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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+3.81%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$35B
AUM Growth
+$2.81B
Cap. Flow
+$1.71B
Cap. Flow %
4.89%
Top 10 Hldgs %
4.7%
Holding
3,111
New
225
Increased
1,351
Reduced
1,231
Closed
212

Top Buys

Rank Stock Value
1
SD icon
SandRidge Energy
SD
+$44.3M
2
HWM icon
Howmet Aerospace
HWM
+$42.3M
3
COTY icon
Coty
COTY
+$39.2M
4
AMAT icon
Applied Materials
AMAT
+$34.4M
5
CHTR icon
Charter Communications
CHTR
+$32.3M

Top Sells

Rank Stock Value
1
AA icon
Alcoa
AA
+$47.5M
2
DO
Diamond Offshore Drilling
DO
+$35.1M
3
RAI
Reynolds American Inc
RAI
+$29.4M
4
OI icon
O-I Glass
OI
+$28M
5
MDLZ icon
Mondelez International
MDLZ
+$24.2M

Sector Composition

Rank Sector Weight
1 Financials 12.98%
2 Technology 12.86%
3 Healthcare 11.03%
4 Industrials 11.01%
5 Consumer Discretionary 10.01%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HTHT icon
2201
Huazhu Hotels Group
HTHT
$13.1B
$883K ﹤0.01%
68,120
-11,304
-14% -$133K
RHP icon
2202
Ryman Hospitality Properties
RHP
$7.84B
$882K ﹤0.01%
13,999
-7,956
-36% -$441K
EWJ icon
2203
iShares MSCI Japan ETF
EWJ
$22.9B
$877K ﹤0.01%
+17,940
New +$896K
MNR
2204
DELISTED
Monmouth Real Estate Investment Corp
MNR
$875K ﹤0.01%
57,349
-2,544
-4% -$35.2K
HOLI
2205
DELISTED
Hollsys Automation Technologies INTERNATIONAL, LTD. COMMON (British Virgin Island)
HOLI
$873K ﹤0.01%
47,628
-816
-2% -$16.2K
SNY icon
2206
Sanofi
SNY
$105B
$872K ﹤0.01%
21,558
+311
+1% +$12.3K
PPLI
2207
People Inc
PPLI
$3.21B
$871K ﹤0.01%
75,191
-60,313
-45% -$706K
BITA
2208
DELISTED
Bitauto Holdings Limited
BITA
$871K ﹤0.01%
45,967
-10,898
-19% -$256K
ZF
2209
DELISTED
Virtus Total Return Fund Inc.
ZF
$871K ﹤0.01%
72,330
+29,329
+68% +$346K
PCM
2210
PCM Fund
PCM
$70.4M
$868K ﹤0.01%
86,762
+7,600
+10% +$74.7K
COLM icon
2211
Columbia Sportswear
COLM
$2.89B
$865K ﹤0.01%
14,838
+815
+6% +$47.9K
CNI icon
2212
Canadian National Railway
CNI
$76.5B
$863K ﹤0.01%
12,809
+6,839
+115% +$451K
BRFS
2213
DELISTED
BRF SA
BRFS
$862K ﹤0.01%
58,424
-262,462
-82% -$4.14M
DBI icon
2214
Designer Brands
DBI
$332M
$858K ﹤0.01%
37,885
+8,932
+31% +$203K
FMBI
2215
DELISTED
First Midwest Bancorp Inc/IL
FMBI
$853K ﹤0.01%
33,757
-123,575
-79% -$2.73M
UBA
2216
DELISTED
Urstadt Biddle Properties Inc. Class A
UBA
$852K ﹤0.01%
+35,365
New +$787K
MLNX
2217
DELISTED
Mellanox Technologies, Ltd.
MLNX
$850K ﹤0.01%
20,789
+6,460
+45% +$273K
CBM
2218
DELISTED
Cambrex Corporation
CBM
$850K ﹤0.01%
15,752
-35,191
-69% -$1.69M
NEOG icon
2219
Neogen
NEOG
$2.47B
$847K ﹤0.01%
34,213
-32,352
-49% -$718K
MYE icon
2220
Myers Industries
MYE
$1.32B
$846K ﹤0.01%
59,170
+18,582
+46% +$252K
SM icon
2221
SM Energy
SM
$6.85B
$846K ﹤0.01%
24,536
-83,304
-77% -$3.01M
HPI
2222
John Hancock Preferred Income Fund
HPI
$430M
$843K ﹤0.01%
41,430
-4,725
-10% -$96.7K
IBOC icon
2223
International Bancshares
IBOC
$4.58B
$842K ﹤0.01%
20,657
-11,958
-37% -$427K
RDS.B
2224
DELISTED
Royal Dutch Shell PLC ADS Class B
RDS.B
$842K ﹤0.01%
14,533
-342
-2% -$18.7K
SC
2225
DELISTED
SANTANDER CONSUMER USA HOLDINGS INC
SC
$833K ﹤0.01%
+61,733
New +$815K
87 88
89
90 91

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CII
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AAMU
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WANY
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ACA
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ZIG
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Guggenheim Capital's Q4 2016 Portfolio in Review

As of Q4 2016, Guggenheim Capital held 3,111 positions worth $35B, up 8.8% from $32.1B the previous quarter. Its ten largest holdings account for 4.7% of the portfolio.

Guggenheim Capital deployed $1.71B of net new capital in Q4 2016, opening 225 new positions and adding to 1,351 existing holdings. Its largest new stake was SandRidge Energy: 1,886,219 shares worth $44.4M.

By sector, the portfolio is most concentrated in Financials at 13% of assets, up from 11% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was Alcoa, an estimated $47.5M trimmed.

  • Guggenheim Capital's largest Q4 2016 buy was SandRidge Energy: 1,886,219 shares worth $44.4M.
  • Guggenheim Capital added most to Coty in Q4 2016, an estimated $39.2M increase.
  • Guggenheim Capital's biggest Q4 2016 reduction was Alcoa, cutting an estimated $47.5M.
  • Guggenheim Capital fully exited SolarCity Corporation in Q4 2016, selling an estimated $14.3M.
  • Guggenheim Capital's ten largest holdings make up 4.7% of its $35B portfolio in Q4 2016.
  • Guggenheim Capital opened 225 new positions and closed 212 in Q4 2016.
  • Guggenheim Capital's portfolio value rose 8.8% quarter-over-quarter to $35B.

Based on Guggenheim Capital's 13F filing for Q4 2016, filed 14 Feb 2017.