELISTED
Steelcase
SCS
– –
-48,974
Closed -$740K
SD icon
2222
SandRidge Energy
SD
$503M
– –
-56,866
Closed -$357K
SHAK icon
2223
Shake Shack
SHAK
$2.86B
– –
-3,537
Closed -$379K
SID icon
2224
Companhia Siderúrgica Nacional
SID
$1.21B
– –
-12,992
Closed -$114K
SKX
2225
DELISTED
Skechers
SKX
– –
-85,973
Closed -$4.28M
87 88
89
90 91

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AIM
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Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
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AAMU
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WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
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ZIG
Zurich Insurance Group Zurich, Switzerland $12.7B AUM 53.57% 1-Year Est. Return

Guggenheim Capital's Q3 2021 Portfolio in Review

As of Q3 2021, Guggenheim Capital held 2,287 positions worth $16.7B, down 2% from $17B the previous quarter. Its ten largest holdings account for 17% of the portfolio.

Guggenheim Capital's Q3 2021 filing shows 114 new, 795 increased, 1,162 reduced and 171 closed positions. Its largest new stake was Logistics Innovation Technologies Corp. Class A Common Stock: 4,000,000 shares worth $38.6M. The largest sale was Alexion Pharmaceuticals, an estimated $41.8M.

By sector, the portfolio is most concentrated in Technology at 19% of assets, up from 19% a quarter earlier, followed by Financials and Healthcare.

  • Guggenheim Capital's largest Q3 2021 buy was Logistics Innovation Technologies Corp. Class A Common Stock: 4,000,000 shares worth $38.6M.
  • Guggenheim Capital added most to iShares Core US Aggregate Bond ETF in Q3 2021, an estimated $50M increase.
  • Guggenheim Capital's biggest Q3 2021 reduction was Matterport, Inc. Class A Common Stock, cutting an estimated $32.4M.
  • Guggenheim Capital fully exited Alexion Pharmaceuticals in Q3 2021, selling an estimated $41.8M.
  • Guggenheim Capital's ten largest holdings make up 17% of its $16.7B portfolio in Q3 2021.
  • Guggenheim Capital opened 114 new positions and closed 171 in Q3 2021.
  • Guggenheim Capital's portfolio value fell 2% quarter-over-quarter to $16.7B.

Based on Guggenheim Capital's 13F filing for Q3 2021, filed 15 Nov 2021.