GC

Guggenheim Capital Portfolio holdings

AUM $12.3B
1-Year Return 20.77%
This Quarter Return
+6.47%
1 Year Return
+20.77%
3 Year Return
+81.12%
5 Year Return
+133.86%
10 Year Return
+300.64%
AUM
$15.1B
AUM Growth
-$718M
Cap. Flow
-$1.33B
Cap. Flow %
-8.83%
Top 10 Hldgs %
16.11%
Holding
2,216
New
180
Increased
888
Reduced
1,033
Closed
85

Top Buys

1
KAHC.U
KKR Acquisition Holdings I Corp. Units, each consisting of one share of Class A Common Stock and one-fourth of one redeemable warrant
KAHC.U
$153M
2
GTPBU
Gores Technology Partners II, Inc. Units
GTPBU
$39.9M
3
GSEVU
Gores Holdings VII, Inc. Units
GSEVU
$39.8M
4
IVV icon
iShares Core S&P 500 ETF
IVV
$39.8M
5
MTTR
Matterport, Inc. Class A Common Stock
MTTR
$33.2M

Top Sells

1
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$1.06B
2
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$278M
3
AAPL icon
Apple
AAPL
$67.2M
4
MSFT icon
Microsoft
MSFT
$52.7M
5
AMZN icon
Amazon
AMZN
$44.7M

Sector Composition

1 Technology 17.53%
2 Financials 13.07%
3 Healthcare 9.52%
4 Consumer Discretionary 8.91%
5 Industrials 6.9%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
SMC
2176
Summit Midstream Corporation
SMC
$282M
– –
-140,032
Closed -$1.75M
AIFU
2177
AIFU Inc. Class A Ordinary Share
AIFU
$82.9M
– –
-775
Closed -$187K
NVRO
2178
DELISTED
NEVRO CORP.
NVRO
– –
-1,220
Closed -$211K
TUP
2179
DELISTED
Tupperware Brands Corporation
TUP
– –
-8,840
Closed -$286K
AYX
2180
DELISTED
Alteryx, Inc.
AYX
– –
-1,996
Closed -$243K
TRHC
2181
DELISTED
Tabula Rasa HealthCare, Inc. Common Stock
TRHC
– –
-7,240
Closed -$310K
CEN
2182
DELISTED
Center Coast Brookfield MLP & Energy Infrastructure Fund
CEN
– –
-13,153
Closed -$125K
SNLN
2183
DELISTED
Highland/iBoxx Senior Loan ETF
SNLN
– –
-39,164
Closed -$627K
ARBGU
2184
DELISTED
Aequi Acquisition Corp. Unit
ARBGU
– –
-2,980,000
Closed -$30.1M
ABB
2185
DELISTED
ABB Ltd.
ABB
– –
-8,121
Closed -$227K
IAA
2186
DELISTED
IAA, Inc. Common Stock
IAA
– –
-26,855
Closed -$1.75M
EXTN
2187
DELISTED
Exterran Corporation
EXTN
– –
-13,724
Closed -$61K
RDS.B
2188
DELISTED
Royal Dutch Shell PLC ADS Class B
RDS.B
– –
-6,745
Closed -$227K
GHVIU
2189
DELISTED
Gores Holdings VI, Inc. Unit
GHVIU
– –
-4,000,000
Closed -$42.4M
QEP
2190
DELISTED
QEP RESOURCES, INC.
QEP
– –
-88,730
Closed -$212K
DUC
2191
DELISTED
Duff & Phelps Utility & Corporate Bond Trust
DUC
– –
-91,232
Closed -$914K
MUH
2192
DELISTED
Blackrock Muniholdings Fund II, Inc.
MUH
– –
-311,023
Closed -$4.69M
TCP
2193
DELISTED
TC Pipelines LP
TCP
– –
-10,994
Closed -$324K
EV
2194
DELISTED
Eaton Vance Corp.
EV
– –
-36,322
Closed -$2.47M
CBMG
2195
DELISTED
Cellular Biomedicine Group, Inc.
CBMG
– –
-21,895
Closed -$402K
VRTU
2196
DELISTED
Virtusa Corporation
VRTU
– –
-39,809
Closed -$2.04M
EIGI
2197
DELISTED
Endurance International Group Holdings, Inc.
EIGI
– –
-57,634
Closed -$545K
FBM
2198
DELISTED
Foundation Building Materials, Inc. Common Stock
FBM
– –
-34,681
Closed -$666K
ARA
2199
DELISTED
American Renal Associates Holdings, Inc
ARA
– –
-47,040
Closed -$539K
CXO
2200
DELISTED
CONCHO RESOURCES INC.
CXO
– –
-23,199
Closed -$1.35M
85 86 87
88
89