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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+5.7%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$36.9B
AUM Growth
+$1.94B
Cap. Flow
+$154M
Cap. Flow %
0.42%
Top 10 Hldgs %
4.62%
Holding
3,025
New
132
Increased
1,201
Reduced
1,478
Closed
188

Top Buys

Rank Stock Value
1
IDXX icon
Idexx Laboratories
IDXX
+$57.1M
2
INCY icon
Incyte
INCY
+$53M
3
SD icon
SandRidge Energy
SD
+$46.7M
4
SNPS icon
Synopsys
SNPS
+$46.3M
5
AMD icon
Advanced Micro Devices
AMD
+$41.3M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$92.1M
2
LLTC
Linear Technology Corp
LLTC
+$72.6M
3
IVW icon
iShares S&P 500 Growth ETF
IVW
+$63M
4
SE
Spectra Energy Corp Wi
SE
+$62.3M
5
IVE icon
iShares S&P 500 Value ETF
IVE
+$59.9M

Sector Composition

Rank Sector Weight
1 Technology 13.19%
2 Financials 13.13%
3 Healthcare 11.29%
4 Industrials 11.08%
5 Consumer Discretionary 10.21%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SNP
2201
DELISTED
CHINA PETROLEUM & CHEMICAL CORPORATION ADS (REP 100 ORDINARY H SHARES)
SNP
$806K ﹤0.01%
9,893
-4,841
-33% -$378K
CADE
2202
DELISTED
Cadence Bank
CADE
$803K ﹤0.01%
26,562
-2,612
-9% -$80.1K
PKX icon
2203
POSCO
PKX
$16B
$803K ﹤0.01%
12,464
+490
+4% +$29.3K
BAF
2204
DELISTED
BLACKROCK MUNICIPAL INCOME INVESTMENT QUALITY TRUST
BAF
$803K ﹤0.01%
55,957
+11,842
+27% +$171K
EXK
2205
Endeavour Silver
EXK
$2.29B
$802K ﹤0.01%
252,269
+28,987
+13% +$113K
LSCC icon
2206
Lattice Semiconductor
LSCC
$18B
$802K ﹤0.01%
115,965
+23,847
+26% +$169K
CROX icon
2207
Crocs
CROX
$6.47B
$801K ﹤0.01%
113,311
-20,005
-15% -$139K
WIT icon
2208
Wipro
WIT
$20.3B
$801K ﹤0.01%
417,904
-203,627
-33% -$372K
KAMN
2209
DELISTED
Kaman Corp
KAMN
$800K ﹤0.01%
16,643
-4,951
-23% -$248K
LVNTA
2210
DELISTED
Liberty Interactive Corporation Series A Liberty Ventures
LVNTA
$800K ﹤0.01%
17,980
+63
+0.4% +$2.7K
MNR
2211
DELISTED
Monmouth Real Estate Investment Corp
MNR
$800K ﹤0.01%
56,125
-1,224
-2% -$17.8K
ARII
2212
DELISTED
American Railcar Industries, Inc.
ARII
$796K ﹤0.01%
19,370
+12,172
+169% +$536K
CEB
2213
DELISTED
CEB Inc.
CEB
$796K ﹤0.01%
10,115
-18,687
-65% -$1.44M
OVV icon
2214
Ovintiv
OVV
$17.1B
$795K ﹤0.01%
13,572
-2,332
-15% -$140K
HPI
2215
John Hancock Preferred Income Fund
HPI
$431M
$794K ﹤0.01%
37,369
-4,061
-10% -$85K
USPH icon
2216
US Physical Therapy
USPH
$1.18B
$794K ﹤0.01%
12,179
-1,392
-10% -$98.7K
RGP icon
2217
Resources Connection
RGP
$153M
$793K ﹤0.01%
47,443
-8,636
-15% -$146K
AMTD
2218
DELISTED
TD Ameritrade Holding Corp
AMTD
$792K ﹤0.01%
20,385
-1,657
-8% -$70.6K
SBSI icon
2219
Southside Bancshares
SBSI
$972M
$788K ﹤0.01%
24,088
-33,948
-58% -$1.16M
FAX
2220
DELISTED
abrdn Asia-Pacific Income Fund
FAX
$784K ﹤0.01%
157,077
-9,165
-6% -$45.7K
SPR
2221
DELISTED
Spirit AeroSystems
SPR
$783K ﹤0.01%
13,544
-193,048
-93% -$11.3M
CXP
2222
DELISTED
COLUMBIA PROPERTY TRUST, INC.
CXP
$783K ﹤0.01%
35,172
+5,135
+17% +$114K
NNN icon
2223
NNN REIT
NNN
$9.03B
$781K ﹤0.01%
17,885
-11,793
-40% -$522K
NBO
2224
DELISTED
Neuberger Berman New York Municipal Fund Inc.
NBO
$780K ﹤0.01%
62,402
-2,352
-4% -$29.4K
ANSS
2225
DELISTED
Ansys
ANSS
$779K ﹤0.01%
7,294
-84
-1% -$8.41K
87 88
89
90 91

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TRSOTSOK
Teachers Retirement System of the State of Kentucky Frankfort, Kentucky $12.9B AUM 31.03% 1-Year Est. Return
AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
NMIFOAC
National Mutual Insurance Federation of Agricultural Cooperatives Tokyo, Japan, Japan $13B AUM 17.65% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return

Guggenheim Capital's Q1 2017 Portfolio in Review

As of Q1 2017, Guggenheim Capital held 3,025 positions worth $36.9B, up 5.5% from $35B the previous quarter. Its ten largest holdings account for 4.6% of the portfolio.

Guggenheim Capital's Q1 2017 filing shows 132 new, 1,201 increased, 1,478 reduced and 188 closed positions. Its largest new stake was Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust: 1,177,888 shares worth $26.2M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $92.1M.

By sector, the portfolio is most concentrated in Technology at 13% of assets, up from 13% a quarter earlier, followed by Financials and Healthcare.

  • Guggenheim Capital's largest Q1 2017 buy was Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust: 1,177,888 shares worth $26.2M.
  • Guggenheim Capital added most to Idexx Laboratories in Q1 2017, an estimated $57.1M increase.
  • Guggenheim Capital's biggest Q1 2017 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $92.1M.
  • Guggenheim Capital fully exited Linear Technology Corp in Q1 2017, selling an estimated $72.6M.
  • Guggenheim Capital's ten largest holdings make up 4.6% of its $36.9B portfolio in Q1 2017.
  • Guggenheim Capital opened 132 new positions and closed 188 in Q1 2017.
  • Guggenheim Capital's portfolio value rose 5.5% quarter-over-quarter to $36.9B.

Based on Guggenheim Capital's 13F filing for Q1 2017, filed 15 May 2017.