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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+6.52%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$15.2B
AUM Growth
-$714M
Cap. Flow
-$1.36B
Cap. Flow %
-8.94%
Top 10 Hldgs %
15.97%
Holding
2,218
New
180
Increased
888
Reduced
1,035
Closed
85

Top Buys

Rank Stock Value
1
KAHC.U
KKR Acquisition Holdings I Corp. Units, each consisting of one share of Class A Common Stock and one-fourth of one redeemable warrant
KAHC.U
+$153M
2
GSEVU
Gores Holdings VII, Inc. Units
GSEVU
+$40.7M
3
GTPBU
Gores Technology Partners II, Inc. Units
GTPBU
+$40.4M
4
IVV icon
iShares Core S&P 500 ETF
IVV
+$38.7M
5
MTTR
Matterport, Inc. Class A Common Stock
MTTR
+$38.5M

Top Sells

Rank Stock Value
1
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$1.08B
2
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$278M
3
AAPL icon
Apple
AAPL
+$70.6M
4
MSFT icon
Microsoft
MSFT
+$51.8M
5
AMZN icon
Amazon
AMZN
+$45.8M

Sector Composition

Rank Sector Weight
1 Technology 17.35%
2 Financials 12.96%
3 Healthcare 9.44%
4 Consumer Discretionary 8.83%
5 Industrials 6.86%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FSS icon
2151
Federal Signal
FSS
$7.83B
– –
-10,270
Closed -$341K
HE icon
2152
Hawaiian Electric Industries
HE
$2.14B
– –
-8,501
Closed -$301K
IRTC icon
2153
iRhythm Holdings
IRTC
$4.2B
– –
-882
Closed -$209K
ITT icon
2154
ITT
ITT
$19.1B
– –
-6,334
Closed -$488K
KRO icon
2155
KRONOS Worldwide
KRO
$989M
– –
-19,904
Closed -$297K
LMAT icon
2156
LeMaitre Vascular
LMAT
$1.86B
– –
-5,612
Closed -$227K
MFA
2157
MFA Financial
MFA
$933M
– –
-8,521
Closed -$133K
MGPI icon
2158
MGP Ingredients
MGPI
$375M
– –
-112,026
Closed -$5.27M
MYGN icon
2159
Myriad Genetics
MYGN
$312M
– –
-26,426
Closed -$523K
NJR icon
2160
New Jersey Resources
NJR
$5.58B
– –
-8,521
Closed -$303K
OMAB icon
2161
Grupo Aeroportuario Centro Norte
OMAB
$5.33B
– –
-6,179
Closed -$319K
OSPN icon
2162
OneSpan
OSPN
$618M
– –
-11,370
Closed -$235K
RDY icon
2163
Dr. Reddy's Laboratories
RDY
$10.2B
– –
-15,600
Closed -$223K
SEIC icon
2164
SEI Investments
SEIC
$12.6B
– –
-8,172
Closed -$470K
SKM icon
2165
SK Telecom
SKM
$13.2B
– –
-7,706
Closed -$311K
SPIP icon
2166
State Street SPDR Portfolio TIPS ETF
SPIP
$1B
– –
-36,695
Closed -$1.14M
SSYS icon
2167
Stratasys
SSYS
$774M
– –
-37,630
Closed -$780K
SUB icon
2168
iShares Short-Term National Muni Bond ETF
SUB
$11.4B
– –
-26,950
Closed -$2.91M
TCMD icon
2169
Tactile Systems Technology
TCMD
$665M
– –
-5,220
Closed -$235K
TDC icon
2170
Teradata
TDC
$2.55B
– –
-13,118
Closed -$295K
TSE
2171
DELISTED
Trinseo
TSE
– –
-4,182
Closed -$214K
UNF icon
2172
Unifirst Corp
UNF
$5.25B
– –
-30,741
Closed -$6.51M
VNT icon
2173
Vontier
VNT
$4.74B
– –
-24,711
Closed -$825K
WDFC icon
2174
WD-40
WDFC
$3.15B
– –
-1,113
Closed -$296K
WLY icon
2175
John Wiley & Sons Class A
WLY
$2.66B
– –
-6,473
Closed -$296K
85 86
87
88 89

Similar funds

TRSOTSOK
Teachers Retirement System of the State of Kentucky Frankfort, Kentucky $12.9B AUM 31.03% 1-Year Est. Return
AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return
ZIG
Zurich Insurance Group Zurich, Switzerland $12.7B AUM 53.57% 1-Year Est. Return

Guggenheim Capital's Q1 2021 Portfolio in Review

As of Q1 2021, Guggenheim Capital held 2,218 positions worth $15.2B, down 4.5% from $15.9B the previous quarter. Its ten largest holdings account for 16% of the portfolio.

Guggenheim Capital withdrew a net $1.36B in Q1 2021, closing 85 positions and reducing 1,035 holdings. Its most notable exit was Gores Holdings VI, Inc. Unit, an estimated $42.4M position sold in full.

By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 17% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Guggenheim Capital opened a new position in KKR Acquisition Holdings I Corp. Units, each consisting of one share of Class A Common Stock and one-fourth of one redeemable warrant worth $153M.

  • Guggenheim Capital's largest Q1 2021 buy was KKR Acquisition Holdings I Corp. Units, each consisting of one share of Class A Common Stock and one-fourth of one redeemable warrant: 15,276,972 shares worth $153M.
  • Guggenheim Capital added most to Pioneer Natural Resource Co. in Q1 2021, an estimated $19.4M increase.
  • Guggenheim Capital's biggest Q1 2021 reduction was iShares iBoxx $ Investment Grade Corporate Bond ETF, cutting an estimated $1.08B.
  • Guggenheim Capital fully exited Gores Holdings VI, Inc. Unit in Q1 2021, selling an estimated $42.4M.
  • Guggenheim Capital's ten largest holdings make up 16% of its $15.2B portfolio in Q1 2021.
  • Guggenheim Capital opened 180 new positions and closed 85 in Q1 2021.
  • Guggenheim Capital's portfolio value fell 4.5% quarter-over-quarter to $15.2B.

Based on Guggenheim Capital's 13F filing for Q1 2021, filed 13 May 2021.