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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+4.41%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$42.6B
AUM Growth
+$4.82B
Cap. Flow
+$3.68B
Cap. Flow %
8.65%
Top 10 Hldgs %
12.95%
Holding
2,932
New
107
Increased
1,463
Reduced
1,212
Closed
134

Top Buys

Rank Stock Value
1
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$209M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$209M
3
ULQ
CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF
ULQ
+$84.5M
4
PKG icon
Packaging Corp of America
PKG
+$55.6M
5
CDNS icon
Cadence Design Systems
CDNS
+$45.2M

Top Sells

Rank Stock Value
1
RAI
Reynolds American Inc
RAI
+$68.3M
2
WFM
Whole Foods Market Inc
WFM
+$64M
3
SPLS
Staples Inc
SPLS
+$47.8M
4
MNK
MALLINCKRODT PUBLIC LIMITED COMPANY
MNK
+$46.6M
5
DD
Du Pont De Nemours E I
DD
+$41.2M

Sector Composition

Rank Sector Weight
1 Technology 12.83%
2 Financials 12.17%
3 Healthcare 10.88%
4 Industrials 10.2%
5 Consumer Discretionary 9.18%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MNTA
2176
DELISTED
Momenta Pharmaceuticals, Inc.
MNTA
$847K ﹤0.01%
45,659
+2,920
+7% +$48.8K
CNI icon
2177
Canadian National Railway
CNI
$76.9B
$846K ﹤0.01%
10,214
+4,190
+70% +$340K
AF
2178
DELISTED
Astoria Financial Corporation
AF
$845K ﹤0.01%
39,284
-170
-0.4% -$3.38K
SRDX
2179
DELISTED
Surmodics
SRDX
$842K ﹤0.01%
27,208
+1,742
+7% +$47.4K
JHS
2180
John Hancock Income Securities Trust
JHS
$127M
$840K ﹤0.01%
56,672
-1,966
-3% -$28.9K
KAMN
2181
DELISTED
Kaman Corp
KAMN
$838K ﹤0.01%
15,021
+2,300
+18% +$116K
SPOK icon
2182
Spok Holdings
SPOK
$228M
$836K ﹤0.01%
54,495
+9,276
+21% +$152K
BC icon
2183
Brunswick
BC
$5.13B
$835K ﹤0.01%
14,909
+2,521
+20% +$142K
NTGR icon
2184
NETGEAR
NTGR
$648M
$834K ﹤0.01%
17,506
+39
+0.2% +$1.81K
LDP icon
2185
Cohen & Steers Duration Preferred & Income Fund
LDP
$598M
$833K ﹤0.01%
31,094
-4,987
-14% -$133K
YELP icon
2186
Yelp
YELP
$1.45B
$833K ﹤0.01%
19,267
+3,313
+21% +$128K
STLA icon
2187
Stellantis
STLA
$21.7B
$829K ﹤0.01%
46,309
+3,419
+8% +$47.3K
GORO icon
2188
Goldgroup Mining Inc.
GORO
$157M
$828K ﹤0.01%
220,695
+50,226
+29% +$196K
NATI
2189
DELISTED
National Instruments Corp
NATI
$828K ﹤0.01%
19,608
-957
-5% -$39K
SM icon
2190
SM Energy
SM
$7.8B
$826K ﹤0.01%
46,468
+10,055
+28% +$157K
UBA
2191
DELISTED
Urstadt Biddle Properties Inc. Class A
UBA
$826K ﹤0.01%
38,111
+7,015
+23% +$147K
WMC
2192
DELISTED
Western Asset Mortgage Capital Corporation
WMC
$819K ﹤0.01%
7,822
-115
-1% -$12K
GAM
2193
General American Investors Company
GAM
$1.56B
$817K ﹤0.01%
22,687
-18,711
-45% -$653K
RACE icon
2194
Ferrari
RACE
$69.2B
$816K ﹤0.01%
7,387
+2,580
+54% +$275K
ILG
2195
DELISTED
ILG, Inc Common Stock
ILG
$815K ﹤0.01%
30,484
+15,179
+99% +$402K
BT
2196
DELISTED
BT Group plc (ADR)
BT
$814K ﹤0.01%
42,324
-4,922
-10% -$96.2K
APEI icon
2197
American Public Education
APEI
$890M
$810K ﹤0.01%
38,533
+6,662
+21% +$135K
EGOV
2198
DELISTED
NIC Inc
EGOV
$808K ﹤0.01%
47,111
+8,377
+22% +$142K
GOOD
2199
Gladstone Commercial Corp
GOOD
$605M
$807K ﹤0.01%
36,231
-4,980
-12% -$106K
GHL
2200
DELISTED
Greenhill & Co., Inc.
GHL
$806K ﹤0.01%
48,576
+522
+1% +$8.82K
86 87
88
89 90

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AIM
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Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
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AAMU
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NMIFOAC
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WANY
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ACA
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Guggenheim Capital's Q3 2017 Portfolio in Review

As of Q3 2017, Guggenheim Capital held 2,932 positions worth $42.6B, up 13% from $37.8B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Guggenheim Capital deployed $3.68B of net new capital in Q3 2017, opening 107 new positions and adding to 1,463 existing holdings. Its largest new stake was CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF: 1,677,943 shares worth $84.5M.

By sector, the portfolio is most concentrated in Technology at 13% of assets, down from 14% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was MALLINCKRODT PUBLIC LIMITED COMPANY, an estimated $46.6M trimmed.

  • Guggenheim Capital's largest Q3 2017 buy was CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF: 1,677,943 shares worth $84.5M.
  • Guggenheim Capital added most to iShares iBoxx $ High Yield Corporate Bond ETF in Q3 2017, an estimated $209M increase.
  • Guggenheim Capital's biggest Q3 2017 reduction was MALLINCKRODT PUBLIC LIMITED COMPANY, cutting an estimated $46.6M.
  • Guggenheim Capital fully exited Reynolds American Inc in Q3 2017, selling an estimated $68.3M.
  • Guggenheim Capital's ten largest holdings make up 13% of its $42.6B portfolio in Q3 2017.
  • Guggenheim Capital opened 107 new positions and closed 134 in Q3 2017.
  • Guggenheim Capital's portfolio value rose 13% quarter-over-quarter to $42.6B.

Based on Guggenheim Capital's 13F filing for Q3 2017, filed 14 Nov 2017.