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Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+14.03%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$12.3B
AUM Growth
+$469M
Cap. Flow
-$935M
Cap. Flow %
-7.62%
Top 10 Hldgs %
12.23%
Holding
2,300
New
143
Increased
869
Reduced
1,140
Closed
137

Top Buys

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$26M
2
AMZN icon
Amazon
AMZN
+$16.1M
3
GOOG icon
Alphabet (Google) Class C
GOOG
+$15.1M
4
AAPL icon
Apple
AAPL
+$12.7M
5
MDU icon
MDU Resources
MDU
+$10.3M

Top Sells

Rank Stock Value
1
TTE icon
TotalEnergies
TTE
+$71M
2
TFCFA
Twenty-First Century Fox, Inc. Class A
TFCFA
+$18.3M
3
SHPG
Shire pic
SHPG
+$12M
4
AEE icon
Ameren
AEE
+$11.1M
5
KMI icon
Kinder Morgan
KMI
+$10.3M

Sector Composition

Rank Sector Weight
1 Technology 14.29%
2 Healthcare 11.07%
3 Financials 10.11%
4 Consumer Discretionary 7.98%
5 Industrials 7.52%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CSV icon
2176
Carriage Services
CSV
$657M
– –
-30,374
Closed -$471K
DIN icon
2177
Dine Brands
DIN
$453M
– –
-4,754
Closed -$320K
DNOW icon
2178
DNOW Inc
DNOW
$2.6B
– –
-39,785
Closed -$463K
DORM icon
2179
Dorman Products
DORM
$4.23B
– –
-2,575
Closed -$232K
DVY icon
2180
iShares Select Dividend ETF
DVY
$23.5B
– –
-2,284
Closed -$204K
EEM icon
2181
CALL
iShares MSCI Emerging Markets ETF
EEM
$29.5B
– –
-19,103,000
Closed -$746M
ETD icon
2182
Ethan Allen Interiors
ETD
$614M
– –
-66,894
Closed -$1.18M
FAX
2183
abrdn Asia-Pacific Income Fund
FAX
$594M
– –
-1,901
Closed -$44K
FLC
2184
Flaherty & Crumrine Total Return Fund
FLC
$176M
– –
-27,757
Closed -$478K
FRO icon
2185
Frontline
FRO
$8.45B
– –
-66,014
Closed -$365K
FULT icon
2186
Fulton Financial
FULT
$4.73B
– –
-43,371
Closed -$671K
GDL
2187
GDL Fund
GDL
$92.2M
– –
-16,104
Closed -$148K
HCI icon
2188
HCI Group
HCI
$2.28B
– –
-4,780
Closed -$243K
HOMB icon
2189
Home BancShares
HOMB
$6.26B
– –
-12,090
Closed -$198K
HWKN icon
2190
Hawkins
HWKN
$2.82B
– –
-9,892
Closed -$203K
ICLR icon
2191
Icon
ICLR
$12.6B
– –
-2,237
Closed -$289K
IDT icon
2192
IDT Corp
IDT
$1.64B
– –
-20,217
Closed -$125K
IGHG icon
2193
ProShares Investment Grade-Interest Rate Hedged
IGHG
$329M
– –
-8,759
Closed -$623K
IRS
2194
IRSA Inversiones y Representaciones
IRS
$1.26B
– –
-17,926
Closed -$237K
KEP icon
2195
Korea Electric Power
KEP
$15.9B
– –
-17,174
Closed -$253K
LSCC icon
2196
Lattice Semiconductor
LSCC
$18.2B
– –
-45,829
Closed -$317K
MBI icon
2197
MBIA
MBI
$270M
– –
-36,608
Closed -$327K
MGA icon
2198
Magna International
MGA
$19.2B
– –
-4,821
Closed -$219K
KG
2199
Kestrel Group
KG
$68.9M
– –
-1,167
Closed -$38K
MMLP icon
2200
Martin Midstream Partners
MMLP
$91.9M
– –
-17,712
Closed -$182K
86 87
88
89 90

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TRSOTSOK
Teachers Retirement System of the State of Kentucky Frankfort, Kentucky $12.9B AUM 31.03% 1-Year Est. Return
AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return
ZIG
Zurich Insurance Group Zurich, Switzerland $12.7B AUM 53.57% 1-Year Est. Return

Guggenheim Capital's Q1 2019 Portfolio in Review

As of Q1 2019, Guggenheim Capital held 2,300 positions worth $12.3B, up 4% from $11.8B the previous quarter. Its ten largest holdings account for 12% of the portfolio.

Guggenheim Capital withdrew a net $935M in Q1 2019, closing 137 positions and reducing 1,140 holdings. Its most notable exit was Twenty-First Century Fox, Inc. Class A, an estimated $18.3M position sold in full.

By sector, the portfolio is most concentrated in Technology at 14% of assets, up from 12% a quarter earlier, followed by Healthcare and Financials.

Against the trend, Guggenheim Capital opened a new position in AXIS Capital worth $7.58M.

  • Guggenheim Capital's largest Q1 2019 buy was AXIS Capital: 138,467 shares worth $7.58M.
  • Guggenheim Capital added most to Microsoft in Q1 2019, an estimated $26M increase.
  • Guggenheim Capital's biggest Q1 2019 reduction was TotalEnergies, cutting an estimated $71M.
  • Guggenheim Capital fully exited Twenty-First Century Fox, Inc. Class A in Q1 2019, selling an estimated $18.3M.
  • Guggenheim Capital's ten largest holdings make up 12% of its $12.3B portfolio in Q1 2019.
  • Guggenheim Capital opened 143 new positions and closed 137 in Q1 2019.
  • Guggenheim Capital's portfolio value rose 4% quarter-over-quarter to $12.3B.

Based on Guggenheim Capital's 13F filing for Q1 2019, filed 15 May 2019.