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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
-0.72%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$16.7B
AUM Growth
-$332M
Cap. Flow
-$57.8M
Cap. Flow %
-0.35%
Top 10 Hldgs %
17.41%
Holding
2,287
New
114
Increased
795
Reduced
1,162
Closed
171

Top Buys

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$50M
2
LITT
Logistics Innovation Technologies Corp. Class A Common Stock
LITT
+$38.8M
3
AFTR.U
AfterNext HealthTech Acquisition Corp Units
AFTR.U
+$37M
4
CPAAU
Conyers Park III Acquisition Corp. Unit
CPAAU
+$34.7M
5
HON icon
Honeywell
HON
+$32.1M

Top Sells

Rank Stock Value
1
ALXN
Alexion Pharmaceuticals
ALXN
+$41.8M
2
LITTU
Logistics Innovation Technologies Corp. Units
LITTU
+$39.8M
3
MTTR
Matterport, Inc. Class A Common Stock
MTTR
+$32.4M
4
SRNG
Soaring Eagle Acquisition Corp. Class A Ordinary Share
SRNG
+$20M
5
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$19.4M

Sector Composition

Rank Sector Weight
1 Technology 19.23%
2 Financials 13.81%
3 Healthcare 9.7%
4 Consumer Discretionary 8.79%
5 Communication Services 6.56%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ICSH icon
2176
iShares Ultra Short Duration Bond Active ETF
ICSH
$8.13B
– –
-24,042
Closed -$1.22M
BRSL
2177
Brightstar Lottery PLC
BRSL
$2.03B
– –
-25,573
Closed -$613K
IRT icon
2178
Independence Realty Trust
IRT
$4.07B
– –
-13,488
Closed -$246K
JWN
2179
DELISTED
Nordstrom
JWN
– –
-6,708
Closed -$245K
KWR icon
2180
Quaker Houghton
KWR
$2.92B
– –
-1,222
Closed -$290K
LPSN icon
2181
LivePerson
LPSN
$32.3M
– –
-358
Closed -$339K
M icon
2182
Macy's
M
$6.68B
– –
-11,092
Closed -$210K
MATW icon
2183
Matthews International
MATW
$739M
– –
-8,600
Closed -$309K
MATX icon
2184
Matsons
MATX
$6.18B
– –
-4,194
Closed -$268K
MCS icon
2185
Marcus Corp
MCS
$945M
– –
-17,529
Closed -$372K
MIDD icon
2186
Middleby
MIDD
$6.08B
– –
-2,088
Closed -$362K
CALY
2187
Callaway Golf Company
CALY
$3.14B
– –
-8,115
Closed -$274K
MOV icon
2188
Movado Group
MOV
$841M
– –
-137,155
Closed -$4.32M
MPAA icon
2189
Motorcar Parts of America
MPAA
$258M
– –
-12,269
Closed -$275K
MRTN icon
2190
Marten Transport
MRTN
$1.22B
– –
-10,253
Closed -$169K
MX icon
2191
Magnachip Semiconductor
MX
$145M
– –
-8,557
Closed -$204K
NFBK
2192
DELISTED
Northfield Bancorp
NFBK
– –
-26,813
Closed -$440K
NJR icon
2193
New Jersey Resources
NJR
$5.58B
– –
-30,831
Closed -$1.22M
NMIH icon
2194
NMI Holdings
NMIH
$3.36B
– –
-10,164
Closed -$228K
NTGR icon
2195
NETGEAR
NTGR
$635M
– –
-7,144
Closed -$274K
NTST
2196
NETSTREIT Corp
NTST
$2.1B
– –
-86,543
Closed -$2M
NUS icon
2197
Nu Skin
NUS
$267M
– –
-5,722
Closed -$324K
OFG icon
2198
OFG Bancorp
OFG
$2.21B
– –
-15,815
Closed -$350K
OMCL icon
2199
Omnicell
OMCL
$1.68B
– –
-1,689
Closed -$256K
OUT icon
2200
Outfront Media
OUT
$5.49B
– –
-10,280
Closed -$243K
86 87
88
89 90

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TRSOTSOK
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AIM
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Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return
ZIG
Zurich Insurance Group Zurich, Switzerland $12.7B AUM 53.57% 1-Year Est. Return

Guggenheim Capital's Q3 2021 Portfolio in Review

As of Q3 2021, Guggenheim Capital held 2,287 positions worth $16.7B, down 2% from $17B the previous quarter. Its ten largest holdings account for 17% of the portfolio.

Guggenheim Capital's Q3 2021 filing shows 114 new, 795 increased, 1,162 reduced and 171 closed positions. Its largest new stake was Logistics Innovation Technologies Corp. Class A Common Stock: 4,000,000 shares worth $38.6M. The largest sale was Alexion Pharmaceuticals, an estimated $41.8M.

By sector, the portfolio is most concentrated in Technology at 19% of assets, up from 19% a quarter earlier, followed by Financials and Healthcare.

  • Guggenheim Capital's largest Q3 2021 buy was Logistics Innovation Technologies Corp. Class A Common Stock: 4,000,000 shares worth $38.6M.
  • Guggenheim Capital added most to iShares Core US Aggregate Bond ETF in Q3 2021, an estimated $50M increase.
  • Guggenheim Capital's biggest Q3 2021 reduction was Matterport, Inc. Class A Common Stock, cutting an estimated $32.4M.
  • Guggenheim Capital fully exited Alexion Pharmaceuticals in Q3 2021, selling an estimated $41.8M.
  • Guggenheim Capital's ten largest holdings make up 17% of its $16.7B portfolio in Q3 2021.
  • Guggenheim Capital opened 114 new positions and closed 171 in Q3 2021.
  • Guggenheim Capital's portfolio value fell 2% quarter-over-quarter to $16.7B.

Based on Guggenheim Capital's 13F filing for Q3 2021, filed 15 Nov 2021.