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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+8.99%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$19.2B
AUM Growth
+$2.52B
Cap. Flow
+$1.25B
Cap. Flow %
6.54%
Top 10 Hldgs %
17.34%
Holding
2,313
New
197
Increased
1,021
Reduced
855
Closed
212

Top Buys

Rank Stock Value
1
FIGS icon
FIGS
FIGS
+$173M
2
JPM icon
JPMorgan Chase
JPM
+$113M
3
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$102M
4
AXP icon
American Express
AXP
+$90.1M
5
META icon
Meta Platforms (Facebook)
META
+$58.1M

Top Sells

Rank Stock Value
1
AFTR.U
AfterNext HealthTech Acquisition Corp Units
AFTR.U
+$37.1M
2
CPAAU
Conyers Park III Acquisition Corp. Unit
CPAAU
+$34.7M
3
TSLA icon
Tesla
TSLA
+$28.7M
4
WAVC.U
Waverley Capital Acquisition Corp. 1 Units, each consisting of one Class A Ordinary Share and one-third of one redeemable warrant
WAVC.U
+$24.7M
5
TPGS
TPG Pace Solutions Corp.
TPGS
+$23.7M

Sector Composition

Rank Sector Weight
1 Technology 20.39%
2 Financials 15.67%
3 Healthcare 9.34%
4 Consumer Discretionary 9.15%
5 Real Estate 6.71%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MED icon
2176
Medifast
MED
$141M
– –
-4,205
Closed -$810K
MLCO icon
2177
Melco Resorts & Entertainment
MLCO
$2.14B
– –
-17,255
Closed -$177K
MMSI icon
2178
Merit Medical Systems
MMSI
$5.32B
– –
-3,055
Closed -$219K
MODV
2179
DELISTED
ModivCare
MODV
– –
-1,121
Closed -$204K
MTZ icon
2180
MasTec
MTZ
$21.9B
– –
-8,360
Closed -$721K
MXF
2181
Mexico Fund
MXF
$315M
– –
-10,388
Closed -$154K
NDSN icon
2182
Nordson
NDSN
$17.3B
– –
-872
Closed -$208K
NEWT icon
2183
NewtekOne
NEWT
$391M
– –
-19,161
Closed -$531K
NGD
2184
DELISTED
New Gold Inc
NGD
– –
-1,095,601
Closed -$1.16M
NQP
2185
DELISTED
Nuveen Pennsylvania Quality Municipal Income Fund
NQP
– –
-14,332
Closed -$212K
NSIT icon
2186
Insight Enterprises
NSIT
$4.51B
– –
-2,797
Closed -$252K
NSP icon
2187
Insperity
NSP
$2.01B
– –
-6,369
Closed -$705K
NVCR icon
2188
NovoCure
NVCR
$1.91B
– –
-27,658
Closed -$3.21M
NYT icon
2189
New York Times
NYT
$10.2B
– –
-10,489
Closed -$517K
OLLI icon
2190
Ollie's Bargain Outlet
OLLI
$4.94B
– –
-18,313
Closed -$1.1M
OPI
2191
DELISTED
Office Properties Income Trust
OPI
– –
-13,008
Closed -$330K
PATK icon
2192
Patrick Industries
PATK
$2.95B
– –
-4,254
Closed -$236K
PBA icon
2193
Pembina Pipeline
PBA
$27.6B
– –
-14,474
Closed -$458K
PDX
2194
PIMCO Dynamic Income Strategy Fund
PDX
$965M
– –
-14,068
Closed -$172K
PFL
2195
PIMCO Income Strategy Fund
PFL
$388M
– –
-20,671
Closed -$240K
PGRE
2196
DELISTED
Paramount Group
PGRE
– –
-113,476
Closed -$1.02M
PNNT
2197
Pennant Park Investment Corp
PNNT
$241M
– –
-10,003
Closed -$65K
PPLT
2198
abrdn Physical Platinum Shares ETF
PPLT
$2.02B
– –
-120,160
Closed -$1.08M
PPT
2199
Franklin Premier Income Trust
PPT
$328M
– –
-46,060
Closed -$210K
PTCT icon
2200
PTC Therapeutics
PTCT
$6.12B
– –
-36,280
Closed -$1.35M
86 87
88
89 90

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TRSOTSOK
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AIM
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Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return
ZIG
Zurich Insurance Group Zurich, Switzerland $12.7B AUM 53.57% 1-Year Est. Return

Guggenheim Capital's Q4 2021 Portfolio in Review

As of Q4 2021, Guggenheim Capital held 2,313 positions worth $19.2B, up 15% from $16.7B the previous quarter. Its ten largest holdings account for 17% of the portfolio.

Guggenheim Capital deployed $1.25B of net new capital in Q4 2021, opening 197 new positions and adding to 1,021 existing holdings. Its largest new stake was AfterNext HealthTech Acquisition Corp: 3,725,000 shares worth $36.3M.

By sector, the portfolio is most concentrated in Technology at 20% of assets, up from 19% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Tesla, an estimated $28.7M trimmed.

  • Guggenheim Capital's largest Q4 2021 buy was AfterNext HealthTech Acquisition Corp: 3,725,000 shares worth $36.3M.
  • Guggenheim Capital added most to FIGS in Q4 2021, an estimated $173M increase.
  • Guggenheim Capital's biggest Q4 2021 reduction was Tesla, cutting an estimated $28.7M.
  • Guggenheim Capital fully exited AfterNext HealthTech Acquisition Corp Units in Q4 2021, selling an estimated $37.1M.
  • Guggenheim Capital's ten largest holdings make up 17% of its $19.2B portfolio in Q4 2021.
  • Guggenheim Capital opened 197 new positions and closed 212 in Q4 2021.
  • Guggenheim Capital's portfolio value rose 15% quarter-over-quarter to $19.2B.

Based on Guggenheim Capital's 13F filing for Q4 2021, filed 14 Feb 2022.