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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
-1.55%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$41.7B
AUM Growth
+$2.19B
Cap. Flow
+$590M
Cap. Flow %
1.42%
Top 10 Hldgs %
9.51%
Holding
3,328
New
131
Increased
1,345
Reduced
1,491
Closed
336

Top Buys

Rank Stock Value
1
BSCF
CLAYMORE GUGGENHEIM BULLETSHARES 2015 CORP BD ETF
BSCF
+$96.3M
2
GWR
Genesee & Wyoming Inc.
GWR
+$59.1M
3
OII icon
Oceaneering
OII
+$56.8M
4
PNW icon
Pinnacle West Capital
PNW
+$51.3M
5
KMI icon
Kinder Morgan
KMI
+$47.3M

Top Sells

Rank Stock Value
1
BSJF
GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF
BSJF
+$98.4M
2
BSJG
Guggenheim BulletShares 2016 High Yield Corporate Bond ETF
BSJG
+$92.9M
3
BSJH
Guggenheim BulletShares 2017 High Yield Corporate Bond ETF
BSJH
+$80M
4
BSCE
CLAYMORE GUGGENHEIM BULLETSHARES 2014 CORP BD ETF
BSCE
+$73.1M
5
WLL
Whiting Petroleum Corporation
WLL
+$59.5M

Sector Composition

Rank Sector Weight
1 Financials 10.28%
2 Technology 9.93%
3 Consumer Discretionary 9.85%
4 Healthcare 9.66%
5 Industrials 9.38%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PHF
2201
DELISTED
Pacholder High Yield
PHF
$1.03M ﹤0.01%
131,300
-12,567
-9% -$107K
SABR icon
2202
Sabre
SABR
$818M
$1.03M ﹤0.01%
57,341
+43,569
+316% +$821K
ECPG icon
2203
Encore Capital Group
ECPG
$2.13B
$1.03M ﹤0.01%
23,163
-2,517
-10% -$111K
MTH icon
2204
Meritage Homes
MTH
$4.86B
$1.02M ﹤0.01%
57,688
-3,144
-5% -$63.1K
FET icon
2205
Forum Energy Technologies
FET
$835M
$1.02M ﹤0.01%
1,662
-488
-23% -$328K
BBVA icon
2206
Banco Bilbao Vizcaya Argentaria
BBVA
$156B
$1.02M ﹤0.01%
89,065
-1,508
-2% -$17.6K
CAVM
2207
DELISTED
Cavium, Inc.
CAVM
$1.02M ﹤0.01%
20,429
+228
+1% +$11.5K
DNKN
2208
DELISTED
Dunkin' Brands Group, Inc.
DNKN
$1.01M ﹤0.01%
22,560
-2,352
-9% -$105K
DATA
2209
DELISTED
Tableau Software, Inc.
DATA
$1M ﹤0.01%
13,829
-525
-4% -$34.4K
SBW
2210
DELISTED
Western Asset Worldwide Income
SBW
$1M ﹤0.01%
81,987
+2,349
+3% +$30K
CAS
2211
DELISTED
A M Castle & Co
CAS
$1M ﹤0.01%
117,387
-2,546
-2% -$25.1K
HTHT icon
2212
Huazhu Hotels Group
HTHT
$13B
$1M ﹤0.01%
155,444
+46,328
+42% +$295K
BH icon
2213
Biglari Holdings Class B
BH
$1.21B
$996K ﹤0.01%
4,395
+182
+4% +$45.5K
MWIV
2214
DELISTED
MWI VETERINARY SUPPLY, INC.
MWIV
$994K ﹤0.01%
6,697
-391
-6% -$56.2K
NSP icon
2215
Insperity
NSP
$2.01B
$991K ﹤0.01%
72,464
+1,420
+2% +$21.6K
NEA icon
2216
Nuveen AMT-Free Quality Municipal Income Fund
NEA
$3.42B
$990K ﹤0.01%
73,203
-13,015
-15% -$174K
CE icon
2217
Celanese
CE
$4.82B
$987K ﹤0.01%
16,862
-29,980
-64% -$1.85M
SHG icon
2218
Shinhan Financial Group
SHG
$35.6B
$985K ﹤0.01%
21,666
+10,554
+95% +$513K
AVX
2219
DELISTED
AVX Corporation
AVX
$985K ﹤0.01%
74,185
-14,514
-16% -$195K
EQC.PRE
2220
DELISTED
EQUITY COMWLTH CUM RED PFD SR E 7.25% (MD)
EQC.PRE
$985K ﹤0.01%
+38,325
New +$975K
NXGN
2221
DELISTED
NextGen Healthcare, Inc. Common Stock
NXGN
$984K ﹤0.01%
71,452
-25,967
-27% -$394K
SD
2222
DELISTED
SANDRIDGE ENERGY, INC.
SD
$984K ﹤0.01%
229,428
-29,621
-11% -$166K
MQT
2223
DELISTED
BlackRock MuniYield Quality Fund II
MQT
$983K ﹤0.01%
76,858
-5,189
-6% -$66.2K
FCX icon
2224
PUT
Freeport-McMoran
FCX
$97.5B
$980K ﹤0.01%
+30,000
New +$1.09M
ELME
2225
Elme Communities
ELME
$144M
$977K ﹤0.01%
38,498
-7,939
-17% -$212K
87 88
89
90 91

Similar funds

TRSOTSOK
Teachers Retirement System of the State of Kentucky Frankfort, Kentucky $12.9B AUM 31.03% 1-Year Est. Return
AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return
ZIG
Zurich Insurance Group Zurich, Switzerland $12.7B AUM 53.57% 1-Year Est. Return

Guggenheim Capital's Q3 2014 Portfolio in Review

As of Q3 2014, Guggenheim Capital held 3,328 positions worth $41.7B, up 5.5% from $39.5B the previous quarter. Its ten largest holdings account for 9.5% of the portfolio.

Guggenheim Capital's Q3 2014 filing shows 131 new, 1,345 increased, 1,491 reduced and 336 closed positions. Its largest new stake was Discovery, Inc. Series C Common Stock: 470,475 shares worth $17.5M. The largest sale was GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF, an estimated $98.4M.

By sector, the portfolio is most concentrated in Financials at 10% of assets, down from 11% a quarter earlier, followed by Technology and Consumer Discretionary.

  • Guggenheim Capital's largest Q3 2014 buy was Discovery, Inc. Series C Common Stock: 470,475 shares worth $17.5M.
  • Guggenheim Capital added most to CLAYMORE GUGGENHEIM BULLETSHARES 2015 CORP BD ETF in Q3 2014, an estimated $96.3M increase.
  • Guggenheim Capital's biggest Q3 2014 reduction was GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF, cutting an estimated $98.4M.
  • Guggenheim Capital fully exited FOREST LABORATORIES INC in Q3 2014, selling an estimated $40.1M.
  • Guggenheim Capital's ten largest holdings make up 9.5% of its $41.7B portfolio in Q3 2014.
  • Guggenheim Capital opened 131 new positions and closed 336 in Q3 2014.
  • Guggenheim Capital's portfolio value rose 5.5% quarter-over-quarter to $41.7B.

Based on Guggenheim Capital's 13F filing for Q3 2014, filed 14 Nov 2014.