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GC
Guggenheim Capital Portfolio holdings
AUM
$12.9B
1-Year Est. Return
27.3%
This Fund
S&P 500
This Quarter
Est. Return
+9.08%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$32.9B
AUM Growth
+$5.06B
(+18%)
Cap. Flow
+$2.81B
Cap. Flow
% of AUM
8.52%
Top 10 Holdings %
Top 10 Hldgs %
5.63%
Holding
3,405
New
347
Increased
1,675
Reduced
1,120
Closed
228
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Russell 2000 ETF
IWM
|
+$67M |
| 2 |
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
|
+$59M |
| 3 |
HMHC
Houghton Mifflin Harcourt Company
HMHC
|
+$59M |
| 4 |
Alphabet (Google) Class C
GOOG
|
+$49.3M |
| 5 |
Qualcomm
QCOM
|
+$48.5M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
|
+$122M |
| 2 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$112M |
| 3 |
Wolfspeed
WOLF
|
+$47.2M |
| 4 |
CHS
Chicos FAS, Inc.
CHS
|
+$45.3M |
| 5 |
MFB
MAIDENFORM BRANDS, INC
MFB
|
+$40.7M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 11.55% |
| 2 | Industrials | 10.81% |
| 3 | Technology | 10.42% |
| 4 | Consumer Discretionary | 9.8% |
| 5 | Healthcare | 9.13% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
2201
CoStar Group
CSGP
$12B
| $1.07M | ﹤0.01% |
58,150
+7,000
| +14% | +$124K |
|
|
RBCN
2202
DELISTED
Rubicon Technology, Inc.
RBCN
| $1.07M | ﹤0.01% |
10,783
+5,985
| +125% | +$581K |
|
2203
Take-Two Interactive
TTWO
$43.5B
| $1.07M | ﹤0.01% |
61,378
+46,309
| +307% | +$801K |
|
|
OPLK
2204
DELISTED
OPLINK COMMUNICATIONS INC
OPLK
| $1.06M | ﹤0.01% |
+56,917
| New | +$996K |
|
|
ESL
2205
DELISTED
Esterline Technologies
ESL
| $1.06M | ﹤0.01% |
10,357
-28,745
| -74% | -$2.46M |
|
|
MTSC
2206
DELISTED
MTS Systems Corp
MTSC
| $1.06M | ﹤0.01% |
14,820
+11,449
| +340% | +$757K |
|
|
SWI
2207
DELISTED
SOLARWINDS INC COM STK (DE)
SWI
| $1.05M | ﹤0.01% |
27,898
-112,138
| -80% | -$3.91M |
|
2208
Nuveen New York Municipal Value Fund
NNY
$156M
| $1.05M | ﹤0.01% |
120,296
-14,321
| -11% | -$126K |
|
|
SLH
2209
DELISTED
SOLERA HOLDINGS, INC. COM
SLH
| $1.05M | ﹤0.01% |
14,814
+1,076
| +8% | +$67.3K |
|
|
APL
2210
DELISTED
ATLAS PIPELINE PARTNERS LP UTS
APL
| $1.05M | ﹤0.01% |
29,900
-13,454
| -31% | -$490K |
|
2211
Culp Inc
CULP
$44.8M
| $1.05M | ﹤0.01% |
51,187
+18,739
| +58% | +$365K |
|
2212
Thor Industries
THO
$4.04B
| $1.04M | ﹤0.01% |
18,916
-433,769
| -96% | -$23.9M |
|
|
HIMX
2213
Himax Technologies
HIMX
$2.4B
| $1.04M | ﹤0.01% |
70,820
-96,939
| -58% | -$1.03M |
|
|
HPP
2214
Hudson Pacific Properties
HPP
$729M
| $1.04M | ﹤0.01% |
+6,794
| New | +$982K |
|
2215
West Pharmaceutical
WST
$24.5B
| $1.04M | ﹤0.01% |
21,197
+15,517
| +273% | +$726K |
|
|
SSRI
2216
DELISTED
Silver Standard Resources
SSRI
| $1.04M | ﹤0.01% |
149,482
-85,850
| -36% | -$519K |
|
2217
Middlesex Water
MSEX
$1.08B
| $1.04M | ﹤0.01% |
49,501
+5,412
| +12% | +$114K |
|
|
ONE
2218
DELISTED
HIGHER ONE HOLDINGS, INC COM STK
ONE
| $1.04M | ﹤0.01% |
106,156
-1,988
| -2% | -$18K |
|
|
RLOG
2219
DELISTED
Rand Logistics, Inc.
RLOG
| $1.03M | ﹤0.01% |
179,012
+27,284
| +18% | +$144K |
|
|
INFA
2220
DELISTED
INFORMATICA CORP
INFA
| $1.02M | ﹤0.01% |
24,681
+7,190
| +41% | +$280K |
|
|
VCO
2221
DELISTED
Vina Concha Y Toro 50 Shrs
VCO
| $1.02M | ﹤0.01% |
+27,666
| New | +$1.02M |
|
|
SONC
2222
DELISTED
Sonic Corp
SONC
| $1.02M | ﹤0.01% |
+50,671
| New | +$985K |
|
|
EMD
2223
Western Asset Emerging Markets Debt Fund
EMD
$614M
| $1.02M | ﹤0.01% |
59,420
-24,570
| -29% | -$426K |
|
2224
Noodles & Co
NDLS
$108M
| $1.02M | ﹤0.01% |
3,547
+2,821
| +389% | +$937K |
|
2225
Bruker
BRKR
$7.81B
| $1.02M | ﹤0.01% |
51,491
+14,741
| +40% | +$289K |
|
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Guggenheim Capital's Q4 2013 Portfolio in Review
As of Q4 2013, Guggenheim Capital held 3,405 positions worth $32.9B, up 18% from $27.9B the previous quarter. Its ten largest holdings account for 5.6% of the portfolio.
Guggenheim Capital deployed $2.81B of net new capital in Q4 2013, opening 347 new positions and adding to 1,675 existing holdings. Its largest new stake was Houghton Mifflin Harcourt Company: 3,489,206 shares worth $57.6M.
By sector, the portfolio is most concentrated in Financials at 12% of assets, up from 11% a quarter earlier, followed by Industrials and Technology.
On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $112M trimmed.
- Guggenheim Capital's largest Q4 2013 buy was Houghton Mifflin Harcourt Company: 3,489,206 shares worth $57.6M.
- Guggenheim Capital added most to iShares Russell 2000 ETF in Q4 2013, an estimated $67M increase.
- Guggenheim Capital's biggest Q4 2013 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $112M.
- Guggenheim Capital fully exited State Street SPDR Dow Jones Industrial Average ETF Trust in Q4 2013, selling an estimated $122M.
- Guggenheim Capital's ten largest holdings make up 5.6% of its $32.9B portfolio in Q4 2013.
- Guggenheim Capital opened 347 new positions and closed 228 in Q4 2013.
- Guggenheim Capital's portfolio value rose 18% quarter-over-quarter to $32.9B.
Based on Guggenheim Capital's 13F filing for Q4 2013, filed 14 Feb 2014.