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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+2.1%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$12.5B
AUM Growth
+$224M
Cap. Flow
+$95.9M
Cap. Flow %
0.77%
Top 10 Hldgs %
11.74%
Holding
2,217
New
117
Increased
836
Reduced
1,120
Closed
134

Top Buys

Rank Stock Value
1
SLV icon
iShares Silver Trust
SLV
+$81.9M
2
NEA icon
Nuveen AMT-Free Quality Municipal Income Fund
NEA
+$36.3M
3
NVG icon
Nuveen AMT-Free Municipal Credit Income Fund
NVG
+$32.6M
4
BBN icon
BlackRock Taxable Municipal Bond Trust
BBN
+$31M
5
NAD icon
Nuveen Quality Municipal Income Fund
NAD
+$28.1M

Top Sells

Rank Stock Value
1
CSCO icon
Cisco
CSCO
+$15.1M
2
JPM icon
JPMorgan Chase
JPM
+$10.5M
3
PNW icon
Pinnacle West Capital
PNW
+$10.3M
4
PG icon
Procter & Gamble
PG
+$9.65M
5
WP
Worldpay, Inc.
WP
+$9.29M

Sector Composition

Rank Sector Weight
1 Technology 14.67%
2 Financials 10.55%
3 Healthcare 9.39%
4 Consumer Discretionary 7.83%
5 Consumer Staples 7.47%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LEXEA
2201
DELISTED
Liberty Expedia Holdings, Inc. Class A Common Stock
LEXEA
– –
-7,767
Closed -$371K
BRSS
2202
DELISTED
Global Brass & Copper Hldgs, Inc
BRSS
– –
-15,405
Closed -$674K
HF
2203
DELISTED
HFF Inc.
HF
– –
-10,578
Closed -$481K
LLL
2204
DELISTED
L3 Technologies, Inc.
LLL
– –
-8,150
Closed -$2M
LION
2205
DELISTED
Fidelity Southern Corporation
LION
– –
-27,343
Closed -$847K
ESV
2206
DELISTED
Ensco Rowan plc
ESV
– –
-67,424
Closed -$575K
UBA
2207
DELISTED
Urstadt Biddle Properties Inc. Class A
UBA
– –
-11,631
Closed -$244K
TRCO
2208
DELISTED
TRIBUNE MEDIA COMPANY CLASS A
TRCO
– –
-21,152
Closed -$978K
TSS
2209
DELISTED
Total System Services, Inc.
TSS
– –
-54,303
Closed -$6.97M
EFII
2210
DELISTED
Electronics for Imaging
EFII
– –
-17,875
Closed -$660K
VG
2211
DELISTED
Vonage Holdings Corporation
VG
– –
-47,602
Closed -$539K
RHT
2212
DELISTED
Red Hat Inc
RHT
– –
-46,661
Closed -$8.76M
FNSR
2213
DELISTED
Finisar Corp
FNSR
– –
-76,212
Closed -$1.74M
FDC
2214
DELISTED
First Data Corporation
FDC
– –
-72,381
Closed -$1.96M
SPN
2215
DELISTED
Superior Energy Services, Inc.
SPN
– –
-2,595
Closed -$34K
TCF
2216
DELISTED
TCF Financial Corporation
TCF
– –
-43,721
Closed -$909K
85 86 87 88
89

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Guggenheim Capital's Q3 2019 Portfolio in Review

As of Q3 2019, Guggenheim Capital held 2,217 positions worth $12.5B, up 1.8% from $12.3B the previous quarter. Its ten largest holdings account for 12% of the portfolio.

Guggenheim Capital's Q3 2019 filing shows 117 new, 836 increased, 1,120 reduced and 134 closed positions. Its largest new stake was Safehold Inc.: 318,829 shares worth $9.72M. The largest sale was Cisco, an estimated $15.1M.

By sector, the portfolio is most concentrated in Technology at 15% of assets, up from 14% a quarter earlier, followed by Financials and Healthcare.

  • Guggenheim Capital's largest Q3 2019 buy was Safehold Inc.: 318,829 shares worth $9.72M.
  • Guggenheim Capital added most to iShares Silver Trust in Q3 2019, an estimated $81.9M increase.
  • Guggenheim Capital's biggest Q3 2019 reduction was Cisco, cutting an estimated $15.1M.
  • Guggenheim Capital fully exited Worldpay, Inc. in Q3 2019, selling an estimated $9.29M.
  • Guggenheim Capital's ten largest holdings make up 12% of its $12.5B portfolio in Q3 2019.
  • Guggenheim Capital opened 117 new positions and closed 134 in Q3 2019.
  • Guggenheim Capital's portfolio value rose 1.8% quarter-over-quarter to $12.5B.

Based on Guggenheim Capital's 13F filing for Q3 2019, filed 14 Nov 2019.