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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+5.8%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$42.2B
AUM Growth
-$360M
Cap. Flow
-$2.32B
Cap. Flow %
-5.5%
Top 10 Hldgs %
7.6%
Holding
2,945
New
147
Increased
1,226
Reduced
1,320
Closed
236

Top Buys

Rank Stock Value
1
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$859M
2
AAPL icon
Apple
AAPL
+$61.2M
3
NCLH icon
Norwegian Cruise Line
NCLH
+$56M
4
VRTX icon
Vertex Pharmaceuticals
VRTX
+$55.7M
5
EVHC
Envision Healthcare Holdings Inc
EVHC
+$40.4M

Top Sells

Rank Stock Value
1
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$106M
2
ULQ
CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF
ULQ
+$84.5M
3
BCR
CR Bard Inc.
BCR
+$53.6M
4
AMAT icon
Applied Materials
AMAT
+$37.5M
5
LVLT
Level 3 Communications Inc
LVLT
+$37.4M

Sector Composition

Rank Sector Weight
1 Technology 14.48%
2 Financials 12.95%
3 Healthcare 12.03%
4 Industrials 10.73%
5 Consumer Discretionary 10.33%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TGNA
2201
DELISTED
TEGNA Inc
TGNA
$771K ﹤0.01%
54,795
-45,434
-45% -$594K
ALGT icon
2202
Allegiant Air
ALGT
$2.64B
$769K ﹤0.01%
4,968
+734
+17% +$104K
REX icon
2203
REX American Resources
REX
$1.42B
$769K ﹤0.01%
+55,716
New +$816K
CCS icon
2204
Century Communities
CCS
$1.91B
$764K ﹤0.01%
24,526
-67
-0.3% -$1.91K
IVC
2205
DELISTED
Invacare Corporation
IVC
$764K ﹤0.01%
45,247
-181,199
-80% -$2.95M
MITT
2206
TPG Mortgage Investment Trust
MITT
$222M
$762K ﹤0.01%
13,353
-419
-3% -$24.2K
MUB icon
2207
iShares National Muni Bond ETF
MUB
$45.3B
$760K ﹤0.01%
6,863
-214
-3% -$23.7K
FOF icon
2208
Cohen & Steers Closed End Opportunity Fund
FOF
$377M
$759K ﹤0.01%
57,060
-3,673
-6% -$48.2K
SPOK icon
2209
Spok Holdings
SPOK
$228M
$758K ﹤0.01%
48,473
-6,022
-11% -$101K
WWW icon
2210
Wolverine World Wide
WWW
$1.61B
$757K ﹤0.01%
23,726
-665
-3% -$19.2K
ADX icon
2211
Adams Diversified Equity Fund
ADX
$3.13B
$754K ﹤0.01%
50,169
+4,110
+9% +$62.8K
AGX icon
2212
Argan
AGX
$8B
$740K ﹤0.01%
16,377
+1,585
+11% +$94.4K
DX
2213
Dynex Capital
DX
$3.15B
$739K ﹤0.01%
35,182
+9,649
+38% +$207K
ST icon
2214
Sensata Technologies
ST
$6.74B
$739K ﹤0.01%
+14,456
New +$712K
HPF
2215
John Hancock Preferred Income Fund II
HPF
$343M
$738K ﹤0.01%
34,357
-17,071
-33% -$367K
AMBA icon
2216
Ambarella
AMBA
$3.77B
$737K ﹤0.01%
12,547
+438
+4% +$24.3K
CIG icon
2217
CEMIG Preferred Shares
CIG
$6.26B
$737K ﹤0.01%
701,393
+109,641
+19% +$125K
ETSY icon
2218
Etsy
ETSY
$7.75B
$737K ﹤0.01%
36,005
+10,024
+39% +$177K
RAVN
2219
DELISTED
Raven Industries Inc
RAVN
$737K ﹤0.01%
+21,472
New +$732K
NUV icon
2220
Nuveen Municipal Value Fund
NUV
$1.92B
$736K ﹤0.01%
72,632
-3,355
-4% -$34.1K
MGRC icon
2221
McGrath RentCorp
MGRC
$2.81B
$733K ﹤0.01%
15,606
-5,693
-27% -$263K
BWLD
2222
DELISTED
Buffalo Wild Wings, Inc.
BWLD
$733K ﹤0.01%
4,685
-30,918
-87% -$4.07M
ACGL icon
2223
Arch Capital
ACGL
$34.3B
$731K ﹤0.01%
24,153
-14,796
-38% -$473K
CXP
2224
DELISTED
COLUMBIA PROPERTY TRUST, INC.
CXP
$729K ﹤0.01%
31,769
-2,523
-7% -$56K
EGN
2225
DELISTED
Energen
EGN
$728K ﹤0.01%
12,639
-1,628
-11% -$88.4K
87 88
89
90 91

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AIM
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Fundsmith LLP
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CII
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AAMU
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NMIFOAC
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WANY
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ACA
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Guggenheim Capital's Q4 2017 Portfolio in Review

As of Q4 2017, Guggenheim Capital held 2,945 positions worth $42.2B, down 0.85% from $42.6B the previous quarter. Its ten largest holdings account for 7.6% of the portfolio.

Guggenheim Capital withdrew a net $2.32B in Q4 2017, closing 236 positions and reducing 1,320 holdings. Its most notable exit was CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF, an estimated $84.5M position sold in full.

By sector, the portfolio is most concentrated in Technology at 14% of assets, up from 13% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Guggenheim Capital opened a new position in iShares China Large-Cap ETF worth $18M.

  • Guggenheim Capital's largest Q4 2017 buy was iShares China Large-Cap ETF: 389,755 shares worth $18M.
  • Guggenheim Capital added most to iShares iBoxx $ Investment Grade Corporate Bond ETF in Q4 2017, an estimated $859M increase.
  • Guggenheim Capital's biggest Q4 2017 reduction was iShares iBoxx $ High Yield Corporate Bond ETF, cutting an estimated $106M.
  • Guggenheim Capital fully exited CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF in Q4 2017, selling an estimated $84.5M.
  • Guggenheim Capital's ten largest holdings make up 7.6% of its $42.2B portfolio in Q4 2017.
  • Guggenheim Capital opened 147 new positions and closed 236 in Q4 2017.
  • Guggenheim Capital's portfolio value fell 0.85% quarter-over-quarter to $42.2B.

Based on Guggenheim Capital's 13F filing for Q4 2017, filed 14 Feb 2018.