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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+7.91%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$13.3B
AUM Growth
+$802M
Cap. Flow
-$35.2M
Cap. Flow %
-0.26%
Top 10 Hldgs %
12.63%
Holding
2,246
New
164
Increased
893
Reduced
982
Closed
190

Top Buys

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$251M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$91.6M
3
TFC icon
Truist Financial
TFC
+$10.3M
4
EXC icon
Exelon
EXC
+$9.3M
5
FCX icon
Freeport-McMoran
FCX
+$7.78M

Top Sells

Rank Stock Value
1
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$90.9M
2
AAPL icon
Apple
AAPL
+$35.8M
3
CELG
Celgene Corp
CELG
+$33.4M
4
JPST icon
JPMorgan Ultra-Short Income ETF
JPST
+$32.5M
5
MSFT icon
Microsoft
MSFT
+$32.3M

Sector Composition

Rank Sector Weight
1 Technology 15.39%
2 Financials 10.11%
3 Healthcare 10%
4 Consumer Discretionary 8.02%
5 Industrials 7.35%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CSOD
2201
DELISTED
Cornerstone OnDemand, Inc.
CSOD
– –
-4,291
Closed -$235K
SNR
2202
DELISTED
NEW SENIOR INVESTMENT GROUP INC.
SNR
– –
-36,820
Closed -$246K
CORE
2203
DELISTED
Core Mark Holding Co., Inc.
CORE
– –
-9,329
Closed -$300K
QTS
2204
DELISTED
QTS REALTY TRUST, INC.
QTS
– –
-4,532
Closed -$233K
CLGX
2205
DELISTED
Corelogic, Inc.
CLGX
– –
-8,971
Closed -$415K
AEGN
2206
DELISTED
Aegion Corp
AEGN
– –
-15,495
Closed -$332K
SINA
2207
DELISTED
Sina Corp
SINA
– –
-7,716
Closed -$302K
ANH
2208
DELISTED
Anworth Mortgage Asset Corporation
ANH
– –
-52,029
Closed -$172K
QEP
2209
DELISTED
QEP RESOURCES, INC.
QEP
– –
-42,400
Closed -$157K
TCO
2210
DELISTED
Taubman Centers Inc.
TCO
– –
-5,245
Closed -$214K
WUBA
2211
DELISTED
58.com Inc
WUBA
– –
-6,123
Closed -$302K
UNT
2212
DELISTED
UNIT Corporation
UNT
– –
-129,083
Closed -$436K
DPLO
2213
DELISTED
DIPLOMAT PHARMACY, INC.
DPLO
– –
-18,643
Closed -$91K
AVP
2214
DELISTED
Avon Products, Inc.
AVP
– –
-120,210
Closed -$529K
GWR
2215
DELISTED
Genesee & Wyoming Inc.
GWR
– –
-9,042
Closed -$999K
PVTL
2216
DELISTED
Pivotal Software, Inc.
PVTL
– –
-20,951
Closed -$313K
CRZO
2217
DELISTED
Carrizo Oil & Gas Inc
CRZO
– –
-68,835
Closed -$591K
INB
2218
DELISTED
Cohen & Steers Global Income Builder, Inc.
INB
– –
-370,605
Closed -$3.37M
ONCE
2219
DELISTED
Spark Therapeutics, Inc. Common Stock
ONCE
– –
-34,298
Closed -$3.33M
BSJJ
2220
DELISTED
Invesco BulletShares 2019 High Yield Corporate Bond ETF
BSJJ
– –
-25,980
Closed -$621K
VSI
2221
DELISTED
Vitamin Shoppe Inc.
VSI
– –
-59,428
Closed -$387K
STI
2222
DELISTED
SunTrust Banks, Inc.
STI
– –
-177,816
Closed -$12.2M
SEMG
2223
DELISTED
SEMGROUP CORPORATION
SEMG
– –
-156,047
Closed -$2.55M
CBM
2224
DELISTED
Cambrex Corporation
CBM
– –
-14,090
Closed -$838K
VIAB
2225
DELISTED
Viacom Inc. Class B
VIAB
– –
-76,701
Closed -$1.84M
86 87 88
89
90

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CII
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AAMU
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NMIFOAC
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WANY
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ACA
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Guggenheim Capital's Q4 2019 Portfolio in Review

As of Q4 2019, Guggenheim Capital held 2,246 positions worth $13.3B, up 6.4% from $12.5B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Guggenheim Capital's Q4 2019 filing shows 164 new, 893 increased, 982 reduced and 190 closed positions. Its largest new stake was iShares Core S&P 500 ETF: 296,002 shares worth $95.7M. The largest sale was iShares iBoxx $ Investment Grade Corporate Bond ETF, an estimated $90.9M.

By sector, the portfolio is most concentrated in Technology at 15% of assets, up from 15% a quarter earlier, followed by Financials and Healthcare.

  • Guggenheim Capital's largest Q4 2019 buy was iShares Core S&P 500 ETF: 296,002 shares worth $95.7M.
  • Guggenheim Capital added most to iShares Core US Aggregate Bond ETF in Q4 2019, an estimated $251M increase.
  • Guggenheim Capital's biggest Q4 2019 reduction was iShares iBoxx $ Investment Grade Corporate Bond ETF, cutting an estimated $90.9M.
  • Guggenheim Capital fully exited Celgene Corp in Q4 2019, selling an estimated $33.4M.
  • Guggenheim Capital's ten largest holdings make up 13% of its $13.3B portfolio in Q4 2019.
  • Guggenheim Capital opened 164 new positions and closed 190 in Q4 2019.
  • Guggenheim Capital's portfolio value rose 6.4% quarter-over-quarter to $13.3B.

Based on Guggenheim Capital's 13F filing for Q4 2019, filed 14 Feb 2020.