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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+14.15%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$15.9B
AUM Growth
+$2.13B
Cap. Flow
+$466M
Cap. Flow %
2.92%
Top 10 Hldgs %
24.56%
Holding
2,169
New
258
Increased
811
Reduced
944
Closed
131

Top Buys

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$235M
2
GHVIU
Gores Holdings VI, Inc. Unit
GHVIU
+$42.3M
3
ARBGU
Aequi Acquisition Corp Unit
ARBGU
+$29.9M
4
TEAM icon
Atlassian
TEAM
+$10.8M
5
COST icon
Costco
COST
+$9.72M

Top Sells

Rank Stock Value
1
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$32.3M
2
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$13.5M
3
AAPL icon
Apple
AAPL
+$13.1M
4
SMCI icon
Super Micro Computer
SMCI
+$10.2M
5
MSFT icon
Microsoft
MSFT
+$9.99M

Sector Composition

Rank Sector Weight
1 Technology 17.06%
2 Financials 11.7%
3 Healthcare 8.92%
4 Consumer Discretionary 8.64%
5 Industrials 5.94%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GPOR
2151
DELISTED
Gulfport Energy Corp.
GPOR
– –
-122,441
Closed -$65K
TLI
2152
DELISTED
Western Asset Corporate Loan Fund Inc.
TLI
– –
-136,719
Closed -$1.27M
WMGI
2153
DELISTED
Wright Medical Group Inc
WMGI
– –
-105,347
Closed -$3.22M
JCAP
2154
DELISTED
Jernigan Capital, Inc.
JCAP
– –
-87,683
Closed -$1.5M
ADSW
2155
DELISTED
Advanced Disposal Services Inc
ADSW
– –
-44,737
Closed -$1.35M
LVGO
2156
DELISTED
Livongo Health, Inc. Common Stock
LVGO
– –
-7,927
Closed -$1.11M
IMMU
2157
DELISTED
Immunomedics Inc
IMMU
– –
-86,381
Closed -$7.34M
RST
2158
DELISTED
ROSETTA STONE INC
RST
– –
-36,408
Closed -$1.09M
AIMT
2159
DELISTED
Aimmune Therapeutics
AIMT
– –
-39,629
Closed -$1.36M
VSLR
2160
DELISTED
VIVINT SOLAR, INC.
VSLR
– –
-33,616
Closed -$1.42M
DNI
2161
DELISTED
Dividend and Income Fund
DNI
– –
-42,209
Closed -$384K
AMTD
2162
DELISTED
TD Ameritrade Holding Corp
AMTD
– –
-54,954
Closed -$2.15M
NBL
2163
DELISTED
Noble Energy, Inc.
NBL
– –
-97,030
Closed -$830K
ETFC
2164
DELISTED
E*Trade Financial Corporation
ETFC
– –
-55,951
Closed -$2.8M
DLPH
2165
DELISTED
Delphi Technologies PLC Ordinary Shares
DLPH
– –
-139,290
Closed -$2.33M
MNTA
2166
DELISTED
Momenta Pharmaceuticals, Inc.
MNTA
– –
-25,987
Closed -$1.36M
BREW
2167
DELISTED
Craft Brew Alliance, Inc.
BREW
– –
-58,766
Closed -$970K
UN
2168
DELISTED
Unilever NV New York Registry Shares
UN
– –
-60,424
Closed -$3.65M
AAN.A
2169
DELISTED
The Aaron's Company Inc Class A
AAN.A
– –
-5,882
Closed -$333K
83 84 85 86
87

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Fundsmith LLP
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CII
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AAMU
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WANY
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ACA
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ZIG
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Guggenheim Capital's Q4 2020 Portfolio in Review

As of Q4 2020, Guggenheim Capital held 2,169 positions worth $15.9B, up 15% from $13.8B the previous quarter. Its ten largest holdings account for 25% of the portfolio.

Guggenheim Capital's Q4 2020 filing shows 258 new, 811 increased, 944 reduced and 131 closed positions. Its largest new stake was Gores Holdings VI, Inc. Unit: 4,000,000 shares worth $42.4M. The largest sale was iShares iBoxx $ Investment Grade Corporate Bond ETF, an estimated $32.3M.

By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 17% a quarter earlier, followed by Financials and Healthcare.

  • Guggenheim Capital's largest Q4 2020 buy was Gores Holdings VI, Inc. Unit: 4,000,000 shares worth $42.4M.
  • Guggenheim Capital added most to iShares Core US Aggregate Bond ETF in Q4 2020, an estimated $235M increase.
  • Guggenheim Capital's biggest Q4 2020 reduction was iShares iBoxx $ Investment Grade Corporate Bond ETF, cutting an estimated $32.3M.
  • Guggenheim Capital fully exited Super Micro Computer in Q4 2020, selling an estimated $10.2M.
  • Guggenheim Capital's ten largest holdings make up 25% of its $15.9B portfolio in Q4 2020.
  • Guggenheim Capital opened 258 new positions and closed 131 in Q4 2020.
  • Guggenheim Capital's portfolio value rose 15% quarter-over-quarter to $15.9B.

Based on Guggenheim Capital's 13F filing for Q4 2020, filed 16 Feb 2021.