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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+2.3%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$31.7B
AUM Growth
-$2.67B
Cap. Flow
-$2.89B
Cap. Flow %
-9.11%
Top 10 Hldgs %
5.56%
Holding
3,128
New
137
Increased
922
Reduced
1,808
Closed
223

Top Buys

Rank Stock Value
1
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$62.9M
2
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$62.4M
3
HOLX
Hologic
HOLX
+$44.1M
4
CNC icon
Centene
CNC
+$39.3M
5
EXR icon
Extra Space Storage
EXR
+$35.6M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$47.1M
2
GMCR
KEURIG GREEN MTN INC
GMCR
+$41.7M
3
BRCM
BROADCOM CORP CL-A
BRCM
+$40.5M
4
CNX icon
CNX Resources
CNX
+$38.3M
5
BMR
BIOMED REALTY TRUST INC
BMR
+$37.3M

Sector Composition

Rank Sector Weight
1 Technology 12.05%
2 Healthcare 11.54%
3 Consumer Discretionary 10.85%
4 Financials 10.67%
5 Industrials 9.56%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
INFN
2176
DELISTED
Infinera Corporation Common Stock
INFN
$799K ﹤0.01%
49,758
+3,896
+8% +$59.7K
GDOT icon
2177
Green Dot
GDOT
$745M
$795K ﹤0.01%
34,623
-71,520
-67% -$1.39M
LYV icon
2178
Live Nation Entertainment
LYV
$42.1B
$795K ﹤0.01%
35,652
-12,622
-26% -$276K
APAM icon
2179
Artisan Partners
APAM
$3.04B
$794K ﹤0.01%
25,738
+2,740
+12% +$80K
CHSP
2180
DELISTED
Chesapeake Lodging Trust
CHSP
$792K ﹤0.01%
29,918
-1,337
-4% -$33.7K
SLCA
2181
DELISTED
U.S. SILICA HOLDINGS, INC.
SLCA
$790K ﹤0.01%
34,766
-21,976
-39% -$408K
UE icon
2182
Urban Edge Properties
UE
$2.71B
$788K ﹤0.01%
30,455
+7,535
+33% +$181K
MHY
2183
DELISTED
WESTERN ASSET MANAGED HIGH INCOM FD INC. COM
MHY
$788K ﹤0.01%
177,832
-68,865
-28% -$299K
MBLY
2184
DELISTED
Mobileye N.V.
MBLY
$786K ﹤0.01%
21,065
-6,863
-25% -$219K
CLW icon
2185
Clearwater Paper
CLW
$376M
$782K ﹤0.01%
16,125
+1,550
+11% +$64.6K
PES
2186
DELISTED
Pioneer Energy Services Corp.
PES
$779K ﹤0.01%
354,286
+44,886
+15% +$74K
SKT icon
2187
Tanger
SKT
$4.48B
$778K ﹤0.01%
21,365
-10,178
-32% -$335K
TWTR
2188
DELISTED
Twitter, Inc.
TWTR
$778K ﹤0.01%
47,019
-23,421
-33% -$410K
WST icon
2189
West Pharmaceutical
WST
$24.9B
$777K ﹤0.01%
11,206
+810
+8% +$48.7K
EMJ
2190
DELISTED
Eaton Vance New Jersey Municipal Bond Fund
EMJ
$776K ﹤0.01%
54,888
+13,863
+34% +$193K
ENB icon
2191
Enbridge
ENB
$112B
$775K ﹤0.01%
19,922
+3,309
+20% +$113K
RDY icon
2192
Dr. Reddy's Laboratories
RDY
$10.2B
$774K ﹤0.01%
85,695
+605
+0.7% +$5.41K
CLR
2193
DELISTED
CONTINENTAL RESOURCES INC.
CLR
$774K ﹤0.01%
25,472
-10,778
-30% -$244K
DYN
2194
DELISTED
Dynegy, Inc.
DYN
$773K ﹤0.01%
53,816
+10,527
+24% +$120K
VRA icon
2195
Vera Bradley
VRA
$97.8M
$772K ﹤0.01%
+37,949
New +$621K
CCMP
2196
DELISTED
CMC Materials, Inc. Common Stock
CCMP
$766K ﹤0.01%
18,728
+1,558
+9% +$61.6K
KPTI icon
2197
Karyopharm Therapeutics
KPTI
$47.1M
$765K ﹤0.01%
5,718
-1,967
-26% -$217K
VALE.P
2198
DELISTED
Vale S A
VALE.P
$765K ﹤0.01%
245,177
-15,796
-6% -$36.3K
FDUS icon
2199
Fidus Investment
FDUS
$772M
$761K ﹤0.01%
49,017
-21,610
-31% -$298K
MFD
2200
DELISTED
Macquarie/First Trust Global Infrastructure/Utilities Dividend & Income Fund
MFD
$759K ﹤0.01%
61,983
-4,479
-7% -$50.9K
86 87
88
89 90

Similar funds

TRSOTSOK
Teachers Retirement System of the State of Kentucky Frankfort, Kentucky $12.9B AUM 31.03% 1-Year Est. Return
AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return
ZIG
Zurich Insurance Group Zurich, Switzerland $12.7B AUM 53.57% 1-Year Est. Return

Guggenheim Capital's Q1 2016 Portfolio in Review

As of Q1 2016, Guggenheim Capital held 3,128 positions worth $31.7B, down 7.8% from $34.4B the previous quarter. Its ten largest holdings account for 5.6% of the portfolio.

Guggenheim Capital withdrew a net $2.89B in Q1 2016, closing 223 positions and reducing 1,808 holdings. Its most notable exit was KEURIG GREEN MTN INC, an estimated $41.7M position sold in full.

By sector, the portfolio is most concentrated in Technology at 12% of assets, down from 13% a quarter earlier, followed by Healthcare and Consumer Discretionary.

Against the trend, Guggenheim Capital opened a new position in Enovis worth $6.52M.

  • Guggenheim Capital's largest Q1 2016 buy was Enovis: 132,562 shares worth $6.52M.
  • Guggenheim Capital added most to State Street SPDR Bloomberg High Yield Bond ETF in Q1 2016, an estimated $62.9M increase.
  • Guggenheim Capital's biggest Q1 2016 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $47.1M.
  • Guggenheim Capital fully exited KEURIG GREEN MTN INC in Q1 2016, selling an estimated $41.7M.
  • Guggenheim Capital's ten largest holdings make up 5.6% of its $31.7B portfolio in Q1 2016.
  • Guggenheim Capital opened 137 new positions and closed 223 in Q1 2016.
  • Guggenheim Capital's portfolio value fell 7.8% quarter-over-quarter to $31.7B.

Based on Guggenheim Capital's 13F filing for Q1 2016, filed 16 May 2016.