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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+5.28%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$15.3B
AUM Growth
+$363M
Cap. Flow
-$202M
Cap. Flow %
-1.32%
Top 10 Hldgs %
16.26%
Holding
2,451
New
90
Increased
1,201
Reduced
1,087
Closed
62

Top Buys

Rank Stock Value
1
PEP icon
PepsiCo
PEP
+$29.7M
2
FBIN icon
Fortune Brands Innovations
FBIN
+$11.4M
3
JAZZ icon
Jazz Pharmaceuticals
JAZZ
+$10.1M
4
PWR icon
Quanta Services
PWR
+$9.65M
5
HUN icon
Huntsman Corp
HUN
+$9.08M

Top Sells

Rank Stock Value
1
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$83.7M
2
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$19.6M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$15.2M
4
ANDV
Andeavor
ANDV
+$14.4M
5
GOOG icon
Alphabet (Google) Class C
GOOG
+$14.1M

Sector Composition

Rank Sector Weight
1 Technology 14.02%
2 Healthcare 11.33%
3 Financials 9.79%
4 Consumer Discretionary 8.23%
5 Industrials 7.29%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SAIA icon
2201
Saia
SAIA
$9.99B
$305K ﹤0.01%
3,987
-1,289
-24% -$100K
DORM icon
2202
Dorman Products
DORM
$4.42B
$304K ﹤0.01%
3,946
-1,768
-31% -$135K
SSTK icon
2203
Shutterstock
SSTK
$221M
$303K ﹤0.01%
5,559
+1,046
+23% +$53.8K
LCI
2204
DELISTED
Lannett Company, Inc.
LCI
$302K ﹤0.01%
15,878
+35
+0.2% +$1.33K
HTLF
2205
DELISTED
Heartland Financial USA, Inc.
HTLF
$301K ﹤0.01%
5,190
-23
-0.4% -$1.37K
TTM
2206
DELISTED
Tata Motors Limited
TTM
$300K ﹤0.01%
19,540
-3,535
-15% -$65K
SHLX
2207
DELISTED
Shell Midstream Partners, L.P.
SHLX
$300K ﹤0.01%
+14,010
New +$316K
VECO icon
2208
Veeco
VECO
$3.28B
$298K ﹤0.01%
29,127
+3,176
+12% +$39.7K
TBRG
2209
DELISTED
TruBridge
TBRG
$298K ﹤0.01%
11,078
-15,112
-58% -$442K
BOKF icon
2210
BOK Financial
BOKF
$8.79B
$297K ﹤0.01%
3,051
+470
+18% +$46.9K
SFBS
2211
ServisFirst Bancshares
SFBS
$4.97B
$296K ﹤0.01%
7,559
+1,421
+23% +$60.1K
TROX icon
2212
Tronox
TROX
$948M
$296K ﹤0.01%
24,787
+6,450
+35% +$106K
GEL icon
2213
Genesis Energy
GEL
$1.85B
$293K ﹤0.01%
12,357
-309
-2% -$7.28K
SRCI
2214
DELISTED
SRC Energy Inc
SRCI
$293K ﹤0.01%
33,005
-686
-2% -$6.84K
CASH icon
2215
Pathward Financial
CASH
$1.89B
$292K ﹤0.01%
10,629
+1,986
+23% +$59.4K
CFFN icon
2216
Capitol Federal Financial
CFFN
$1.13B
$292K ﹤0.01%
22,897
+336
+1% +$4.42K
HZO icon
2217
MarineMax
HZO
$793M
$292K ﹤0.01%
13,748
+3,061
+29% +$63.9K
AIN icon
2218
Albany International
AIN
$1.79B
$291K ﹤0.01%
+3,659
New +$265K
HQL
2219
abrdn Life Sciences Investors
HQL
$599M
$291K ﹤0.01%
+14,245
New +$283K
NBB icon
2220
Nuveen Taxable Municipal Income Fund
NBB
$450M
$291K ﹤0.01%
14,572
-335
-2% -$6.87K
FRTA
2221
DELISTED
Forterra, Inc
FRTA
$291K ﹤0.01%
39,092
-875
-2% -$7.57K
TRU icon
2222
TransUnion
TRU
$15.7B
$290K ﹤0.01%
3,946
+998
+34% +$74.2K
DGII icon
2223
Digi International
DGII
$2.72B
$289K ﹤0.01%
21,479
+4,794
+29% +$63.7K
ICL icon
2224
ICL Group
ICL
$6.65B
$288K ﹤0.01%
47,803
+20,313
+74% +$108K
NGL icon
2225
NGL Energy Partners
NGL
$1.98B
$288K ﹤0.01%
24,820
+7,876
+46% +$95.8K
87 88
89
90 91

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AIM
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Fundsmith LLP
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CII
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AAMU
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NMIFOAC
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WANY
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ACA
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Guggenheim Capital's Q3 2018 Portfolio in Review

As of Q3 2018, Guggenheim Capital held 2,451 positions worth $15.3B, up 2.4% from $15B the previous quarter. Its ten largest holdings account for 16% of the portfolio.

Guggenheim Capital's Q3 2018 filing shows 90 new, 1,201 increased, 1,087 reduced and 62 closed positions. Its largest new stake was Scorpio Tankers: 221,719 shares worth $4.46M. The largest sale was iShares iBoxx $ Investment Grade Corporate Bond ETF, an estimated $83.7M.

By sector, the portfolio is most concentrated in Technology at 14% of assets, up from 14% a quarter earlier, followed by Healthcare and Financials.

  • Guggenheim Capital's largest Q3 2018 buy was Scorpio Tankers: 221,719 shares worth $4.46M.
  • Guggenheim Capital added most to PepsiCo in Q3 2018, an estimated $29.7M increase.
  • Guggenheim Capital's biggest Q3 2018 reduction was iShares iBoxx $ Investment Grade Corporate Bond ETF, cutting an estimated $83.7M.
  • Guggenheim Capital fully exited Kayne Anderson Energy in Q3 2018, selling an estimated $7.69M.
  • Guggenheim Capital's ten largest holdings make up 16% of its $15.3B portfolio in Q3 2018.
  • Guggenheim Capital opened 90 new positions and closed 62 in Q3 2018.
  • Guggenheim Capital's portfolio value rose 2.4% quarter-over-quarter to $15.3B.

Based on Guggenheim Capital's 13F filing for Q3 2018, filed 14 Nov 2018.