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Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
-0.72%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$16.7B
AUM Growth
-$332M
Cap. Flow
-$57.8M
Cap. Flow %
-0.35%
Top 10 Hldgs %
17.41%
Holding
2,287
New
114
Increased
795
Reduced
1,162
Closed
171

Top Buys

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$50M
2
LITT
Logistics Innovation Technologies Corp. Class A Common Stock
LITT
+$38.8M
3
AFTR.U
AfterNext HealthTech Acquisition Corp Units
AFTR.U
+$37M
4
CPAAU
Conyers Park III Acquisition Corp. Unit
CPAAU
+$34.7M
5
HON icon
Honeywell
HON
+$32.1M

Top Sells

Rank Stock Value
1
ALXN
Alexion Pharmaceuticals
ALXN
+$41.8M
2
LITTU
Logistics Innovation Technologies Corp. Units
LITTU
+$39.8M
3
MTTR
Matterport, Inc. Class A Common Stock
MTTR
+$32.4M
4
SRNG
Soaring Eagle Acquisition Corp. Class A Ordinary Share
SRNG
+$20M
5
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$19.4M

Sector Composition

Rank Sector Weight
1 Technology 19.23%
2 Financials 13.81%
3 Healthcare 9.7%
4 Consumer Discretionary 8.79%
5 Communication Services 6.56%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DLX icon
2151
Deluxe
DLX
$1.15B
– –
-9,152
Closed -$437K
DNP icon
2152
DNP Select Income Fund
DNP
$4.09B
– –
-28,890
Closed -$302K
DVY icon
2153
iShares Select Dividend ETF
DVY
$23.6B
– –
-2,007
Closed -$234K
EGBN icon
2154
Eagle Bancorp
EGBN
$844M
– –
-5,350
Closed -$300K
EGHT icon
2155
8x8 Inc
EGHT
$338M
– –
-7,589
Closed -$211K
EPC icon
2156
Edgewell Personal Care
EPC
$1.32B
– –
-13,606
Closed -$597K
ERC
2157
Allspring Multi-Sector Income Fund
ERC
$260M
– –
-36,227
Closed -$464K
ETD icon
2158
Ethan Allen Interiors
ETD
$603M
– –
-11,754
Closed -$324K
AGNT
2159
AGNT Inc
AGNT
$734M
– –
-6,043
Closed -$234K
FBNC icon
2160
First Bancorp
FBNC
$2.67B
– –
-5,540
Closed -$227K
FCF icon
2161
First Commonwealth Financial
FCF
$2.17B
– –
-27,360
Closed -$385K
FFBC icon
2162
First Financial Bancorp
FFBC
$3.54B
– –
-21,791
Closed -$515K
FT
2163
Franklin Universal Trust
FT
$198M
– –
-17,256
Closed -$143K
FTS icon
2164
Fortis
FTS
$28.8B
– –
-7,808
Closed -$345K
GDOT icon
2165
Green Dot
GDOT
$744M
– –
-7,139
Closed -$334K
GLP icon
2166
Global Partners
GLP
$1.71B
– –
-10,780
Closed -$279K
H icon
2167
Hyatt Hotels
H
$16.7B
– –
-3,379
Closed -$262K
HASI icon
2168
Hannon Armstrong Sustainable Infrastructure Capital
HASI
$5.23B
– –
-3,606
Closed -$202K
HCC icon
2169
Warrior Met Coal
HCC
$4.83B
– –
-10,956
Closed -$188K
HCSG icon
2170
Healthcare Services Group
HCSG
$1.53B
– –
-6,614
Closed -$209K
HHH icon
2171
Howard Hughes
HHH
$4.06B
– –
-2,329
Closed -$216K
HMN icon
2172
Horace Mann Educators
HMN
$2.11B
– –
-8,318
Closed -$311K
MCHB
2173
Mechanics Bancorp
MCHB
$3.69B
– –
-6,697
Closed -$273K
HNI icon
2174
HNI Corp
HNI
$3.58B
– –
-10,488
Closed -$461K
HUBG icon
2175
HUB Group
HUBG
$2.93B
– –
-14,048
Closed -$463K
85 86
87
88 89

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TRSOTSOK
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AIM
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Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return
ZIG
Zurich Insurance Group Zurich, Switzerland $12.7B AUM 53.57% 1-Year Est. Return

Guggenheim Capital's Q3 2021 Portfolio in Review

As of Q3 2021, Guggenheim Capital held 2,287 positions worth $16.7B, down 2% from $17B the previous quarter. Its ten largest holdings account for 17% of the portfolio.

Guggenheim Capital's Q3 2021 filing shows 114 new, 795 increased, 1,162 reduced and 171 closed positions. Its largest new stake was Logistics Innovation Technologies Corp. Class A Common Stock: 4,000,000 shares worth $38.6M. The largest sale was Alexion Pharmaceuticals, an estimated $41.8M.

By sector, the portfolio is most concentrated in Technology at 19% of assets, up from 19% a quarter earlier, followed by Financials and Healthcare.

  • Guggenheim Capital's largest Q3 2021 buy was Logistics Innovation Technologies Corp. Class A Common Stock: 4,000,000 shares worth $38.6M.
  • Guggenheim Capital added most to iShares Core US Aggregate Bond ETF in Q3 2021, an estimated $50M increase.
  • Guggenheim Capital's biggest Q3 2021 reduction was Matterport, Inc. Class A Common Stock, cutting an estimated $32.4M.
  • Guggenheim Capital fully exited Alexion Pharmaceuticals in Q3 2021, selling an estimated $41.8M.
  • Guggenheim Capital's ten largest holdings make up 17% of its $16.7B portfolio in Q3 2021.
  • Guggenheim Capital opened 114 new positions and closed 171 in Q3 2021.
  • Guggenheim Capital's portfolio value fell 2% quarter-over-quarter to $16.7B.

Based on Guggenheim Capital's 13F filing for Q3 2021, filed 15 Nov 2021.