GC

Guggenheim Capital Portfolio holdings

AUM $12.3B
This Quarter Return
+8.92%
1 Year Return
+20.77%
3 Year Return
+81.12%
5 Year Return
+133.86%
10 Year Return
+300.64%
AUM
$19.1B
AUM Growth
+$19.1B
Cap. Flow
+$1.32B
Cap. Flow %
6.92%
Top 10 Hldgs %
17.44%
Holding
2,311
New
197
Increased
1,023
Reduced
851
Closed
212

Top Buys

1
FIGS icon
FIGS
FIGS
$145M
2
JPM icon
JPMorgan Chase
JPM
$109M
3
BRK.B icon
Berkshire Hathaway Class B
BRK.B
$106M
4
AXP icon
American Express
AXP
$86.4M
5
META icon
Meta Platforms (Facebook)
META
$58.9M

Top Sells

1
AFTR.U
AfterNext HealthTech Acquisition Corp. Units, each consisting of one Class A ordinary share and one-third of one redeemable warrant
AFTR.U
$37.1M
2
CPAAU
Conyers Park III Acquisition Corp. Unit
CPAAU
$34.7M
3
TSLA icon
Tesla
TSLA
$30.1M
4
WAVC.U
Waverley Capital Acquisition Corp. 1 Units, each consisting of one Class A Ordinary Share and one-third of one redeemable warrant
WAVC.U
$24.7M
5
TPGS
TPG Pace Solutions Corp.
TPGS
$23.7M

Sector Composition

1 Technology 20.52%
2 Financials 15.75%
3 Healthcare 9.4%
4 Consumer Discretionary 9.21%
5 Real Estate 6.75%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
JTD
2151
DELISTED
NUVEEN TAX-ADVANTAGE DIVIDEND GROWTH FUND
JTD
– –
-180,851
Closed -$2.86M
TRIL
2152
DELISTED
Trillium Therapeutics Inc.
TRIL
– –
-72,367
Closed -$1.27M
XONE
2153
DELISTED
The ExOne Company
XONE
– –
-28,781
Closed -$673K
KDMN
2154
DELISTED
Kadmon Holdings, Inc.
KDMN
– –
-75,210
Closed -$655K
MDLA
2155
DELISTED
Medallia, Inc.
MDLA
– –
-64,253
Closed -$2.18M
VTA
2156
DELISTED
INVESCO DYNAMIC CREDIT OPPORTUNITIES FUND
VTA
– –
-238,648
Closed -$2.79M
RPAI
2157
DELISTED
RETAIL PROPERTIES OF AMERICA, INC.
RPAI
– –
-42,735
Closed -$551K
CSOD
2158
DELISTED
Cornerstone OnDemand, Inc.
CSOD
– –
-24,068
Closed -$1.38M
CLDR
2159
DELISTED
Cloudera, Inc.
CLDR
– –
-88,757
Closed -$1.42M
XEC
2160
DELISTED
CIMAREX ENERGY CO
XEC
– –
-11,704
Closed -$1.02M
LDL
2161
DELISTED
Lydall, Inc.
LDL
– –
-11,541
Closed -$717K
VER
2162
DELISTED
VEREIT, Inc.
VER
– –
-59,086
Closed -$2.67M
TTP
2163
DELISTED
TORTOISE PIPELINE & ENERGY FUND, INC.
TTP
– –
-17,976
Closed -$431K
PSXP
2164
DELISTED
PHILLIPS 66 PARTNERS LP
PSXP
– –
-10,487
Closed -$376K
UFS
2165
DELISTED
DOMTAR CORPORATION (New)
UFS
– –
-45,717
Closed -$2.49M
JTA
2166
DELISTED
Nuveen Tax-Advantaged Total Return Strategy Fund
JTA
– –
-26,267
Closed -$292K
JDD
2167
DELISTED
Nuveen Diversified Dividend and Income Fund
JDD
– –
-28,306
Closed -$294K
VEDL
2168
DELISTED
Vedanta Limited American Depostary Shares (Each representing four equity shares)
VEDL
– –
-154,633
Closed -$2.36M
QADA
2169
DELISTED
QAD Inc.
QADA
– –
-8,014
Closed -$700K
STMP
2170
DELISTED
Stamps.com, Inc.
STMP
– –
-6,317
Closed -$2.08M
CADE
2171
DELISTED
Cadence Bancorporation
CADE
– –
-13,003
Closed -$286K
SAFE
2172
DELISTED
Safehold Inc.
SAFE
– –
-3,521
Closed -$253K
PTCT icon
2173
PTC Therapeutics
PTCT
$4.16B
– –
-36,280
Closed -$1.35M
QGEN icon
2174
Qiagen
QGEN
$10.2B
– –
-6,550
Closed -$339K
QSR icon
2175
Restaurant Brands International
QSR
$20.5B
– –
-3,621
Closed -$221K
85 86
87
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