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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+3.43%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$12.3B
AUM Growth
+$18.3M
Cap. Flow
-$277M
Cap. Flow %
-2.25%
Top 10 Hldgs %
11.78%
Holding
2,232
New
70
Increased
794
Reduced
1,229
Closed
133

Top Buys

Rank Stock Value
1
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$33.8M
2
NEAR icon
iShares Short Maturity Bond ETF
NEAR
+$31.7M
3
JPST icon
JPMorgan Ultra-Short Income ETF
JPST
+$31M
4
IRM icon
Iron Mountain
IRM
+$9.18M
5
INXN
Interxion Holding N.V.
INXN
+$7.36M

Top Sells

Rank Stock Value
1
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$86.5M
2
TAN icon
Invesco Solar ETF
TAN
+$17.6M
3
CRAY
Cray, Inc.
CRAY
+$10.8M
4
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$10.3M
5
AAPL icon
Apple
AAPL
+$9.21M

Sector Composition

Rank Sector Weight
1 Technology 14.17%
2 Financials 10.74%
3 Healthcare 10.43%
4 Consumer Discretionary 8.1%
5 Industrials 7.57%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HMHC
2201
DELISTED
Houghton Mifflin Harcourt Company
HMHC
– –
-1,554
Closed -$11K
KRA
2202
DELISTED
Kraton Corporation
KRA
– –
-7,059
Closed -$227K
LMNX
2203
DELISTED
Luminex Corp
LMNX
– –
-9,796
Closed -$225K
CATM
2204
DELISTED
Cardtronics plc Class A Ordinary Shares (UK)
CATM
– –
-6,445
Closed -$229K
AEGN
2205
DELISTED
Aegion Corp
AEGN
– –
-15,972
Closed -$281K
HSBC.PRA
2206
DELISTED
HSBC Holdings PLC, Inc. ADS(1/40 shr. 6.2% Non-Cum. Dlr. Pref. Shrs., Ser.A)
HSBC.PRA
– –
-200,000
Closed -$5.15M
MNTA
2207
DELISTED
Momenta Pharmaceuticals, Inc.
MNTA
– –
-11,125
Closed -$162K
CRCM
2208
DELISTED
CARE.COM, INC.
CRCM
– –
-10,095
Closed -$199K
SMTA
2209
DELISTED
Spirit MTA REIT Common Shares of Beneficial Interest
SMTA
– –
-11,978
Closed -$78K
AREX
2210
DELISTED
Approach Resources Inc.
AREX
– –
-926,905
Closed -$328K
GHDX
2211
DELISTED
Genomic Health, Inc.
GHDX
– –
-5,649
Closed -$396K
CTWS
2212
DELISTED
Connecticut Water Service Inc
CTWS
– –
-5,724
Closed -$393K
CRAY
2213
DELISTED
Cray, Inc.
CRAY
– –
-414,825
Closed -$10.8M
PES
2214
DELISTED
Pioneer Energy Services Corp.
PES
– –
-116,726
Closed -$207K
SXCP
2215
DELISTED
SunCoke Energy Partners, L.P.
SXCP
– –
-10,260
Closed -$128K
LXFT
2216
DELISTED
Luxoft Holding, Inc.
LXFT
– –
-9,295
Closed -$546K
TIER
2217
DELISTED
TIER REIT, Inc.
TIER
– –
-18,351
Closed -$526K
BMS
2218
DELISTED
Bemis
BMS
– –
-8,234
Closed -$457K
NITE
2219
DELISTED
Nightstar Therapeutics plc American Depositary Shares
NITE
– –
-20,823
Closed -$528K
TVPT
2220
DELISTED
Travelport Worldwide Limited
TVPT
– –
-37,586
Closed -$591K
ULTI
2221
DELISTED
Ultimate Software Group Inc
ULTI
– –
-5,928
Closed -$1.96M
AKP
2222
DELISTED
Alliance Californa Muni Fd
AKP
– –
-155,052
Closed -$2.29M
USG
2223
DELISTED
Usg
USG
– –
-29,561
Closed -$1.28M
BEL
2224
DELISTED
Belmond Ltd.
BEL
– –
-27,739
Closed -$692K
APF
2225
DELISTED
Morgan Stanley Asia Pacific Fund
APF
– –
-13,946
Closed -$228K
86 87 88
89
90

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AIM
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Fundsmith LLP
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CII
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AAMU
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NMIFOAC
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WANY
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ACA
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Guggenheim Capital's Q2 2019 Portfolio in Review

As of Q2 2019, Guggenheim Capital held 2,232 positions worth $12.3B, up 0.15% from $12.3B the previous quarter. Its ten largest holdings account for 12% of the portfolio.

Guggenheim Capital's Q2 2019 filing shows 70 new, 794 increased, 1,229 reduced and 133 closed positions. Its largest new stake was PIMCO Enhanced Short Maturity Active Exchange-Traded Fund: 333,216 shares worth $33.9M. The largest sale was iShares iBoxx $ Investment Grade Corporate Bond ETF, an estimated $86.5M.

By sector, the portfolio is most concentrated in Technology at 14% of assets, down from 14% a quarter earlier, followed by Financials and Healthcare.

  • Guggenheim Capital's largest Q2 2019 buy was PIMCO Enhanced Short Maturity Active Exchange-Traded Fund: 333,216 shares worth $33.9M.
  • Guggenheim Capital added most to Iron Mountain in Q2 2019, an estimated $9.18M increase.
  • Guggenheim Capital's biggest Q2 2019 reduction was iShares iBoxx $ Investment Grade Corporate Bond ETF, cutting an estimated $86.5M.
  • Guggenheim Capital fully exited Invesco Solar ETF in Q2 2019, selling an estimated $17.6M.
  • Guggenheim Capital's ten largest holdings make up 12% of its $12.3B portfolio in Q2 2019.
  • Guggenheim Capital opened 70 new positions and closed 133 in Q2 2019.
  • Guggenheim Capital's portfolio value rose 0.15% quarter-over-quarter to $12.3B.

Based on Guggenheim Capital's 13F filing for Q2 2019, filed 14 Aug 2019.