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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+6.52%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$15.2B
AUM Growth
-$714M
Cap. Flow
-$1.36B
Cap. Flow %
-8.94%
Top 10 Hldgs %
15.97%
Holding
2,218
New
180
Increased
888
Reduced
1,035
Closed
85

Top Buys

Rank Stock Value
1
KAHC.U
KKR Acquisition Holdings I Corp. Units, each consisting of one share of Class A Common Stock and one-fourth of one redeemable warrant
KAHC.U
+$153M
2
GSEVU
Gores Holdings VII, Inc. Units
GSEVU
+$40.7M
3
GTPBU
Gores Technology Partners II, Inc. Units
GTPBU
+$40.4M
4
IVV icon
iShares Core S&P 500 ETF
IVV
+$38.7M
5
MTTR
Matterport, Inc. Class A Common Stock
MTTR
+$38.5M

Top Sells

Rank Stock Value
1
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$1.08B
2
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$278M
3
AAPL icon
Apple
AAPL
+$70.6M
4
MSFT icon
Microsoft
MSFT
+$51.8M
5
AMZN icon
Amazon
AMZN
+$45.8M

Sector Composition

Rank Sector Weight
1 Technology 17.35%
2 Financials 12.96%
3 Healthcare 9.44%
4 Consumer Discretionary 8.83%
5 Industrials 6.86%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WSBC icon
2176
WesBanco
WSBC
$4B
– –
-35,621
Closed -$1.07M
YPF icon
2177
YPF Sociedad Anonima American Depositary Shares (Each representing ten (10) Class D shares of Capital Stock)
YPF
$19.3B
– –
-20,995
Closed -$99K
SMC
2178
Summit Midstream
SMC
$419M
– –
-140,032
Closed -$1.75M
AIFU
2179
AIFU Inc
AIFU
$221M
– –
-39
Closed -$187K
NVRO
2180
DELISTED
NEVRO CORP.
NVRO
– –
-1,220
Closed -$211K
TUP
2181
DELISTED
Tupperware Brands Corporation
TUP
– –
-8,840
Closed -$286K
AYX
2182
DELISTED
Alteryx Inc
AYX
– –
-1,996
Closed -$243K
TRHC
2183
DELISTED
Tabula Rasa HealthCare, Inc. Common Stock
TRHC
– –
-7,240
Closed -$310K
CEN
2184
DELISTED
Center Coast Brookfield MLP & Energy Infrastructure Fund
CEN
– –
-13,153
Closed -$125K
SNLN
2185
DELISTED
Highland/iBoxx Senior Loan ETF
SNLN
– –
-39,164
Closed -$627K
ARBGU
2186
DELISTED
Aequi Acquisition Corp Unit
ARBGU
– –
-2,980,000
Closed -$30.1M
ABB
2187
DELISTED
ABB Ltd
ABB
– –
-8,121
Closed -$227K
IAA
2188
DELISTED
IAA, Inc. Common Stock
IAA
– –
-26,855
Closed -$1.75M
EXTN
2189
DELISTED
Exterran Corporation
EXTN
– –
-13,724
Closed -$61K
RDS.B
2190
DELISTED
Royal Dutch Shell PLC ADS Class B
RDS.B
– –
-6,745
Closed -$227K
GHVIU
2191
DELISTED
Gores Holdings VI, Inc. Unit
GHVIU
– –
-4,000,000
Closed -$42.4M
QEP
2192
DELISTED
QEP RESOURCES, INC.
QEP
– –
-88,730
Closed -$212K
DUC
2193
DELISTED
Duff & Phelps Utility & Corporate Bond Trust
DUC
– –
-91,232
Closed -$914K
MUH
2194
DELISTED
Blackrock Muniholdings Fund II, Inc.
MUH
– –
-311,023
Closed -$4.69M
TCP
2195
DELISTED
TC Pipelines LP
TCP
– –
-10,994
Closed -$324K
EV
2196
DELISTED
Eaton Vance Corp.
EV
– –
-36,322
Closed -$2.47M
CBMG
2197
DELISTED
Cellular Biomedicine Group, Inc.
CBMG
– –
-21,895
Closed -$402K
VRTU
2198
DELISTED
Virtusa Corporation
VRTU
– –
-39,809
Closed -$2.04M
EIGI
2199
DELISTED
Endurance International Group Holdings, Inc.
EIGI
– –
-57,634
Closed -$545K
FBM
2200
DELISTED
Foundation Building Materials, Inc. Common Stock
FBM
– –
-34,681
Closed -$666K
85 86 87
88
89

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CII
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AAMU
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WANY
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ACA
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ZIG
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Guggenheim Capital's Q1 2021 Portfolio in Review

As of Q1 2021, Guggenheim Capital held 2,218 positions worth $15.2B, down 4.5% from $15.9B the previous quarter. Its ten largest holdings account for 16% of the portfolio.

Guggenheim Capital withdrew a net $1.36B in Q1 2021, closing 85 positions and reducing 1,035 holdings. Its most notable exit was Gores Holdings VI, Inc. Unit, an estimated $42.4M position sold in full.

By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 17% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Guggenheim Capital opened a new position in KKR Acquisition Holdings I Corp. Units, each consisting of one share of Class A Common Stock and one-fourth of one redeemable warrant worth $153M.

  • Guggenheim Capital's largest Q1 2021 buy was KKR Acquisition Holdings I Corp. Units, each consisting of one share of Class A Common Stock and one-fourth of one redeemable warrant: 15,276,972 shares worth $153M.
  • Guggenheim Capital added most to Pioneer Natural Resource Co. in Q1 2021, an estimated $19.4M increase.
  • Guggenheim Capital's biggest Q1 2021 reduction was iShares iBoxx $ Investment Grade Corporate Bond ETF, cutting an estimated $1.08B.
  • Guggenheim Capital fully exited Gores Holdings VI, Inc. Unit in Q1 2021, selling an estimated $42.4M.
  • Guggenheim Capital's ten largest holdings make up 16% of its $15.2B portfolio in Q1 2021.
  • Guggenheim Capital opened 180 new positions and closed 85 in Q1 2021.
  • Guggenheim Capital's portfolio value fell 4.5% quarter-over-quarter to $15.2B.

Based on Guggenheim Capital's 13F filing for Q1 2021, filed 13 May 2021.