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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+2.1%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$12.5B
AUM Growth
+$224M
Cap. Flow
+$95.9M
Cap. Flow %
0.77%
Top 10 Hldgs %
11.74%
Holding
2,217
New
117
Increased
836
Reduced
1,120
Closed
134

Top Buys

Rank Stock Value
1
SLV icon
iShares Silver Trust
SLV
+$81.9M
2
NEA icon
Nuveen AMT-Free Quality Municipal Income Fund
NEA
+$36.3M
3
NVG icon
Nuveen AMT-Free Municipal Credit Income Fund
NVG
+$32.6M
4
BBN icon
BlackRock Taxable Municipal Bond Trust
BBN
+$31M
5
NAD icon
Nuveen Quality Municipal Income Fund
NAD
+$28.1M

Top Sells

Rank Stock Value
1
CSCO icon
Cisco
CSCO
+$15.1M
2
JPM icon
JPMorgan Chase
JPM
+$10.5M
3
PNW icon
Pinnacle West Capital
PNW
+$10.3M
4
PG icon
Procter & Gamble
PG
+$9.65M
5
WP
Worldpay, Inc.
WP
+$9.29M

Sector Composition

Rank Sector Weight
1 Technology 14.67%
2 Financials 10.55%
3 Healthcare 9.39%
4 Consumer Discretionary 7.83%
5 Consumer Staples 7.47%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HNP
2176
DELISTED
Huaneng Power Intl, Inc.
HNP
– –
-19,639
Closed -$458K
EPAY
2177
DELISTED
Bottomline Technologies Inc
EPAY
– –
-4,935
Closed -$218K
RRD
2178
DELISTED
RR Donnelley & Sons Co.
RRD
– –
-30,593
Closed -$60K
ARD
2179
DELISTED
Ardagh Group S.A. Class A Common Shares
ARD
– –
-12,085
Closed -$211K
MSGN
2180
DELISTED
MSG Networks Inc.
MSGN
– –
-55,191
Closed -$1.15M
MIK
2181
DELISTED
Michaels Stores, Inc
MIK
– –
-10,709
Closed -$93K
BAF
2182
DELISTED
BLACKROCK MUNICIPAL INCOME INVESTMENT QUALITY TRUST
BAF
– –
-24,518
Closed -$349K
GLIBA
2183
DELISTED
GCI Liberty, Inc. Class A Common Stock (DE)
GLIBA
– –
-3,337
Closed -$205K
MNK
2184
DELISTED
MALLINCKRODT PUBLIC LIMITED COMPANY
MNK
– –
-96,888
Closed -$889K
TSG
2185
DELISTED
The Stars Group Inc.
TSG
– –
-14,022
Closed -$239K
JMLP
2186
DELISTED
NUVEEN ALL CAP ENERGY MLP OPPORTUNITIES FUND
JMLP
– –
-74,895
Closed -$464K
LKSD
2187
DELISTED
LSC Communications, Inc.
LKSD
– –
-65,479
Closed -$240K
ASNA
2188
DELISTED
Ascena Retail Group, Inc.
ASNA
– –
-6,423
Closed -$78K
ORIT
2189
DELISTED
Oritani Financial Corp. New
ORIT
– –
-18,247
Closed -$324K
SFLY
2190
DELISTED
Shutterfly, Inc.
SFLY
– –
-14,214
Closed -$719K
AQ
2191
DELISTED
Aquantia Corp. Common Stock
AQ
– –
-25,607
Closed -$334K
CHSP
2192
DELISTED
Chesapeake Lodging Trust
CHSP
– –
-10,003
Closed -$284K
BT
2193
DELISTED
BT Group plc (ADR)
BT
– –
-49,149
Closed -$628K
APU
2194
DELISTED
AmeriGas Partners, L.P.
APU
– –
-21,393
Closed -$745K
APC
2195
DELISTED
Anadarko Petroleum
APC
– –
-93,129
Closed -$6.57M
CTRL
2196
DELISTED
Control4 Corporation
CTRL
– –
-13,728
Closed -$326K
DATA
2197
DELISTED
Tableau Software, Inc.
DATA
– –
-5,091
Closed -$845K
WP
2198
DELISTED
Worldpay, Inc.
WP
– –
-75,853
Closed -$9.29M
ARRY
2199
DELISTED
Array Biopharma Inc
ARRY
– –
-115,289
Closed -$5.34M
ANDX
2200
DELISTED
Andeavor Logistics LP
ANDX
– –
-33,609
Closed -$1.22M
85 86 87
88
89

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Guggenheim Capital's Q3 2019 Portfolio in Review

As of Q3 2019, Guggenheim Capital held 2,217 positions worth $12.5B, up 1.8% from $12.3B the previous quarter. Its ten largest holdings account for 12% of the portfolio.

Guggenheim Capital's Q3 2019 filing shows 117 new, 836 increased, 1,120 reduced and 134 closed positions. Its largest new stake was Safehold Inc.: 318,829 shares worth $9.72M. The largest sale was Cisco, an estimated $15.1M.

By sector, the portfolio is most concentrated in Technology at 15% of assets, up from 14% a quarter earlier, followed by Financials and Healthcare.

  • Guggenheim Capital's largest Q3 2019 buy was Safehold Inc.: 318,829 shares worth $9.72M.
  • Guggenheim Capital added most to iShares Silver Trust in Q3 2019, an estimated $81.9M increase.
  • Guggenheim Capital's biggest Q3 2019 reduction was Cisco, cutting an estimated $15.1M.
  • Guggenheim Capital fully exited Worldpay, Inc. in Q3 2019, selling an estimated $9.29M.
  • Guggenheim Capital's ten largest holdings make up 12% of its $12.5B portfolio in Q3 2019.
  • Guggenheim Capital opened 117 new positions and closed 134 in Q3 2019.
  • Guggenheim Capital's portfolio value rose 1.8% quarter-over-quarter to $12.5B.

Based on Guggenheim Capital's 13F filing for Q3 2019, filed 14 Nov 2019.