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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+7.91%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$13.3B
AUM Growth
+$802M
Cap. Flow
-$35.2M
Cap. Flow %
-0.26%
Top 10 Hldgs %
12.63%
Holding
2,246
New
164
Increased
893
Reduced
982
Closed
190

Top Buys

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$251M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$91.6M
3
TFC icon
Truist Financial
TFC
+$10.3M
4
EXC icon
Exelon
EXC
+$9.3M
5
FCX icon
Freeport-McMoran
FCX
+$7.78M

Top Sells

Rank Stock Value
1
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$90.9M
2
AAPL icon
Apple
AAPL
+$35.8M
3
CELG
Celgene Corp
CELG
+$33.4M
4
JPST icon
JPMorgan Ultra-Short Income ETF
JPST
+$32.5M
5
MSFT icon
Microsoft
MSFT
+$32.3M

Sector Composition

Rank Sector Weight
1 Technology 15.39%
2 Financials 10.11%
3 Healthcare 10%
4 Consumer Discretionary 8.02%
5 Industrials 7.35%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ZG icon
2176
Zillow
ZG
$8.47B
– –
-10,796
Closed -$319K
MAGN
2177
Magnera Corp
MAGN
$487M
– –
-2,834
Closed -$567K
NPKI
2178
NPK International
NPKI
$1.16B
– –
-21,932
Closed -$167K
QVCGA
2179
DELISTED
QVC Group Inc Series A
QVCGA
– –
-792
Closed -$397K
LGF.A
2180
DELISTED
Lions Gate Entertainment Corp. Class A Voting Shares
LGF.A
– –
-68,859
Closed -$637K
AY
2181
DELISTED
Atlantica Sustainable Infrastructure plc Ordinary Shares
AY
– –
-10,236
Closed -$247K
PRFT
2182
DELISTED
Perficient Inc
PRFT
– –
-8,170
Closed -$315K
SPWR
2183
DELISTED
SunPower Corporation Common Stock
SPWR
– –
-47,820
Closed -$344K
LL
2184
DELISTED
LL Flooring Holdings, Inc.
LL
– –
-24,936
Closed -$246K
LTHM
2185
DELISTED
Livent Corporation
LTHM
– –
-28,057
Closed -$188K
RPT
2186
DELISTED
RPT Realty Common Shares of Beneficial Interest (MD)
RPT
– –
-11,227
Closed -$152K
NEWR
2187
DELISTED
New Relic, Inc.
NEWR
– –
-3,804
Closed -$234K
WWE
2188
DELISTED
World Wrestling Entertainment
WWE
– –
-15,038
Closed -$1.07M
LSI
2189
DELISTED
Life Storage, Inc.
LSI
– –
-14,415
Closed -$1.01M
SJR
2190
DELISTED
Shaw Communications Inc.
SJR
– –
-12,852
Closed -$253K
FCRD
2191
DELISTED
First Eagle Alternative Capital BDC, Inc. Common Stock
FCRD
– –
-20,386
Closed -$139K
SJI
2192
DELISTED
South Jersey Industries, Inc.
SJI
– –
-30,312
Closed -$998K
TTM
2193
DELISTED
Tata Motors Limited
TTM
– –
-15,193
Closed -$127K
CLVS
2194
DELISTED
Clovis Oncology, Inc.
CLVS
– –
-145,108
Closed -$570K
USWS
2195
DELISTED
U.S. Well Services, Inc. Class A Common Stock
USWS
– –
-11,699
Closed -$509K
GCP
2196
DELISTED
GCP Applied Technologies Inc.
GCP
– –
-10,090
Closed -$194K
ENDP
2197
DELISTED
Endo International plc
ENDP
– –
-10,950
Closed -$35K
WMC
2198
DELISTED
Western Asset Mortgage Capital Corporation
WMC
– –
-3,828
Closed -$369K
SUNS
2199
DELISTED
SLR Senior Investment Corp. Common Stock
SUNS
– –
-24,547
Closed -$436K
FRTA
2200
DELISTED
Forterra, Inc
FRTA
– –
-19,284
Closed -$139K
86 87
88
89 90

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CII
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AAMU
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NMIFOAC
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WANY
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ACA
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Guggenheim Capital's Q4 2019 Portfolio in Review

As of Q4 2019, Guggenheim Capital held 2,246 positions worth $13.3B, up 6.4% from $12.5B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Guggenheim Capital's Q4 2019 filing shows 164 new, 893 increased, 982 reduced and 190 closed positions. Its largest new stake was iShares Core S&P 500 ETF: 296,002 shares worth $95.7M. The largest sale was iShares iBoxx $ Investment Grade Corporate Bond ETF, an estimated $90.9M.

By sector, the portfolio is most concentrated in Technology at 15% of assets, up from 15% a quarter earlier, followed by Financials and Healthcare.

  • Guggenheim Capital's largest Q4 2019 buy was iShares Core S&P 500 ETF: 296,002 shares worth $95.7M.
  • Guggenheim Capital added most to iShares Core US Aggregate Bond ETF in Q4 2019, an estimated $251M increase.
  • Guggenheim Capital's biggest Q4 2019 reduction was iShares iBoxx $ Investment Grade Corporate Bond ETF, cutting an estimated $90.9M.
  • Guggenheim Capital fully exited Celgene Corp in Q4 2019, selling an estimated $33.4M.
  • Guggenheim Capital's ten largest holdings make up 13% of its $13.3B portfolio in Q4 2019.
  • Guggenheim Capital opened 164 new positions and closed 190 in Q4 2019.
  • Guggenheim Capital's portfolio value rose 6.4% quarter-over-quarter to $13.3B.

Based on Guggenheim Capital's 13F filing for Q4 2019, filed 14 Feb 2020.